The Newly Enforced Digital Operational Resilience Act (D.O.R.A) Regulation
- Οργάνωση/ Διοίκηση/ Ηγεσία - Soft Skills / Επικοινωνία - Χρηματοοικ. Ασφαλιστικά Τραπεζικά
Αγγλικά
5 ώρες
(
1 ημέρα
)
ΠΕΡΙΓΡΑΦΗ
The course aims to provide a deep dive into the critical legislative package associated with the Digital Operational Resilience Act (DORA), which has recently come into force, and is designed to addresses a key risk factor in the EU digital space: cyberattacks and ICT disruptions in the EU financial sector. These risks have been a concern for Europe’s bank and securities regulators for many years, notably the ECB, the EBA and ESMA.
This long overdue piece of legislation now consolidates a patchwork of existing sectoral rules on ICT risk management, incident handling and resilience testing. Critically, and core to the thrust of DORA, is the explicit recognition on the reliance by financial services entities on third party ICT service providers. Oversight of 3rd party ICT service providers will fall to the ESA’s (EBA, ESMA and EIOPA).
ESMA is also currently drafting technical standards, following DORA’s entry into force on 16 January 2023, with application scheduled for 17th January 2025.
An overview of the complex nature of the EU legislative process and the key EU Institutions involved in the development of the DORA regulatory text will be examined during the course, covering:
- The shift from operational risk mainly with the allocation of capital to managing all components of operational resilience.
- The DORA rules for the protection, detection, containment, recovery and repair capabilities against ICT-related incidents.
- Identifying the DORA explicitly referenced ICT risks via new sets rules on ICT risk-management, incident reporting, operational resilience testing and ICT third-party risk monitoring.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
The course offers the opportunity to:
- Acquire a structure understanding of the current EU legislative landscape and priorities in relation to the DORA legislative package
- Become sufficiently conversant in the broad details of the key pieces of current EU FS legislation to engage in a discussion with their professional peers, regulators and apply the knowledge in reviewing the impact on their business models, compliance expectations and obligation
More specifically, by the end of the course participants will:
- Understand the EU Institutional decision-making process from the EC proposal stage on both legislative packages to ratification by the EU Parliament and Council
- Identify the various key provisions under the DORA legislative text that will have a direct impact on the firm’s compliance framework and that of its outsourced ITC providers
- Identify the new requirements and challenges under the DORA framework designed to strengthen cross-border monitoring of ITC systems and outsourced structures
- Build an awareness of the modified roles of Pan-EU supervisors in terms of monitoring, requests for information, reporting requirements, on-site inspections, with more assertive powers by the ESAs
- Learn how the scaled-up harmonisation and coordination of ESAs supervisory practices in the management of the firms ITC operations will affect your business
- Develop awareness of how the EU intends to monitor DORA requirements with third countries considered to be ‘high-risk’ jurisdictions.
- Be capable of anticipating questions and queries via the new ESA’s role in monitoring DORA application and compliance
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
The course is addressed to:
- Chief AML Officers
- CFOs
- Regulatory Compliance Officers
- National Supervisors
- Financial Services Trade Bodies
- Chief Legal Officers
- Internal ITC Specialist
- Chief Data Officers
- COOs
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
– Background on DORA legislative packages
- scope exemptions, definitions, supervision, reporting/compliance
– Outline of uniform requirements concerning the security of network and information systems supporting the business processes of financial entities:
A. requirements applicable to financial entities in relation to:
- information and communication technology (ICT) risk management
- reporting of major ICT-related incidents and notifying, on a voluntary basis, significant cyber threats to the competent authorities
- reporting of major operational or security payment-related incidents to the competent authorities by financial entities referred to in Article 2(1), points (a) to (d)
- digital operational resilience testing
- information and intelligence sharing in relation to cyber threats and vulnerabilities
- measures for the sound management of ICT third-party risk
B. requirements in relation to the contractual arrangements concluded between ICT third-party service providers and financial entities
- DORA application framework vis-à-vis critical third parties which provide ICT-related services to financial entities in terms of digital operational resilience, requiring all firms ensuring that they can withstand, respond to and recover from all types of ICT-related disruptions and threats.
- A review of the critical third-country ICT service provider rules vis-à-vis provision of services to financial entities in the EU (required to establish a subsidiary within the EU so that oversight can be assured)
- A review of the DORA oversight framework, which provides for an additional joint oversight network to l strengthen the coordination between the European supervisory authorities (ESAs) on this cross-sectoral topic
Training Style
The programme is designed to deliver high-level knowledge and insights into the EU financial services regulatory agenda and developments. It will strive to enhance participants’ skills and knowledge via power-point presentations and practical examples.
The training style is both training-focused, involving a combination of presentation and real-live examples, but also learner-focused, where participants are encouraged to share their experiences, raise questions, seek clarifications and share their opinions from their different perspectives.
CPD Recognition
This programme may be approved for up to 5 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
Trainer's Information
David Doyle - EU policy expert specializing in financial services legislation
David Doyle is EU policy expert specializing in financial services legislation, covering banking, insurance and securities regulation, based on mainland Europe. He is a long-standing board member of the joint MEP-stakeholder advocacy body, The Kangaroo Group, as well as being the secretary to its Financial Services Working Group at the European Parliament. He is a former long-serving diplomat based on mainland Europe, spanning both multilateral and bilateral assignments. His authored works include Cost Control—A Strategic Guide (CIMA/Elsevier: London, 1994 and 2002) which was translated into 15 foreign languages, as well as contributing EU chapters to The Future of Finance after SEPA (Wiley: London, 2008), and A Practical Guide to Corporate Governance (Sweet & Maxwell: London, 2010 and 2014). His academic activities include lecturing in Management Control as an adjunct assistant professor at Paris-based institutions like the American University, HEC, ESSEC and ESCP
Αναλυτικό Κόστος Σεμιναρίου
- € 220.00
- € 0.00
- € 41.80
- € 220.00
Περαιτέρω Κοστολογικές Πληροφορίες
HRDA-approved seminars are exempted from VAT for eligible organisations applying for the HRDA subsidy. A 19% VAT will apply to seminars and participants who do not qualify for the HRDA subsidy
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Εκδήλωση Ενδιαφέροντος : The Newly Enforced Digital Operational Resilience Act (D.O.R.A) Regulation
Σεμινάρια στην ίδια κατηγορία από τον ίδιο διοργανωτή
CISI Risk in Financial Services...
In the face of the recent constant change in the Financial Services Sector, both from legal and regulatory amendments and from credit and financial shocks in th...
01/12/2023 16:30
14 ώρες (4 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Transaction Monitoring Regulatory Framework for Electronic Money and P...
This comprehensive course is designed to provide participants with a practical understanding of the regulatory and technical aspects involved in ensuring compli...
04/12/2023 09:00
7 ώρες (1 ημέρα)
Αγγλικά
Live Online
Financial Management of Projects...
Project Managers must manage their project’s finances transparently as the company’s assets are at stake. It is their responsibility to ensure sound financial m...
04/12/2023 09:00
7 ώρες (2 μέρες)
Αγγλικά
Live Online
The Effective Application of a Risk Based Approach in AML, KYC, CDD...
The risk-based approach is an important element in designing an effective anti-money laundering program. Employees are required to understand how the risk-based...
05/12/2023 09:00
5 ώρες (1 ημέρα)
Αγγλικά
Live Online
Quantitative Portfolio Management under the AIF Framework...
The programme provides an introduction to AIF portfolio management and the relevant regulations regarding risk management and liquidity issues. As such, the...
05/12/2023 16:30
5 ώρες (2 μέρες)
Αγγλικά
Live Online
Market Abuse and Trade Monitoring...
Regulation No 596/2014 on market abuse (MAR), repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC,...
06/12/2023 14:00
5 ώρες (1 ημέρα)
Αγγλικά
Live Online
CySEC Certification Examination Preparation Course (Advanced)...
With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...
06/12/2023 16:30
32 ώρες (8 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
CySEC Certification Examination Preparation Course (Basic)...
With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...
06/12/2023 16:30
25 ώρες (7 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
AML & Cybersecurity...
The conduct of illegal activities such as money laundering, fraud, and identity theft by electronic systems is called cybercrime. It is an act that violates the...
07/12/2023 09:00
7 ώρες (1 ημέρα)
Αγγλικά
Live Online
Fraud Reporting under PSD2 – An Overview of the EBA Guidelines...
In accordance with Article 96(6) of PSD2, Payment Service Providers (PSPs) must provide statistical data on fraud relating to different means of payment to thei...
07/12/2023 09:00
5 ώρες (2 μέρες)
Αγγλικά
Live Online
FREE WEBINAR: AML/CFT Typologies: Risk Based Approach vs Typology Base...
This Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) Typologies webinar will explore the fundamental concepts of two distinct b...
07/12/2023 16:00
1 ώρες (1 ημέρα)
Αγγλικά
Live Online
Ethics & Integrity...
“Knowledge without integrity is dangerous.” These immortal words of poet and author Samuel Johnson over 300 years ago were proven true after the recent global f...
12/12/2023 09:00
6 ώρες (2 μέρες)
Ελληνικά
Live Online
Anti-Money Laundering (AML) Regulation and Updates...
Flows of illicit money can damage the igtntegrity, stability and reputation of the financial sector, and threaten the internal market of the Union a...
12/12/2023 09:00
5 ώρες (2 μέρες)
Αγγλικά
EIMF (Λευκωσία)
Digital Currency, Compliance & Risk: The 5th AML Directive and the EU ...
Cryptocurrencies and Blockchain Technology are becoming popular topics to explore, due to the way they are set to refine and revolutionize the world of business...
12/12/2023 09:30
14 ώρες (4 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
MiFID II Product Governance & Preparation of Key Information Documents...
Course Overview This program is intended for Investment Professionals engaged in designing and selling financial products, and for Compliance Professionals w...
12/12/2023 16:30
5 ώρες (2 μέρες)
Αγγλικά
Live Online
The Essentials of Managing People...
In today’s business reality which is fast paced, everchanging and thus complex and demanding, managers are under considerable pressure as more and more demands ...
13/12/2023 09:00
14 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Unfair Commercial Practices in Financial Services...
Directive 2005/29/EC of the European Parliament and of the Council on unfair business-to-consumer commercial practices in the internal market (‘the UCPD’) const...
13/12/2023 09:00
5 ώρες (2 μέρες)
Αγγλικά
Live Online
Understanding Securitization and Asset Backed Securities...
A significant volume and range of asset types are securitised but few people outside of the sector have a good grasp of the fundamentals of how it is done, the ...
13/12/2023 10:30
5 ώρες (2 μέρες)
Αγγλικά
Live Online
How To Conduct Third Party Due Diligence...
Conducting third party due diligence is by far the most important anti-corruption control, and there are some important differences compared to conducting custo...
13/12/2023 11:00
5 ώρες (2 μέρες)
Αγγλικά
Live Online
MiFID II and Sustainability...
A new requirement, which came into effect in August 2022, means that financial market participants, advisers and financial product distributors must now ask the...
14/12/2023 09:00
5 ώρες (2 μέρες)
Αγγλικά
Live Online
A Deep Dive in to the EU AML Legislative Strategy...
This course will provide an overview of the complex nature of the EU legislative process and the key EU Institutions involved in the development of the rev...
14/12/2023 10:00
5 ώρες (1 ημέρα)
Αγγλικά
Live Online
DFSA Regulatory Compliance CPD Programme...
Financial services rules and regulations apply to all firms regulated by the DFSA. These rules and guidelines are intended to safeguard customers when they tran...
18/12/2023 09:00
15 ώρες (3 μέρες)
Αγγλικά
Live Online
CySEC AML Certification Examination Preparation Course...
The CySEC AML Certification Examination requires very good knowledge of the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 20...
18/12/2023 16:30
16 ώρες (4 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
KYC & CDD Fundamentals...
KYC/CDD procedures are an essential part of a successful AML program. All entities that need to comply with anti-money laundering regulations need to train thei...
20/12/2023 09:00
5 ώρες (2 μέρες)
Αγγλικά
Live Online
Financial Fraud, White Collar Crimes...
Financial crime at finance markets & corporate level, fraud, money laundering and Cyprus main regulatory provisions and legislation White Collar Crimes (anot...
20/12/2023 14:00
5 ώρες (1 ημέρα)
Αγγλικά
Live Online
Negotiation-Techniques...
DescriptionA series of very practical and easy-to-implement negotiation techniques: what to say, when to say it, and how, all presented in short bite-size 3 to ...
31/01/2024 12:08
Αγγλικά
eLearning
CASS Introduction...
CA short online e-learning primer aimed as an introductory overview for those encountering Client Money and Client Assets for the first time, and for those work...
31/01/2024 12:08
Αγγλικά
eLearning
Financial Crime Risk Management...
Financial crime is a well-known and widespread problem that impacts brand value and reputation, goodwill, and revenue of many organizations. In addition to the ...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Advanced Examination Practice and Mock Exams...
Description A set of 6 full Mock & Revision Exams in English for the latest CySEC Advanced Examination Syllabus. ...
31/01/2024 12:08
Αγγλικά
eLearning
Best Execution...
The FCA rules relating to Best Execution cover all ‘financial instruments’. Firms must establish and implement a Best Execution Policy, setting out details of h...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Regulations 10 CPD Bundle 2...
Description This CPD bundle includes the following modules: • ICAAP - Internal Capital Adequacy Assessment Process • Fundamentals of Risk Management • Anti-Mone...
31/01/2024 12:08
Αγγλικά
eLearning
UCITS - Undertakings for Collective Investments in Transferable Securi...
DescriptionThis course offers a comprehensive introduction to the Undertakings for Collective Investments in Transferable Securities (UCITS). It addresses the n...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Regulations 15 CPD Bundle 2...
Description This CPD bundle includes the following modules: • AIF, AIFM and UCITS • Anti-Bribery and Anti-Corruption Training Duration This course may take up t...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Basic Examination Practice and Mock Exams...
A set of 3 full Mock Exams in English for the latest CySEC Basic Examination Syllabus.Registration and AccessTo register to this course, click on the Buy Now bu...
31/01/2024 12:08
Αγγλικά
eLearning
ICAAP Internal Capital Adequacy Assessment Process...
The challenge with creating an ICAAP is it is more than just a document. In this course we will explain clearly and concisely why it is and should be dynamic pr...
31/01/2024 12:08
Αγγλικά
eLearning
Regulatory Fundamentals for the Financial Services Sector...
DescriptionThis course offers a comprehensive review of the major regulations, directives and regimes of financial firms. It includes MiFID II, EMIR, Anti-Money...
31/01/2024 12:08
Αγγλικά
eLearning
AGRC Certificate in AML...
The AGRC’s AML Certificate’s CurriculumAGRC’s AML Certificate covers the following specific topics:– Money laundering methods, techniques, red flags and key ris...
31/01/2024 12:08
Αγγλικά
eLearning
AIFM - Alternative Investment Fund Managers...
DescriptionThis course offers a comprehensive introduction to the Alternative Investment Fund Managers (AIFM). It addresses the application of the AIFM Law, the...
31/01/2024 12:08
Αγγλικά
eLearning
AGRC Certificate in Sanctions Compliance...
The AGRC’s Compliance Sanctions Certificate’s CurriculumAGRC’s Certificate covers the following specific topics:– Definition of sanctions– Framework and legal b...
31/01/2024 12:08
Αγγλικά
eLearning
AGRC Certificate in KYC and CDD...
A key concern and significant risk for financial institutions remain the possibility of unknowingly becoming complicit in money laundering actions, where illegi...
31/01/2024 12:08
Αγγλικά
eLearning
MiFID II Overview...
DescriptionThis course offers a brief overview of MiFID II. It addresses the changes to the market structure under MiFID and MiFID II, and provides a sound grou...
31/01/2024 12:08
Αγγλικά
eLearning
AML Suspicious Activity Reports and Suspicious Transaction Reports (SA...
This self-paced, online course provides an overview of AML, the measures needed for efficient AML controls, Suspicious Transaction Monitoring, and Suspicious Ac...
31/01/2024 12:08
Αγγλικά
eLearning
Anti-Money Laundering and Counter Terrorist Finance...
Τhis course provides staff with an understanding of the process of money laundering, the laws and regulations that make it illegal, and the responsibilities of ...
31/01/2024 12:08
Αγγλικά
eLearning
European Market Infrastructure Regulation (EMIR) Overview...
DescriptionThis course offers a comprehensive overview of the EMIR. It addresses the EMIR requirements, the types of counterparties and the clearing obligations...
31/01/2024 12:08
Αγγλικά
eLearning
Fundamentals of Risk Management...
DescriptionThis course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers risk ...
31/01/2024 12:08
Αγγλικά
eLearning
CISI International Introduction to Investment...
DescriptionThe International Introduction to Investment offers a broad introduction to the financial services professional sector, with a specific focus on inve...
31/01/2024 12:08
Αγγλικά
eLearning
AIF - Alternative Investment Funds...
DescriptionThis course offers a comprehensive introduction to the Alternative Investment Funds (AIF). It addresses national and EU issues, reflecting the legal ...
31/01/2024 12:08
Αγγλικά
eLearning
Market Abuse and Regulation...
DescriptionThis course will provide a comprehensive review of Market Abuse and the respective regulatory environment. It will cover inside information and insid...
31/01/2024 12:08
Αγγλικά
eLearning
AGRC Certificate in Compliance...
Faced with increasingly regulated environment, this programme offers insight into good compliance practices and the skills to lead effective compliance programm...
31/01/2024 12:08
Αγγλικά
eLearning
Certified Blockchain Business Foundations (CBBF) with Exam Voucher...
Description This course will cover the syllabus of BTA's Certified Blockchain Business Foundations (CBBF) examination. The Certified Blockchain Business Foundat...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Regulations 10 CPD Bundle 8...
Description This CPD bundle includes the following modules: • Anti-Bribery and Anti-Corruption • Treating Customers Fairly and Handling Complaints in the Financ...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Regulations 15 CPD Bundle 5...
Description This CPD bundle includes the following modules: • Practical Aspects of the Compliance Function • Financial Promotion and Marketing Compliance • Trea...
31/01/2024 12:08
Αγγλικά
eLearning
Fundamentals of Investment and Finance...
DescriptionThis course offers a general review of the financial services sector, with a specific focus on investments from a global perspective. The focus of th...
31/01/2024 12:08
Αγγλικά
eLearning
Certified Ethical Hacker...
A Certified Ethical Hacker (CEH) is a skilled professional who understands and knows how to look for weaknesses and vulnerabilities in target systems and uses t...
31/01/2024 12:08
Αγγλικά
eLearning
Treating Customers Fairly...
This Treating Customers Fairly (“TCF”) course for all members of a firm helps them show the FCA that fair treatment of customers is at the heart of their busine...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Regulations 15 CPD Bundle 1...
Description This CPD bundle includes the following modules: • Markets in Financial Instruments Directive (MiFID II) • European Market Infrastructure Regulation ...
31/01/2024 12:08
Αγγλικά
eLearning
CISI Global Financial Compliance...
DescriptionGlobal Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The...
31/01/2024 12:08
Αγγλικά
eLearning
Risk Based Approach (RBA) to Anti Money Laundering...
This course aims to describe and explain the Risk-Based Approach (RBA) procedures so that the firms focus their efforts on those areas where the risk of ML and ...
31/01/2024 12:08
Αγγλικά
eLearning
SM&CR — The Conduct Rules...
An online e-learning primer aimed as an introductory overview for those working in FCA-regulated firms to enable them to understand the Conduct Rules within the...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Basic Examination Practice and Mock Exams...
Description A set of 2 full Mock Exams in English for the latest CySEC Basic Examination Syllabus. ...
31/01/2024 12:08
Αγγλικά
eLearning
Approved Persons Regime...
Approved Persons Regime awareness course for all members of firms NOT subject to the Senior Managers & Certification Regime (SM&CR) which came into effect on 7 ...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Regulations 15 CPD Bundle 3...
Description This CPD bundle includes the following modules: • Market Abuse and Regulation • Treating Customers Fairly and Handling Complaints in the Financial S...
31/01/2024 12:08
Αγγλικά
eLearning
Anti-Money Laundering and Terrorism Financing Fundamentals...
DescriptionThis course offers a basic overview of the Money Laundering and Terrorism Financing. It addresses the macroeconomic consequences of unchecked money l...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Regulations 10 CPD Bundle 6...
Description This CPD bundle includes the following modules: • Insider Dealing and Market Manipulation • Anti-Bribery and Anti-Corruption Training Duration This ...
31/01/2024 12:08
Αγγλικά
eLearning
Compliance Introduction...
Compliance involves the efforts and programs of an organization to ensure that the business complies with government and industry regulations. If your organizat...
31/01/2024 12:08
Αγγλικά
eLearning
Certificate in Compliance...
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the di...
31/01/2024 12:08
Αγγλικά
eLearning
Compliance Introduction...
A firm needs to establish, implement and maintain adequate policies and procedures sufficient to ensure compliance of the firm (covering its managers, employees...
31/01/2024 12:08
Αγγλικά
eLearning
Corporate Governance for Financial Institutions...
The concept/term Corporate Governance has featured regularly in discussions, both within the professional and academic community, since the 1990s and has become...
31/01/2024 12:08
Αγγλικά
eLearning
(eLearning) - Corporate Governance for Financial Institutions...
The concept/term Corporate Governance has featured regularly in discussions, both within the professional and academic community, since the 1990s and has become...
31/01/2024 12:08
Αγγλικά
eLearning
Compliance Essentials...
ACompliance Essentials provides comprehensive coverage of the key compliance / conduct issues that financial services sector companies face today. It provides 8...
31/01/2024 12:08
Αγγλικά
eLearning
Governance, Risk Management and Compliance (4 CPD Units)...
The self-based online training programme provides the participants with a broad range of areas addressed in a Governance, Risk and Compliance (GRC) model. Parti...
31/01/2024 12:08
Αγγλικά
eLearning
Sales Compliance and Techniques for Investment Firms (5 CPD Units)...
DESCRIPTIONThis course aims, is to assist professionals in investment firms, in particularly those whose primary function is within the Sales, customer retentio...
31/01/2024 12:08
Αγγλικά
eLearning
Financial Promotion and Marketing Compliance...
DescriptionThis course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and Germany, f...
31/01/2024 12:08
Αγγλικά
eLearning
Cyber Security Essentials...
We’re in an era that relies on technology more than eve. Aside from being a constant presence in our daily lives, it’s become ingrained in many of our business ...
31/01/2024 12:08
Αγγλικά
eLearning
Product Governance, Suitability and Appropriateness (5 CPD Units)...
DESCRIPTIONThe product governance regime aims to ensure that firm’s act in a client’s best interests, including funds and related management services, to end cl...
31/01/2024 12:08
Αγγλικά
eLearning
Market Abuse...
Market abuse may arise in circumstances where financial market investors have been unreasonably disadvantaged, directly or indirectly, by others who: have used ...
31/01/2024 12:08
Αγγλικά
eLearning
CIMA – RISK MANAGEMENT (P3)...
This unit explains how to identify, evaluate and manage enterprise risks. You will learn where strategic risks emanate from, how to evaluate them and understand...
31/01/2024 12:08
Αγγλικά
eLearning
International Economic Sanctions...
Define sanctions, review the different categories and assess the purpose that they are designed to achieve. Review the global sanctions framework and the key de...
31/01/2024 12:08
Αγγλικά
eLearning
Foreign Account and Tax Compliance Act (FATCA) & Common Reporting Stan...
DESCRIPTIONThis course gives an in-depth overview of the two major documents that shape today’s international tax environment: the U.S. Foreign Account and Tax ...
31/01/2024 12:08
5 ώρες (1 ημέρα)
Αγγλικά
eLearning
Practical Aspects of the Compliance Function...
DescriptionThis course offers a practical review of the compliance function. It addresses the roles, responsibilities and mission of the compliance officer, the...
31/01/2024 12:08
Αγγλικά
eLearning
Anti-Bribery and Anti-Corruption...
DescriptionThis course offers a comprehensive review to bribery and corruption, and the effects of both. It addresses the forms of bribery, provides statistics ...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Regulations 15 CPD Bundle 8...
Description This CPD bundle includes the following modules: • ICAAP - Internal Capital Adequacy Assessment Process • The Fund Industry: Latest Regulatory Framew...
31/01/2024 12:08
Αγγλικά
eLearning
Market Abuse Regulation Overview...
This course offers a condensed review of Market Abuse Regulation (MAR). It addresses the characteristics of market abuse and the impact on firms and individuals...
31/01/2024 12:08
Αγγλικά
eLearning
Senior Managers and Certification Regime...
An online e-learning course aimed as an introductory overview for those working in FCA authorised firms to enable them to understand the Senior Managers and Cer...
31/01/2024 12:08
Αγγλικά
eLearning
Coaching Essentials Certificate...
Certificate Overview:If you want your workforce to be made up of employees who do more than just punch in and punch out, you need to invest in coaching skills t...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Regulations 10 CPD Bundle 5...
DescriptionThis CPD bundle includes the following modules: • Treating Customers Fairly and Handling Complaints in the Financial Services Sector • Market Abuse R...
31/01/2024 12:08
Αγγλικά
eLearning
Market Abuse Regime (MAR) iLecture...
Market Abuse Regime (MAR) iLecture by Vivienne BanniganAn interactive 90-minute on-demand market abuse workshop.BackgroundThe purpose of the market abuse regime...
31/01/2024 12:08
Αγγλικά
eLearning
Certified Blockchain Developer - Ethereum (CBDE) with Exam Voucher...
Description This course will cover the syllabus of BTA's Certified Blockchain Developer - Ethereum (CBDE) examination. The Certified Blockchain Developer - Ethe...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Regulations 10 CPD Bundle 4...
Description This CPD bundle includes the following modules: • Financial Promotion and Marketing Compliance • Treating Customers Fairly and Handling Complaints i...
31/01/2024 12:08
Αγγλικά
eLearning
MiFIR Transaction Reporting (5 CPD Units)...
DESCRIPTIONMiFID II/MiFIR which came into effect on 3 January 2018, is a new legislative framework which aims to strengthen investor protection and improve the ...
31/01/2024 12:08
5 ώρες (1 ημέρα)
Αγγλικά
eLearning
CySEC Regulations 15 CPD Bundle 6...
Description This CPD bundle includes the following modules: • Insider Dealing and Market Manipulation • European Market Infrastructure Regulation (EMIR) Overvie...
31/01/2024 12:08
Αγγλικά
eLearning
MiFIR iLecture...
MiFIR Transaction Reporting iLecture by Vivienne BanniganAn interactive 90-minute on-demand MiFIR workshop.BackgroundAccurate and complete MiFIR Transaction Rep...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Regulations 10 CPD Bundle 1...
Description This CPD bundle includes the following modules: • Anti-Money Laundering and Terrorism Financing Fundamentals • Fundamentals of Risk Management • MiF...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC AML Certification Examination Practice and Mock Exams...
DescriptionA set of 4 full Mock & Revision Exams in English for the latest CySEC AML Certification Examination Syllabus....
31/01/2024 12:08
Αγγλικά
eLearning
Sales Fundamentals...
Although the definition of a sale is simple enough, the process of turning someone into a buyer can be very complex. It requires you to convince someone with a ...
31/01/2024 12:08
Αγγλικά
eLearning
IGCA Certificate in AML...
The IGCA’s AML Certificate’s CurriculumIGCA’s AML Certificate covers the following specific topics:– Money laundering methods, techniques, red flags and key ris...
31/01/2024 12:08
Αγγλικά
eLearning
Know your Client (KYC) and Customer Due Diligence (CDD)...
A key concern and significant risk for financial institutions remain the possibility of unknowingly becoming complicit in money laundering actions, where illegi...
31/01/2024 12:08
Αγγλικά
eLearning
CISI Risk in Financial Services...
DescriptionThis course offers a comprehensive global introduction to the major risk areas in financial services. It addresses international issues, reflecting t...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Regulations 10 CPD Bundle 7...
Description This CPD bundle includes the following modules: • AIF and AIFM • Anti-Money Laundering and Terrorism Financing Fundamentals • Market Abuse Regulatio...
31/01/2024 12:08
Αγγλικά
eLearning
Ethereum Developer...
Description This course on Ethereum developers is designed for programmers and developers who want to take a comprehensive deep dive in writing smart contracts ...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Regulations 15 CPD Bundle 4...
Description This CPD bundle includes the following modules: • Market Abuse and Regulation • Anti-Bribery and Anti-Corruption Training Duration This course may t...
31/01/2024 12:08
Αγγλικά
eLearning
EKK (CySEC) Ερωτήσεις Προετοιμασίας Βασικής Εξέτασης...
Περιγραφή Τρεις (3) Εξετάσεις Ποετοιμασίας για τη Βασική Εξέταση της Επιτροπής Κεφαλαιαγοράς Κύπρου (ΕΚΚ) στα Ελληνικά.. ...
31/01/2024 12:08
Ελληνικά
eLearning
CySEC Regulations 10 CPD Bundle 3...
Description This CPD bundle includes the following modules: • European Market Infrastructure Regulation (EMIR) Overview • Practical Aspects of the Compliance Fu...
31/01/2024 12:08
Αγγλικά
eLearning
Financial Instruments and Products...
DescriptionThis course offers a condensed review of the financial services sector, with a specific focus on equities, stocks, bonds, derivatives and other finan...
31/01/2024 12:08
Αγγλικά
eLearning
AIF and AIFM...
DescriptionThis course offers a comprehensive introduction to Alternative Investment Funds (AIF) and to Alternative Investment Fund Managers (AIFM) It addresses...
31/01/2024 12:08
Αγγλικά
eLearning
Treating Customers Fairly and Handling Complaints in the Financial Ser...
DescriptionThis course will help you to increase your knowledge in theory and practice about how to treat your customers fairly and in a compliant manner. It wi...
31/01/2024 12:08
Αγγλικά
eLearning
Certificate in KYC and CDD...
KYC/CDD is a critical element for effectively managing the risks posed by potential clients (thus protecting the organization against criminals, terrorists, and...
31/01/2024 12:08
Αγγλικά
eLearning
Insider Dealing and Market Manipulation...
DescriptionThis course will provide a comprehensive introduction to the Market Abuse Regulation's definitions on insider information and inside dealing. It will...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC Regulations 15 CPD Bundle 7...
Description This CPD bundle includes the following modules: • Practical Aspects of the Compliance Function • Anti-Money Laundering and Terrorism Financing Funda...
31/01/2024 12:08
Αγγλικά
eLearning
Financial Regulation: The International Regulatory Environment...
A key component to the development of financial markets is to agree standards of behaviour and provide mechanisms for dispute resolution. These standards, rules...
31/01/2024 12:08
Αγγλικά
eLearning
CySEC AML Certification Examination Practice and Mock Exams...
A set of 5 full Mock & Revision Exams in English for the latest CySEC AML Certification Examination Syllabus.Registration and AccessTo register to this course, ...
31/01/2024 12:08
Αγγλικά
eLearning
Ethics, Integrity and Fairness in Financial Services...
Firms and individuals operating in the sector must be conscious and mindful of these standards and expectations and consider both whether they are satisfying th...
31/01/2024 12:08
Αγγλικά
eLearning
CASS iLecture...
CASS iLecture by Vivienne BanniganThis is a 90 minutes interactive iLecture on the In’s and Out’s of the CASS Resolution Pack.BackgroundSince 2010 the Financial...
31/01/2024 12:08
Αγγλικά
eLearning
The Fund Industry: Latest Regulatory Framework...
DescriptionThis course offers a comprehensive introduction to AIF, AIFM, AIFMD, and UCITS. It addresses the various categories and legal forms of AIFs, the rele...
31/01/2024 12:08
Αγγλικά
eLearning
AAT – Credit Management...
The AAT is the UK’s leading Accountancy body offering entry level qualifications. The AAT is open to all, regardless of age or experience there is a place that ...
31/01/2024 12:08
Αγγλικά
eLearning
Whistleblowing...
A short online e-learning primer for those working in financial services firms explaining the rules on whistleblowing and when it may be appropriate to make a d...
31/01/2024 12:08
Αγγλικά
eLearning