Compliance Essentials

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά

31 Ιαν 2024 08:38 31 Ιαν 2024 08:38
Αγγλικά
10 ώρες ( ημέρα )
Compliance Essentials

ΠΕΡΙΓΡΑΦΗ

ACompliance Essentials provides comprehensive coverage of the key compliance / conduct issues that financial services sector companies face today. It provides 8 in-depth modules on the topics listed below and dozens of fast-paced, “Express” micro-learning modules to fire up compliance awareness.

Description

Get a clear understanding of the function compliance plays and the confidence to assume that role in your organisation.

Compliance contributes to the security of the organisation and to the prevention of situations that potentially impact the operation and the reputation of the organisation and the employees individually.

The need of training for the personnel working in the financial area has become imminent, in order for them to be in a position to face the new challenges and to contribute, depending on their role, to the adaptation and the operation of the organisation, according to the existing and forthcoming regulation. In parallel, the role of the Compliance Officer evolves progressively, and Compliance has become, a new challenging career opportunity, at a global level.


Learning Outcome:

• The definition of compliance and the risk of non-compliance

• The role of the Compliance Officer and his place in the context of the internal control framework

• The profile of the Compliance Officer (skills, knowledge, background).

• Role, responsibilities and mission of the Compliance Function and the Compliance Officer

• Ethics and Compliance

• Anti-Bribery and Corruption basics

• Information security

• Market abuse

• GDPR awareness


Modules:

• Compliance Introduction

• Anti-Money Laundering and Terrorism Financing Fundamentals

• Information Security

• Market Abuse Overview

• Bribery Fundamentals

• Forms of Bribery

• Why Fight Bribery

• GDPR General Data Protection Regulation

• Ethics and Compliance


Training Duration

This course may take up to 10 hours to complete. However, actual study time differs as each learner uses their own training pace.


Participants

This course is ideal for anyone wishing to know the essentials of compliance and the international regulatory environment. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation.

• Governance Officer

• Compliance Manager

• Risk Manager

• Audit Executive

• Internal Auditor

• IT Auditor

• Corporate Counsel

• Lawyers


Training Method

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion once all quizzes have been passed successfully.


Accreditation and CPD Recognition

This programme has been developed by the European Institute of Management & Finance (EIMF), a leading and recognised training institution.

The syllabus is verified by external subject matter experts and may be accredited by financial regulators, and general financial training accreditation bodies, such as CySEC, FCA, CISI, ICA, and ACAMS for 10 CPD Units.

Eligibility criteria and CPD Units are verified directly by your association or other bodies in which you hold membership.


Registration and Access

To register to this course, click on the Buy Now button to pay online and receive your credentials.

If you wish to receive an invoice instead of paying online, please contact us at info@myseminars.com.cy. 

Access to the course is valid for 90 days.

Αγορά: Compliance Essentials


€ 200.00
Σεμινάρια στην ίδια κατηγορία από τον ίδιο διοργανωτή
CySEC Certification Examination Preparation Course (Advanced, Basic)...

With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...

09/06/2023 15:00

32 ώρες (8 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

CySEC AML Certification Examination Preparation Course...

The CySEC AML Certification Examination requires very good knowledge of the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 2007-...

12/06/2023 17:00

16 ώρες (4 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

KYC & CDD Fundamentals...

KYC/CDD procedures are an essential part of a successful AML program. All entities that need to comply with anti-money laundering regulations need to train thei...

13/06/2023 09:00

5 ώρες (2 μέρες)

Αγγλικά

Live Online

The Capital Markets Union (CMU) and Revised MiFID/AIFMD/UCITS Framewor...

The ongoing Capital Markets Union initiatives seek to open up new sources of funding for businesses, especially for small and medium-sized enterprises (SMEs), r...

13/06/2023 10:00

5 ώρες (1 ημέρα)

Αγγλικά

Live Online

Understanding Securitization and Asset Backed Securities...

A significant volume and range of asset types are securitised but few people outside of the sector have a good grasp of the fundamentals of how it is done, the ...

14/06/2023 10:30

5 ώρες (2 μέρες)

Αγγλικά

Live Online

Corporate Sustainability Reporting Essentials...

An organisation’s sustainable development depends on many factors, such as its sensitivity in environmental issues, it’s social contribution as well as its gove...

14/06/2023 15:00

7 ώρες (2 μέρες)

Αγγλικά

Live Online

CISI International Certificate in Wealth and Investment Management (IC...

The EIMF Live Online Learning ExperienceEIMF subject-matter experts deliver engaging and interactive courses across a broad spectrum of areas, that can be enjoy...

15/06/2023 09:00

25 ώρες (6 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

CISI Global Financial Compliance...

 Course Overview A successful compliance function is a fundamental requirement for any effective business, whereas in financial services it is a critical compon...

19/06/2023 17:00

14 ώρες (3 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

Financial Regulation and Compliance...

The regulatory framework pertaining to the financial and professional services sector is constantly changing, and new regulations, as well as updates to existin...

20/06/2023 14:00

10 ώρες (3 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

Investor Protection Regulatory Updates...

MiFID II, PRIIPs and IDD include numerous provisions on investor protection especially as far as retail investors are concerned. Emphasis is given mainly to the...

21/06/2023 09:00

5 ώρες (2 μέρες)

Αγγλικά

Live Online

How To Conduct Third Party Due Diligence...

Conducting third party due diligence is by far the most important anti-corruption control, and there are some important differences compared to conducting custo...

21/06/2023 11:00

5 ώρες (2 μέρες)

Αγγλικά

Live Online

AIFM Legislation: Fund Administration Operations, Custody & Governance...

The programme aims to deliver an overview of the AIF legislation and is aimed at professionals working in any type of AIF. The course provides an overview of ho...

21/06/2023 16:30

5 ώρες (2 μέρες)

Αγγλικά

Live Online

DFSA Regulatory Compliance CPD Programme...

Financial services rules and regulations apply to all firms regulated by the DFSA. These rules and guidelines are intended to safeguard customers when they tran...

26/06/2023 09:00

15 ώρες (3 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

MiFIR Transaction Reporting: A Practical Deep Dive...

The Markets in Financial Services Regulation and Directive (MiFID II) is part of the wider European Financial Services Action Plan. The main aim of creating a s...

29/06/2023 09:00

5 ώρες (1 ημέρα)

Αγγλικά

Live Online

Anti-Money Laundering (AML) Regulation and Updates...

Flows of illicit money can damage the igtntegrity, stability and reputation of the financial sector, and threaten the internal market of the Union as well as in...

04/07/2023 16:00

5 ώρες (2 μέρες)

Αγγλικά

Live Online

The Newly Enforced Digital Operational Resilience Act (D.O.R.A) Regula...

The course aims to provide a deep dive into the critical legislative package associated with the Digital Operational Resilience Act (DORA), which has recently c...

06/07/2023 10:00

5 ώρες (1 ημέρα)

Αγγλικά

Live Online

CySEC AML Certification Examination Preparation Course...

The CySEC AML Certification Examination requires very good knowledge of the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 2007-...

17/07/2023 17:00

16 ώρες (4 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

Financial Fraud, White Collar Crime...

Financial crime at finance markets & corporate level, fraud, money laundering and Cyprus main regulatory provisions and legislationWhite Collar Crimes (another ...

18/07/2023 14:00

5 ώρες (2 μέρες)

Αγγλικά

Live Online

CySEC Certification Examination Preparation Course (Advanced, Basic)...

With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...

24/07/2023 17:00

32 ώρες (8 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

AIF and AIFM...

DescriptionThis course offers a comprehensive introduction to Alternative Investment Funds (AIF) and to Alternative Investment Fund Managers (AIFM) It addresses...

31/01/2024 08:38

Αγγλικά

eLearning

Anti-Money Laundering and Terrorism Financing Fundamentals...

DescriptionThis course offers a basic overview of the Money Laundering and Terrorism Financing. It addresses the macroeconomic consequences of unchecked money l...

31/01/2024 08:38

Αγγλικά

eLearning

Financial Promotion and Marketing Compliance...

DescriptionThis course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and Germany, f...

31/01/2024 08:38

Αγγλικά

eLearning

Insider Dealing and Market Manipulation...

DescriptionThis course will provide a comprehensive introduction to the Market Abuse Regulation's definitions on insider information and inside dealing. It will...

31/01/2024 08:38

Αγγλικά

eLearning

Market Abuse Regulation Overview...

This course offers a condensed review of Market Abuse Regulation (MAR). It addresses the characteristics of market abuse and the impact on firms and individuals...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 1...

Description This CPD bundle includes the following modules: • Anti-Money Laundering and Terrorism Financing Fundamentals • Fundamentals of Risk Management • MiF...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 2...

Description This CPD bundle includes the following modules: • ICAAP - Internal Capital Adequacy Assessment Process • Fundamentals of Risk Management • Anti-Mone...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 3...

Description This CPD bundle includes the following modules: • European Market Infrastructure Regulation (EMIR) Overview • Practical Aspects of the Compliance Fu...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 4...

Description This CPD bundle includes the following modules: • Financial Promotion and Marketing Compliance • Treating Customers Fairly and Handling Complaints i...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 5...

DescriptionThis CPD bundle includes the following modules: • Treating Customers Fairly and Handling Complaints in the Financial Services Sector • Market Abuse R...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 6...

Description This CPD bundle includes the following modules: • Insider Dealing and Market Manipulation • Anti-Bribery and Anti-Corruption Training Duration This ...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 7...

Description This CPD bundle includes the following modules: • AIF and AIFM • Anti-Money Laundering and Terrorism Financing Fundamentals • Market Abuse Regulatio...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 8...

Description This CPD bundle includes the following modules: • Anti-Bribery and Anti-Corruption • Treating Customers Fairly and Handling Complaints in the Financ...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 1...

Description This CPD bundle includes the following modules: • Markets in Financial Instruments Directive (MiFID II) • European Market Infrastructure Regulation ...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 5...

Description This CPD bundle includes the following modules: • Practical Aspects of the Compliance Function • Financial Promotion and Marketing Compliance • Trea...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 6...

Description This CPD bundle includes the following modules: • Insider Dealing and Market Manipulation • European Market Infrastructure Regulation (EMIR) Overvie...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 7...

Description This CPD bundle includes the following modules: • Practical Aspects of the Compliance Function • Anti-Money Laundering and Terrorism Financing Funda...

31/01/2024 08:38

Αγγλικά

eLearning

Certified Blockchain Business Foundations (CBBF) with Exam Voucher...

Description This course will cover the syllabus of BTA's Certified Blockchain Business Foundations (CBBF) examination. The Certified Blockchain Business Foundat...

31/01/2024 08:38

Αγγλικά

eLearning

Certified Blockchain Developer - Ethereum (CBDE) with Exam Voucher...

Description This course will cover the syllabus of BTA's Certified Blockchain Developer - Ethereum (CBDE) examination. The Certified Blockchain Developer - Ethe...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Basic Examination Practice and Mock Exams...

Description A set of 2 full Mock Exams in English for the latest CySEC Basic Examination Syllabus. ...

31/01/2024 08:38

Αγγλικά

eLearning

EKK (CySEC) Ερωτήσεις Προετοιμασίας Βασικής Εξέτασης...

Περιγραφή Τρεις (3) Εξετάσεις Ποετοιμασίας για τη Βασική Εξέταση της Επιτροπής Κεφαλαιαγοράς Κύπρου (ΕΚΚ) στα Ελληνικά.. ...

31/01/2024 08:38

Ελληνικά

eLearning

Product Governance, Suitability and Appropriateness (5 CPD Units)...

DESCRIPTIONThe product governance regime aims to ensure that firm’s act in a client’s best interests, including funds and related management services, to end cl...

31/01/2024 08:38

Αγγλικά

eLearning

Sales Compliance and Techniques for Investment Firms (5 CPD Units)...

DESCRIPTIONThis course aims, is to assist professionals in investment firms, in particularly those whose primary function is within the Sales, customer retentio...

31/01/2024 08:38

Αγγλικά

eLearning

CASS iLecture...

CASS iLecture by Vivienne BanniganThis is a 90 minutes interactive iLecture on the In’s and Out’s of the CASS Resolution Pack.BackgroundSince 2010 the Financial...

31/01/2024 08:38

Αγγλικά

eLearning

Market Abuse Regime (MAR) iLecture...

Market Abuse Regime (MAR) iLecture by Vivienne BanniganAn interactive 90-minute on-demand market abuse workshop.BackgroundThe purpose of the market abuse regime...

31/01/2024 08:38

Αγγλικά

eLearning

Anti-Money Laundering and Counter Terrorist Finance...

Τhis course provides staff with an understanding of the process of money laundering, the laws and regulations that make it illegal, and the responsibilities of ...

31/01/2024 08:38

Αγγλικά

eLearning

MiFIR iLecture...

MiFIR Transaction Reporting iLecture by Vivienne BanniganAn interactive 90-minute on-demand MiFIR workshop.BackgroundAccurate and complete MiFIR Transaction Rep...

31/01/2024 08:38

Αγγλικά

eLearning

Best Execution...

The FCA rules relating to Best Execution cover all ‘financial instruments’. Firms must establish and implement a Best Execution Policy, setting out details of h...

31/01/2024 08:38

Αγγλικά

eLearning

CASS Introduction...

CA short online e-learning primer aimed as an introductory overview for those encountering Client Money and Client Assets for the first time, and for those work...

31/01/2024 08:38

Αγγλικά

eLearning

Compliance Introduction...

A firm needs to establish, implement and maintain adequate policies and procedures sufficient to ensure compliance of the firm (covering its managers, employees...

31/01/2024 08:38

Αγγλικά

eLearning

Corporate Governance for Financial Institutions...

The concept/term Corporate Governance has featured regularly in discussions, both within the professional and academic community, since the 1990s and has become...

31/01/2024 08:38

Αγγλικά

eLearning

Ethics, Integrity and Fairness in Financial Services...

Firms and individuals operating in the sector must be conscious and mindful of these standards and expectations and consider both whether they are satisfying th...

31/01/2024 08:38

Αγγλικά

eLearning

European Market Infrastructure Regulation (EMIR) Overview...

DescriptionThis course offers a comprehensive overview of the EMIR. It addresses the EMIR requirements, the types of counterparties and the clearing obligations...

31/01/2024 08:38

Αγγλικά

eLearning

UCITS - Undertakings for Collective Investments in Transferable Securi...

DescriptionThis course offers a comprehensive introduction to the Undertakings for Collective Investments in Transferable Securities (UCITS). It addresses the n...

31/01/2024 08:38

Αγγλικά

eLearning

AIF - Alternative Investment Funds...

DescriptionThis course offers a comprehensive introduction to the Alternative Investment Funds (AIF). It addresses national and EU issues, reflecting the legal ...

31/01/2024 08:38

Αγγλικά

eLearning

AAT – Credit Management...

The AAT is the UK’s leading Accountancy body offering entry level qualifications. The AAT is open to all, regardless of age or experience there is a place that ...

31/01/2024 08:38

Αγγλικά

eLearning

(eLearning) - Corporate Governance for Financial Institutions...

The concept/term Corporate Governance has featured regularly in discussions, both within the professional and academic community, since the 1990s and has become...

31/01/2024 08:38

Αγγλικά

eLearning

Fundamentals of Risk Management...

DescriptionThis course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers risk ...

31/01/2024 08:38

Αγγλικά

eLearning

Sales Fundamentals...

Although the definition of a sale is simple enough, the process of turning someone into a buyer can be very complex. It requires you to convince someone with a ...

31/01/2024 08:38

Αγγλικά

eLearning

AIFM - Alternative Investment Fund Managers...

DescriptionThis course offers a comprehensive introduction to the Alternative Investment Fund Managers (AIFM). It addresses the application of the AIFM Law, the...

31/01/2024 08:38

Αγγλικά

eLearning

Ethereum Developer...

Description This course on Ethereum developers is designed for programmers and developers who want to take a comprehensive deep dive in writing smart contracts ...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Basic Examination Practice and Mock Exams...

A set of 3 full Mock Exams in English for the latest CySEC Basic Examination Syllabus.Registration and AccessTo register to this course, click on the Buy Now bu...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 2...

Description This CPD bundle includes the following modules: • AIF, AIFM and UCITS • Anti-Bribery and Anti-Corruption Training Duration This course may take up t...

31/01/2024 08:38

Αγγλικά

eLearning

CISI International Introduction to Investment...

DescriptionThe International Introduction to Investment offers a broad introduction to the financial services professional sector, with a specific focus on inve...

31/01/2024 08:38

Αγγλικά

eLearning

Governance, Risk Management and Compliance (4 CPD Units)...

The self-based online training programme provides the participants with a broad range of areas addressed in a Governance, Risk and Compliance (GRC) model. Parti...

31/01/2024 08:38

Αγγλικά

eLearning

Approved Persons Regime...

Approved Persons Regime awareness course for all members of firms NOT subject to the Senior Managers & Certification Regime (SM&CR) which came into effect on 7 ...

31/01/2024 08:38

Αγγλικά

eLearning

Cyber Security Essentials...

We’re in an era that relies on technology more than eve. Aside from being a constant presence in our daily lives, it’s become ingrained in many of our business ...

31/01/2024 08:38

Αγγλικά

eLearning

IGCA Certificate in AML...

The IGCA’s AML Certificate’s CurriculumIGCA’s AML Certificate covers the following specific topics:– Money laundering methods, techniques, red flags and key ris...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 4...

Description This CPD bundle includes the following modules: • Market Abuse and Regulation • Anti-Bribery and Anti-Corruption Training Duration This course may t...

31/01/2024 08:38

Αγγλικά

eLearning

Certificate in KYC and CDD...

KYC/CDD is a critical element for effectively managing the risks posed by potential clients (thus protecting the organization against criminals, terrorists, and...

31/01/2024 08:38

Αγγλικά

eLearning

Certified Ethical Hacker...

A Certified Ethical Hacker (CEH) is a skilled professional who understands and knows how to look for weaknesses and vulnerabilities in target systems and uses t...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Advanced Examination Practice and Mock Exams...

Description A set of 6 full Mock & Revision Exams in English for the latest CySEC Advanced Examination Syllabus. ...

31/01/2024 08:38

Αγγλικά

eLearning

The Fund Industry: Latest Regulatory Framework...

DescriptionThis course offers a comprehensive introduction to AIF, AIFM, AIFMD, and UCITS. It addresses the various categories and legal forms of AIFs, the rele...

31/01/2024 08:38

Αγγλικά

eLearning

Fundamentals of Investment and Finance...

DescriptionThis course offers a general review of the financial services sector, with a specific focus on investments from a global perspective. The focus of th...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC AML Certification Examination Practice and Mock Exams...

DescriptionA set of 4 full Mock & Revision Exams in English for the latest CySEC AML Certification Examination Syllabus....

31/01/2024 08:38

Αγγλικά

eLearning

CySEC AML Certification Examination Practice and Mock Exams...

A set of 5 full Mock & Revision Exams in English for the latest CySEC AML Certification Examination Syllabus.Registration and AccessTo register to this course, ...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 8...

Description This CPD bundle includes the following modules: • ICAAP - Internal Capital Adequacy Assessment Process • The Fund Industry: Latest Regulatory Framew...

31/01/2024 08:38

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 3...

Description This CPD bundle includes the following modules: • Market Abuse and Regulation • Treating Customers Fairly and Handling Complaints in the Financial S...

31/01/2024 08:38

Αγγλικά

eLearning

Compliance Introduction...

Compliance involves the efforts and programs of an organization to ensure that the business complies with government and industry regulations. If your organizat...

31/01/2024 08:38

Αγγλικά

eLearning

Certificate in Compliance...

Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the di...

31/01/2024 08:38

Αγγλικά

eLearning

MiFIR Transaction Reporting (5 CPD Units)...

DESCRIPTIONMiFID II/MiFIR which came into effect on 3 January 2018, is a new legislative framework which aims to strengthen investor protection and improve the ...

31/01/2024 08:38

5 ώρες (1 ημέρα)

Αγγλικά

eLearning

Market Abuse and Regulation...

DescriptionThis course will provide a comprehensive review of Market Abuse and the respective regulatory environment. It will cover inside information and insid...

31/01/2024 08:38

Αγγλικά

eLearning

Compliance Essentials...

ACompliance Essentials provides comprehensive coverage of the key compliance / conduct issues that financial services sector companies face today. It provides 8...

31/01/2024 08:38

Αγγλικά

eLearning