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Regulatory Compliance and Risk Appetite Frameworks for Financial Markets
- Οργάνωση/ Διοίκηση/ Ηγεσία - Χρηματοοικ. Ασφαλιστικά Τραπεζικά
Αγγλικά
6 ώρες
(
1 ημέρα
)
ΠΕΡΙΓΡΑΦΗ
This course explores the intricacies of operational risk management within financial institutions, focusing on the identification, assessment, monitoring, and mitigation of operational risks. Participants will gain insights into regulatory expectations, including guidelines from EBA, CBC, ESMA, and CySEC, and learn how to implement effective risk management frameworks to safeguard their institutions against potential losses and enhance overall operational resilience.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
By the end of the programme, participants will:
- Understand key concepts of operational risk and its importance in financial institutions
- Learn regulatory requirements and guidelines (EBA, CBC, ESMA, CySEC)
- Develop skills to identify and assess operational risks
- Explore methods for monitoring and mitigating operational risks
- Implement a robust operational risk management framework
- Analyse case studies on operational risk failures and successes
- Enhance risk reporting and communication strategies
- Integrate operational risk management with other risk types
- Understand the role of technology in managing operational risk
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
- Risk Managers
- Compliance Officers
- Internal Auditors
- Operational Risk Analysts
- Financial Controllers
- Senior Management
- Regulatory and Compliance Professionals
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
Part 1: Foundations of Risk Appetite Framework
Introduction to Risk Appetite
- Definition and importance of RAF
- Strategic alignment with business goals
Core Concepts
- Risk appetite, tolerance, and limits
- Key risk indicators (KRIs)
Part 2: ECB and CBC Regulations on Risk Appetite
ECB Regulatory Expectations
- RAF requirements in the Single Supervisory Mechanism (SSM)
- Governance and Oversight Standards
CBC-Specific Guidelines
- Risk appetite in the Cypriot banking sector
- Compliance and reporting obligations
Practical Applications
- Case study: Implementing RAF in a diversified banking institution
- Interactive exercise: Drafting risk appetite statements
Part 3: ESMA and CySEC Regulations on Risk Appetite
ESMA’s RAF Frameworks
- Risk appetite in investment firms and financial markets
- Linkages with MiFID II and IFRS standards
CySEC Guidance for Focused Entities
- Simplifying RAF for smaller organizations
- Compliance with CySEC’s risk management protocols
Practical Applications
- Case study: RAF in asset management firms
- Interactive exercise: Establishing KRIs for focused entities
Part 4: Cross-Referencing and Integration of Regulations
Common Themes Across ECB, CBC, ESMA, and CySEC
- Governance and accountability
- Metrics and thresholds for diverse sectors
Integrated RAF Design
- Tailoring RAF for entities under multiple jurisdictions
- Monitoring and reporting risk across frameworks
Training Style
The training style is interactive, combining lectures, real-life case studies, group discussions, and practical exercises. Participants will engage in scenario analysis and risk assessment simulations to solidify their understanding of operational risk management.
CPD Recognition
This programme may be approved for up to 7 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
Πληροφορίες Εκπαιδευτή
Sarkis Mazraani - Financial Trainer
Αναλυτικό Κόστος Σεμιναρίου
- € 240.00
- € 0.00
- € 45.60
- € 240.00
- € 285.60
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Παρασκευή - 13 Ιουν 2025
Ώρα
09:00 - 16:15
ΕΚΠΑΙΔΕΥΤΗΣ:
Sarkis MazraaniΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : Regulatory Compliance and Risk Appetite Frameworks for Financial Markets
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