CISI Global Financial Compliance

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά

31 Ιαν 2024 08:27 31 Ιαν 2024 08:27
Αγγλικά
10 ώρες ( ημέρα )
CISI Global Financial Compliance

ΠΕΡΙΓΡΑΦΗ

Description

Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The course addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It explores the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.


Training Duration

This course may take up to 10 hours to be completed. However, actual study time differs as each learner uses their own training pace.


Participants

This course is ideal for anyone pursuing the CISI Level 3 Award in Global Financial Compliance. It is also suitable to all compliance staff and will be especially relevant for Compliance Officers in financial services, as well as to professionals pursuing regulatory CPD in Financial Regulation (such as CySEC, FCA etc).


Training Method

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion. For those pursuing the CISI Global Financial Compliance exam, a mock exam of 100 questions is also included in the training material.


Accreditation and CPD Recognition

This programme has been developed by the European Institute of Management and Finance (EIMF), a globally-recognised training institution.

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 5 CPD Units that approve education in financial regulation, such as CySEC, FCA and other financial regulators. The course may be also approved for up to 10 CPD Units by institutions which approve general financial training, such as the CISI.

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership. 


Registration and Access

To register to this course, click on the Purchase button and proceed with payment. Access to the course is usually granted within 1 working day. Access to the course is valid for 90 days.


Cancellation Policy

If you have changed your mind about your course purchase, you have the right to apply for a refund within 14 days of purchase, provided that you haven't accessed your account and/or course materials.

Αγορά: CISI Global Financial Compliance


€ 200.00
Σεμινάρια στην ίδια κατηγορία από τον ίδιο διοργανωτή
ACAMS Certified Anti-Money Laundering Specialist (CAMS) Exam Preparati...

The Association of Certified Anti-Money Laundering Specialists (ACAMS) is the largest international membership organization dedicated to enhancing the knowledge...

10/06/2023 09:00

14 ώρες (2 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

Αξιόγραφα – Εφαρμογή Νομοθεσίας, Πρακτική και Ανάλυση Δικαστικών Αποφά...

Τα περίπλοκα χρηματοοικονομικά μέσα, τα οποία στην παρούσα ο εκδότης τα ονόμασε Αξιόγραφα, μπορούν να εκδοθούν από οποιαδήποτε οντότητα και διαπραγματεύονται στ...

14/06/2023 15:00

6 ώρες (2 μέρες)

Ελληνικά

Live Online

MICA Regulation and Crypto-Assets Policy...

The 5th AML Directive was only the first step towards regulating crypto-assets and crypto-activities in terms of anti-money laundering.  The Directive only cove...

22/06/2023 09:00

7 ώρες (2 μέρες)

Αγγλικά

Live Online

Sanctions Screening – A Best Practice Guide...

The Sanctions landscape has changed significantly over the past month, with different AML/CTF obligations that each and every business must comply with.  Profes...

27/06/2023 10:00

5 ώρες (1 ημέρα)

Αγγλικά

Live Online

Fund Set Up in Cyprus: A Practical Guide...

This Seminar aims to provide participants the knowledge and understanding to be able to set up a fund in Cyprus from A to Z. The Cyprus Fund Industry and the ba...

28/06/2023 09:00

10 ώρες (2 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

Fintech Regulation and Policy...

Financial Technology (in short FinTech) is part of our everyday life both for our professional/business and personal affairs.  Fintech is disrupting and challen...

30/06/2023 09:00

7 ώρες (2 μέρες)

Αγγλικά

Live Online

Financial Management of Projects...

Project Managers must manage their project’s finances transparently as the company’s assets are at stake. It is their responsibility to ensure sound financial m...

03/07/2023 09:00

7 ώρες (2 μέρες)

Αγγλικά

Live Online

The Fund Industry: Definitions, Structures, Strategies and Regulations...

Mutual Funds are a very widely used financial tool. Investors, professionals and individuals make use of them in order to benefit from the professional investme...

04/07/2023 16:30

5 ώρες (2 μέρες)

Αγγλικά

Live Online

FinTech Security and Regulation (RegTech)...

With so many regulatory lapses and failures of big companies and banks, people are raising questions about the efficiency of the Regulators and Regulated Entiti...

05/07/2023 09:00

6 ώρες (1 ημέρα)

Αγγλικά

Live Online

The Newly Enforced Digital Operational Resilience Act (D.O.R.A) Regula...

The course aims to provide a deep dive into the critical legislative package associated with the Digital Operational Resilience Act (DORA), which has recently c...

06/07/2023 10:00

5 ώρες (1 ημέρα)

Αγγλικά

Live Online

AGRC Certificate in AML...

The AGRC’s AML Certificate’s CurriculumAGRC’s AML Certificate covers the following specific topics:– Money laundering methods, techniques, red flags and key ris...

31/01/2024 08:27

Αγγλικά

eLearning

MiFID II Overview...

DescriptionThis course offers a brief overview of MiFID II. It addresses the changes to the market structure under MiFID and MiFID II, and provides a sound grou...

31/01/2024 08:27

Αγγλικά

eLearning

CIMA – Fundamentals of Business Economics (BA1)...

This subject primarily covers the economic and operating context of business and how the factors of competition, the behaviour of financial markets and governme...

31/01/2024 08:27

Αγγλικά

eLearning

CIMA – Financial Strategy (F3)...

This unit explain the different strategic financial objectives and policy options that are open to organisations. Discuss about the types of funds available to ...

31/01/2024 08:27

Αγγλικά

eLearning

CIMA – Fundamentals of Financial Accounting (BA3)...

The main objective of this subject is to obtain a practical understanding of financial accounting and the process behind the preparation of financial statements...

31/01/2024 08:27

Αγγλικά

eLearning

AML Suspicious Activity Reports and Suspicious Transaction Reports (SA...

This self-paced, online course provides an overview of AML, the measures needed for efficient AML controls, Suspicious Transaction Monitoring, and Suspicious Ac...

31/01/2024 08:27

Αγγλικά

eLearning

CIMA - Managing Finance in a Digital World (E1)...

This subject provides a comprehensive overview of managing financial activities in the digital world. With all the entities of the world becoming digitized, you...

31/01/2024 08:27

Αγγλικά

eLearning

Certified Blockchain Solution Architect (CBSA) with Exam Voucher...

Description This course will cover the syllabus of BTA's Certified Blockchain Solution Architect (CBSA) examination. The Certified Blockchain Solution Architect...

31/01/2024 08:27

Αγγλικά

eLearning

Regulatory Fundamentals for the Financial Services Sector...

DescriptionThis course offers a comprehensive review of the major regulations, directives and regimes of financial firms. It includes MiFID II, EMIR, Anti-Money...

31/01/2024 08:27

Αγγλικά

eLearning

Market Abuse and Regulation...

DescriptionThis course will provide a comprehensive review of Market Abuse and the respective regulatory environment. It will cover inside information and insid...

31/01/2024 08:27

Αγγλικά

eLearning

European Market Infrastructure Regulation (EMIR) Overview...

DescriptionThis course offers a comprehensive overview of the EMIR. It addresses the EMIR requirements, the types of counterparties and the clearing obligations...

31/01/2024 08:27

Αγγλικά

eLearning

UCITS - Undertakings for Collective Investments in Transferable Securi...

DescriptionThis course offers a comprehensive introduction to the Undertakings for Collective Investments in Transferable Securities (UCITS). It addresses the n...

31/01/2024 08:27

Αγγλικά

eLearning

Financial Instruments and Products...

DescriptionThis course offers a condensed review of the financial services sector, with a specific focus on equities, stocks, bonds, derivatives and other finan...

31/01/2024 08:27

Αγγλικά

eLearning

CISI Risk in Financial Services...

DescriptionThis course offers a comprehensive global introduction to the major risk areas in financial services. It addresses international issues, reflecting t...

31/01/2024 08:27

Αγγλικά

eLearning

Anti-Bribery and Anti-Corruption...

DescriptionThis course offers a comprehensive review to bribery and corruption, and the effects of both. It addresses the forms of bribery, provides statistics ...

31/01/2024 08:27

Αγγλικά

eLearning

AIF - Alternative Investment Funds...

DescriptionThis course offers a comprehensive introduction to the Alternative Investment Funds (AIF). It addresses national and EU issues, reflecting the legal ...

31/01/2024 08:27

Αγγλικά

eLearning

AAT – Credit Management...

The AAT is the UK’s leading Accountancy body offering entry level qualifications. The AAT is open to all, regardless of age or experience there is a place that ...

31/01/2024 08:27

Αγγλικά

eLearning

AGRC Certificate in Compliance...

Faced with increasingly regulated environment, this programme offers insight into good compliance practices and the skills to lead effective compliance programm...

31/01/2024 08:27

Αγγλικά

eLearning

AGRC Certificate in KYC and CDD...

A key concern and significant risk for financial institutions remain the possibility of unknowingly becoming complicit in money laundering actions, where illegi...

31/01/2024 08:27

Αγγλικά

eLearning

AGRC Certificate in Sanctions Compliance...

The AGRC’s Compliance Sanctions Certificate’s CurriculumAGRC’s Certificate covers the following specific topics:– Definition of sanctions– Framework and legal b...

31/01/2024 08:27

Αγγλικά

eLearning

Fundamentals of Risk Management...

DescriptionThis course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers risk ...

31/01/2024 08:27

Αγγλικά

eLearning

AIFM - Alternative Investment Fund Managers...

DescriptionThis course offers a comprehensive introduction to the Alternative Investment Fund Managers (AIFM). It addresses the application of the AIFM Law, the...

31/01/2024 08:27

Αγγλικά

eLearning

CISI International Introduction to Investment...

DescriptionThe International Introduction to Investment offers a broad introduction to the financial services professional sector, with a specific focus on inve...

31/01/2024 08:27

Αγγλικά

eLearning

ICAAP Internal Capital Adequacy Assessment Process...

The challenge with creating an ICAAP is it is more than just a document. In this course we will explain clearly and concisely why it is and should be dynamic pr...

31/01/2024 08:27

Αγγλικά

eLearning

Treating Customers Fairly and Handling Complaints in the Financial Ser...

DescriptionThis course will help you to increase your knowledge in theory and practice about how to treat your customers fairly and in a compliant manner. It wi...

31/01/2024 08:27

Αγγλικά

eLearning

The Fund Industry: Latest Regulatory Framework...

DescriptionThis course offers a comprehensive introduction to AIF, AIFM, AIFMD, and UCITS. It addresses the various categories and legal forms of AIFs, the rele...

31/01/2024 08:27

Αγγλικά

eLearning

Fundamentals of Investment and Finance...

DescriptionThis course offers a general review of the financial services sector, with a specific focus on investments from a global perspective. The focus of th...

31/01/2024 08:27

Αγγλικά

eLearning

CISI Global Financial Compliance...

DescriptionGlobal Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The...

31/01/2024 08:27

Αγγλικά

eLearning