AGRC Certificate in Compliance
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Νομοθεσία, Νομική & Δικηγόροι
31 Ιαν 2024 14:39
31 Ιαν 2024 14:39
Αγγλικά
ΠΕΡΙΓΡΑΦΗ
Faced with increasingly regulated environment, this programme offers insight into good compliance practices and the skills to lead effective compliance programmes that supports ethical conduct and commitment to compliance.
About the Certificate
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that successfully navigate those risks, and those that become cautionary tales.
This certificate programme will introduce the essential elements of effective organizational compliance by exploring the concepts, considerations, and strategies for assessing risks and managing the compliance function. You will learn the fundamental principles of effective compliance, the components of an effective compliance program and their applications.
In addition, you will explore the foundational principles of compliance: what are the sources of compliance requirements; where are the requirements found; what behavior satisfies “compliance;” and how do compliance personnel motivate compliant behavior throughout their organization.
Expected Learning Outcomes
By acquiring the Certificate, participants are expected to be able to:
• Comprehend and maintain awareness of compliance requirements
• Organise and monitor the operation of compliance management system
• Implement processes for the management of breaches in compliance requirements
• Provide education and training on compliance requirements and systems
• Promote and liaise on compliance requirements, systems and related issues
• Promote compliance with a sound understanding of the requisite legislation
• Show leadership in the workplace
• Identify risk and apply risk management processes
• Manage projects
• Undertake compliance audits
Certificate Content
Compliance
• Compliance Programs
• Compliance Perspectives
• Why do we Need Compliance?
International Regulatory Drivers and Controls
• What is regulation?
• What is regulation designed to achieve?
• Market Forces
• Regulation and Practice
Compliance in Practice
• The role of the Compliance department
• The role of the Compliance Officer
• The role of the Board
• Key compliance activities and processes
• Key compliance relationships
Ethics, Compliance and Governance Perspectives
• Ethics
• Compliance
• Governance
Other Key Compliance Areas
• Anti-money laundering
• Financial crime prevention
• Managing risk
• Enforcement
Prerequisites
No previous knowledge or experience is required though it is assumed that participants have good knowledge of English and a sound education background.
Target Audience
• Staff working in or aspiring to work in the compliance area
• New graduates from any discipline
• Staff involved in risk functions and internal or external audit
• Those wanting to build a career in compliance in the fields of: – Banking – Insurance – Other financial services
Certificate Format
• Register at any time for this online, open certificate
• Study in your own time and at your own pace (you have up to 3 months to complete the certificate)
• Assessed by online multiple-choice exam
Exam Format
• Type: Multiple choice, closed book online exam
• Duration: One hour
• Pass mark: 70%
• Number of questions: 40
What is included
• 25 hours of self-paced online interactive learning including analysis of 4 practical case studies
• 1-year free AGRC membership
• Practice Questions
• Online Exam and AGRC Certificate
Αγορά: AGRC Certificate in Compliance
€ 649.99
Σεμινάρια στην ίδια κατηγορία από τον ίδιο διοργανωτή
Free Webinar: Unlocking your Professional Future: The CFA Program, its...
The aim of this webinar is to provide participants with a comprehensive understanding of the Chartered Financial Analyst (CFA) program, its current state and ev...
26/09/2023 17:00
2 ώρες (1 ημέρα)
Αγγλικά
Live Online
AGRC Certificate in Sanctions Compliance...
Internal Sanctions have become the new norm in the financial services, as they have now been established as the chosen foreign policy tool instead of military a...
28/09/2023 10:00
10 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
CySEC Certification Examination Preparation Course (Advanced, Basic)...
With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...
02/10/2023 16:30
32 ώρες (8 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Company Meetings and Types of Resolutions...
The supervision of administrative services by different supervisory authorities results in, inter alia, the non-uniform application of its provisions on the Com...
03/10/2023 14:30
5 ώρες (1 ημέρα)
Αγγλικά
Live Online
EBA’s and CBC’s Internal Governance Arrangements for Payment Instituti...
Having sound internal governance arrangements is fundamental for institutions individually but also for the banking system they form to operate well. Therefore,...
05/10/2023 09:00
6 ώρες (2 μέρες)
Αγγλικά
Live Online
Fund Administration, Accounting, Reporting and Depositary Functions...
Course Overview Mutual Funds are a very widely used financial tool. Investors, professionals and individuals make use of them in order to benefit from the profe...
09/10/2023 16:30
5 ώρες (2 μέρες)
Αγγλικά
Live Online
Εργατικό Δίκαιο – Τερματισμός Απασχόλησης...
Στόχος του προγράμματος είναι η ενημέρωση των συμμετεχόντων για τη νομοθεσία που διέπει τον τερματισμό της απασχόλησης και την πρακτική εφαρμογή της, καθώς και ...
18/10/2023 09:00
5 ώρες (2 μέρες)
Ελληνικά
Live Online
CRS & FATCA Compliance & Reporting...
The Common Reporting Standard (CRS) is an effort led by the Organization of Economic Cooperation and Development (OECD) and aims to combat tax evasion by imposi...
18/10/2023 09:00
6 ώρες (1 ημέρα)
Αγγλικά
Live Online
Global Compliance Institute (GCI) -FATCA & CRS Specialist...
Global Compliance Institute (GCI) is an International Financial Crime Prevention and Compliance Training Institute. We help you build the practical skills yo...
31/10/2023 09:00
14 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
CySEC Certification Examination Preparation Course (Advanced, Basic)...
With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...
06/11/2023 16:30
32 ώρες (8 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Free Webinar: Insight into Anti Money Laundering Practices...
The Financial Action Task Force (FATF) describes money laundering as the processing of criminal proceeds to hide their illegal origin, enabling criminals to enj...
09/11/2023 16:00
1 ώρες (1 ημέρα)
Αγγλικά
Live Online
How To Set Up An Anti-bribery And Corruption Program...
During this training we will discuss the definition of bribery and corruption and the most relevant anti-bribery and corruption laws. We will take a look at a c...
15/11/2023 11:00
5 ώρες (2 μέρες)
Αγγλικά
Live Online
Πνευματικά Δικαιώματα – Νομοθεσία και Εφαρμογή...
Μετά την είσοδο της Κύπρου στην Ευρωπαϊκή ένωση υπήρχε η ανάγκη εναρμόνισης και εξυγχρονισμού της νομοθεσίας αναφορικά με τα πνευματικά δικαιώματα. Στην Κύπρο ε...
15/11/2023 14:30
6 ώρες (2 μέρες)
Ελληνικά
Live Online
Transaction Monitoring Regulatory Framework for Electronic Money and P...
This comprehensive course is designed to provide participants with a practical understanding of the regulatory and technical aspects involved in ensuring compli...
16/11/2023 09:00
7 ώρες (1 ημέρα)
Αγγλικά
Live Online
Accounting for Investment Funds...
The Cyprus Funds industry is fast becoming one of the most promising sectors of the economy. Recording formidable growth over the last few years, the country is...
16/11/2023 09:00
14 ώρες (4 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
DFSA Regulatory Compliance CPD Programme...
Financial services rules and regulations apply to all firms regulated by the DFSA. These rules and guidelines are intended to safeguard customers when they tran...
21/11/2023 09:00
15 ώρες (3 μέρες)
Αγγλικά
Live Online
Lobbying Procedures in Cyprus – Principles and Provisions of Law of 20...
Lobbying is defined as any attempt by individuals or private interest groups to influence the decisions of government. Lobbying, on behalf of a group or ind...
22/11/2023 09:00
10 ώρες (2 μέρες)
Ελληνικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Εγγραφή Αεροσκαφών στο Κυπριακό Νηολόγιο...
Η παράνομη απαγόρευση πτήσεων στους Κυπριακούς αερομεταφορείς και γενικά σε Κυπριακά αεροσκάφη πάνω από τον Τουρκικό Εναέριο Χώρο αποτελεί διαχρονικό πρόβλημα μ...
28/11/2023 14:00
5 ώρες (2 μέρες)
Ελληνικά
Live Online
The Current EU Regulatory Framework for the Financial Services Sector...
This programme provides an overview of important current regulations that are key for the financial services sector. It delves extensively into the most signif...
29/11/2023 09:00
15 ώρες (3 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
The Newly Enforced Digital Operational Resilience Act (D.O.R.A) Regula...
The course aims to provide a deep dive into the critical legislative package associated with the Digital Operational Resilience Act (DORA), which has recently c...
29/11/2023 10:00
5 ώρες (1 ημέρα)
Αγγλικά
Live Online
Financial Management of Projects...
Project Managers must manage their project’s finances transparently as the company’s assets are at stake. It is their responsibility to ensure sound financial m...
04/12/2023 09:00
7 ώρες (2 μέρες)
Αγγλικά
Live Online
Chartered Financial Analyst (CFA) Certificate in Environmental, Social...
Sustainable Finance has gained popularity among professional fund managers and institutional investors. The EU and other nations have adopted guidelines for En...
06/12/2023 16:00
14 ώρες (4 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
CySEC Certification Examination Preparation Course (Advanced, Basic)...
With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...
06/12/2023 16:30
32 ώρες (8 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Fraud Reporting under PSD2 – An Overview of the EBA Guidelines...
In accordance with Article 96(6) of PSD2, Payment Service Providers (PSPs) must provide statistical data on fraud relating to different means of payment to thei...
07/12/2023 09:00
5 ώρες (2 μέρες)
Αγγλικά
Live Online
Unfair Commercial Practices in Financial Services...
Directive 2005/29/EC of the European Parliament and of the Council on unfair business-to-consumer commercial practices in the internal market (‘the UCPD’) const...
13/12/2023 09:00
5 ώρες (2 μέρες)
Αγγλικά
Live Online
KYC & CDD Fundamentals...
KYC/CDD procedures are an essential part of a successful AML program. All entities that need to comply with anti-money laundering regulations need to train thei...
20/12/2023 09:00
5 ώρες (2 μέρες)
Αγγλικά
Live Online
CISI Global Financial Compliance...
DescriptionGlobal Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The...
31/01/2024 14:39
Αγγλικά
eLearning
Treating Customers Fairly and Handling Complaints in the Financial Ser...
DescriptionThis course will help you to increase your knowledge in theory and practice about how to treat your customers fairly and in a compliant manner. It wi...
31/01/2024 14:39
Αγγλικά
eLearning
European Market Infrastructure Regulation (EMIR) Overview...
DescriptionThis course offers a comprehensive overview of the EMIR. It addresses the EMIR requirements, the types of counterparties and the clearing obligations...
31/01/2024 14:39
Αγγλικά
eLearning
Fundamentals of Risk Management...
DescriptionThis course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers risk ...
31/01/2024 14:39
Αγγλικά
eLearning
Financial Instruments and Products...
DescriptionThis course offers a condensed review of the financial services sector, with a specific focus on equities, stocks, bonds, derivatives and other finan...
31/01/2024 14:39
Αγγλικά
eLearning
The Fund Industry: Latest Regulatory Framework...
DescriptionThis course offers a comprehensive introduction to AIF, AIFM, AIFMD, and UCITS. It addresses the various categories and legal forms of AIFs, the rele...
31/01/2024 14:39
Αγγλικά
eLearning
AAT – Credit Management...
The AAT is the UK’s leading Accountancy body offering entry level qualifications. The AAT is open to all, regardless of age or experience there is a place that ...
31/01/2024 14:39
Αγγλικά
eLearning
AGRC Certificate in AML...
The AGRC’s AML Certificate’s CurriculumAGRC’s AML Certificate covers the following specific topics:– Money laundering methods, techniques, red flags and key ris...
31/01/2024 14:39
Αγγλικά
eLearning
AML Suspicious Activity Reports and Suspicious Transaction Reports (SA...
This self-paced, online course provides an overview of AML, the measures needed for efficient AML controls, Suspicious Transaction Monitoring, and Suspicious Ac...
31/01/2024 14:39
Αγγλικά
eLearning
UCITS - Undertakings for Collective Investments in Transferable Securi...
DescriptionThis course offers a comprehensive introduction to the Undertakings for Collective Investments in Transferable Securities (UCITS). It addresses the n...
31/01/2024 14:39
Αγγλικά
eLearning
CISI International Introduction to Investment...
DescriptionThe International Introduction to Investment offers a broad introduction to the financial services professional sector, with a specific focus on inve...
31/01/2024 14:39
Αγγλικά
eLearning
Fundamentals of Investment and Finance...
DescriptionThis course offers a general review of the financial services sector, with a specific focus on investments from a global perspective. The focus of th...
31/01/2024 14:39
Αγγλικά
eLearning
Practical Aspects of the Compliance Function...
DescriptionThis course offers a practical review of the compliance function. It addresses the roles, responsibilities and mission of the compliance officer, the...
31/01/2024 14:39
Αγγλικά
eLearning
MiFID II Overview...
DescriptionThis course offers a brief overview of MiFID II. It addresses the changes to the market structure under MiFID and MiFID II, and provides a sound grou...
31/01/2024 14:39
Αγγλικά
eLearning
AGRC Certificate in Sanctions Compliance...
The AGRC’s Compliance Sanctions Certificate’s CurriculumAGRC’s Certificate covers the following specific topics:– Definition of sanctions– Framework and legal b...
31/01/2024 14:39
Αγγλικά
eLearning
Regulatory Fundamentals for the Financial Services Sector...
DescriptionThis course offers a comprehensive review of the major regulations, directives and regimes of financial firms. It includes MiFID II, EMIR, Anti-Money...
31/01/2024 14:39
Αγγλικά
eLearning
Ethics and Compliance...
DescriptionThis course will help you to increase your personal ethics and explore your obligations to act with integrity in all aspects of your work and profess...
31/01/2024 14:39
Αγγλικά
eLearning
Market Abuse and Regulation...
DescriptionThis course will provide a comprehensive review of Market Abuse and the respective regulatory environment. It will cover inside information and insid...
31/01/2024 14:39
Αγγλικά
eLearning
GDPR General Data Protection Regulation Staff Awareness...
DescriptionThis course examines GDPR from a Staff Awareness perspective. You will appreciate the need, scope and concepts of GDPR as well as learn about the pri...
31/01/2024 14:39
Ελληνικά
eLearning
AGRC Certificate in KYC and CDD...
A key concern and significant risk for financial institutions remain the possibility of unknowingly becoming complicit in money laundering actions, where illegi...
31/01/2024 14:39
Αγγλικά
eLearning
ICAAP Internal Capital Adequacy Assessment Process...
The challenge with creating an ICAAP is it is more than just a document. In this course we will explain clearly and concisely why it is and should be dynamic pr...
31/01/2024 14:39
Αγγλικά
eLearning
CISI Risk in Financial Services...
DescriptionThis course offers a comprehensive global introduction to the major risk areas in financial services. It addresses international issues, reflecting t...
31/01/2024 14:39
Αγγλικά
eLearning
AIFM - Alternative Investment Fund Managers...
DescriptionThis course offers a comprehensive introduction to the Alternative Investment Fund Managers (AIFM). It addresses the application of the AIFM Law, the...
31/01/2024 14:39
Αγγλικά
eLearning
Anti-Bribery and Anti-Corruption...
DescriptionThis course offers a comprehensive review to bribery and corruption, and the effects of both. It addresses the forms of bribery, provides statistics ...
31/01/2024 14:39
Αγγλικά
eLearning
AIF - Alternative Investment Funds...
DescriptionThis course offers a comprehensive introduction to the Alternative Investment Funds (AIF). It addresses national and EU issues, reflecting the legal ...
31/01/2024 14:39
Αγγλικά
eLearning
AGRC Certificate in Compliance...
Faced with increasingly regulated environment, this programme offers insight into good compliance practices and the skills to lead effective compliance programm...
31/01/2024 14:39
Αγγλικά
eLearning