Why This Course Matters

This course is crucial for anyone who wants to stay ahead in the financial and regulatory sectors, understand the legal framework for securities, and ensure both investor protection and market integrity in the EU.

Course Content

Part I: Prospectus Regulation

• Module 1: Subject Matter and Scope of the Prospectus Regulation
• Module 2: Requirements and Exemptions
• Module 3: Drawing Up a Prospectus
• Module 4: Approval and Publication
• Module 5: Administrative Sanctions and Compliance

Part II:Transparency Laws

• Introduction to Transparency Requirements
• Module 1: Information Reporting Requirements for Issuers
• Module 2: Framework of Communication for Issuers and Holders of Securities
• Module 3: Shareholder Obligations

Learning Outcomes

By the end of this course, participants will be able to:

1. Understand the Prospectus Regulation framework.
2. Identify key components of a prospectus.
3. Navigate the approval process for a prospectus.
4. Understand publication and dissemination requirements.
5. Recognize the responsibilities and liabilities of key parties involved.
6. Learn about administrative sanctions for non-compliance.
7. Explore special provisions for SMEs.
8. Understand whistleblower protection mechanisms.
9. Apply knowledge across EU member states.
10. Enhance market integrity and investor trust.

Participants

This course is perfect for anyone looking to gain a comprehensive understanding of the Prospectus Regulation, enhance their market knowledge, and ensure their organization’s compliance with critical EU transparency requirements.

It is particularly beneficial for:

• Legal Advisors
• Issuers & Their Boards of Directors:
• Auditors
• Compliance Officers
• Investment Bankers & Underwriters
• Regulatory Authorities
• Small & Medium-sized Enterprises (SMEs)
• Corporate Governance Professionals
• Anyone Interested in EU Market Regulation

Training Duration

This course may take up to 5 hours to be completed. However, actual study time differs as each learner uses their own training pace.

Training Method

The course is offered fully online using a self-paced approach. The learning units consist of reading material, video presentations, quizzes and case studies. Learners may start, stop and resume their training at any time.

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Attendance.

Registration and Access

To register to this course, click on the Get this course button to pay online and receive your access instantly. 

If you wish to receive an invoice instead of paying online, please contact us at info@myseminars.com.cy . Access to the course is valid for 180 days.