Financial Statements Analysis – The AML Perspective

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Λογιστικά/ Έλεγχος/ Φορολογικά

24 Οκτ 2023 09:00 26 Οκτ 2023 12:45
Αγγλικά
7 ώρες ( 2 μέρες )
Financial Statements Analysis – The AML Perspective

ΠΕΡΙΓΡΑΦΗ

An ability to understand the financial statements of a company to identify abnormalities and indications of suspicious events is one of the most vital skills for aspiring anti-money laundering officers to develop. Armed with this knowledge, they can better identify red flags in the financial information of a company in order to further investigate them.

Financial statements tell a story of what happened to a company during a specific period. The story explains the financial position of the company and its changes and describes its performance, offering a window into the decisions made by the management of the company, which can be difficult to gauge using other means. While accountants and finance specialists are trained to read and understand these documents, many business professionals are not. The effect is a complication of critical information.

Additionally, it is a fact that preventing money laundering and the financing of terrorism is the responsibility of all those working in the financial services industry. Regulators around the world are more focused than ever on the role played by professionals such as accountants and lawyers in acting as the ‘gatekeepers’ to prevent the abuse of financial services by criminals and terrorists.

This training programme will expose participants to the world of financial statements with the purpose of learning to read the story behind the numbers presented and identify suspicious events that may occur within a company.

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

By the end of the programme, participants will be able to: 

  • Describe the context and purpose of financial reporting.
  • Separate financial information that relates to assets, liabilities, equity, expenses, and income.
  • Describe the main elements of financial accounting information – assets, liabilities, revenue, and expenses.
  • Describe the process of analysing the financial statements to identify suspicious events.
  • List the main financial ratios that can be used to assess the financial activities of the company from an AML perspective.
  • Explain the main principles of financial reporting.
  • Explain the main elements of the financial statements and their changes and reclassifications.
  • Perform the analysis of a financial statement and interpret financial information.
  • Choose the appropriate financial ratios to identify the information needed.
  • Justify the suspicious report.
  • Perform a proper financial statement analysis.
  • Manage stakeholders’ expectations.
  • Assess the activities of the organisation to apply the requirements of the regulatory requirements.
  • Recommend solutions based on financial information analysed.
  • Justify the importance of properly analysing the financial information.

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

  • AML Managers/Officers
  • Financial analysts
  • Lawyers
  • Bankers
  • Anyone who wants to know about financial statements analysis

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

The financial statement and its analysis

  • Objectives of financial analysis
  • Information content of the balance sheet, profit and loss account and cash flow statement
  • Accounting policies and their impact on the financial statements
  • The role of additional information
  • Creative accounting and its prevention
  • Current and emerging issues in corporate reporting:
  • Loans to third and related parties
  • Dividends payment policies
  • Redemption of shares
  • Interest in other entities (associates and subsidiaries)
  • Financial instruments
  • Qualitative analysis – risk

Initial analysis of the financial statements

  • Horizontal and vertical balance sheet analysis
  • Horizontal and vertical analysis of the profit and loss account
  • Cash flow statement analysis

Analysing Financial Statements from AML’s point of view

  • What financial statements can’t tell you — review the limitations of financial analysis
  • An introduction to ratio analysis
  • Applying ratios to determine abnormalities
  • Understanding anti-money laundering (AML) risk in accountancy
  • Understanding regulatory requirements
  • Potential red flags including tax fraud
  • Raising suspicion
  • Exploring the use of financial ratios to analyse trends, make industry comparisons


Training Style

  • Illustration of key terms and concepts
  • Preparation and discussion of practical examples, including mini cases
  • The course will have both a theoretical and practical framework with real examples drawn from actual companies, local and international
  • Activities and Break-out groups

 

CPD Recognition

This programme may be approved for up to 5 CPD units in Accounting and Auditing. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

 

In-house Training

For groups within the same organisation, this course may be customized to meet any specific needs and delivered in-house.


Πληροφορίες Εκπαιδευτή
Μάριος Μόρτης - Trainer and Accountancy Programs Leader -BSc (Acc), MSc (Fin&Bank), FCCA

Marios Mortis holds a bachelor’s degree in Business Administration in Accounting, a Master’s in Banking and Finance, and he is a qualified Fellow Member of the Association of Certified Chartered Accountants (ACCA). Marios has developed and conducted professional training courses on corporate reporting, Accounting and Finance, and Financial Workshops. He had, also, participated to research on the area of finance and accounting at both academic and professional levels.He has many years of working experience in the accounting, audit, advisory, assurance, and banking sectors in various positions and companies in Cyprus.

During the last 7 years, Marios continued his path in the education field which is a challenging and interesting field for him. He currently holds the position of Trainer & Accountancy Programs Leader for EIMF where among others he is teaching many courses of various accountancy qualifications and open seminars, such as cash and treasury management, credit management, governance, ethics, risk management, financial reporting, budgeting, and taxation.

Αναλυτικό Κόστος Σεμιναρίου
  • € 230.00
  • € 0.00
  • € 43.70
  • € 230.00
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ

Τρίτη - 24 Οκτ 2023

Ώρα

09:00 - 12:45

ΕΚΠΑΙΔΕΥΤΗΣ:

Μάριος Μόρτης

Τοποθεσία:

OnLine Virtual Classroom

Πέμπτη - 26 Οκτ 2023

Ώρα

09:00 - 12:45

ΕΚΠΑΙΔΕΥΤΗΣ:

Μάριος Μόρτης

Τοποθεσία:

OnLine Virtual Classroom

Εκδήλωση Ενδιαφέροντος : Financial Statements Analysis – The AML Perspective

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Description This course offers a comprehensive introduction to the Undertakings for Collective Investments in Transferable Securities (UCITS). It addresses t...

31/01/2025 12:15

Αγγλικά

eLearning

MiFID II Overview...

Description This course offers a brief overview of MiFID II. It addresses the changes to the market structure under MiFID and MiFID II, and provides a sound ...

31/01/2025 12:15

Αγγλικά

eLearning

The Fund Industry: Latest Regulatory Framework...

Description This course offers a comprehensive introduction to AIF, AIFM, AIFMD, and UCITS. It addresses the various categories and legal forms of AIFs, the ...

31/01/2025 12:15

Αγγλικά

eLearning

Fundamentals of Risk Management...

Description This course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers r...

31/01/2025 12:15

Αγγλικά

eLearning

AML Suspicious Activity Reports and Suspicious Transaction Reports (SA...

This self-paced, online course provides an overview of AML, the measures needed for efficient AML controls, Suspicious Transaction Monitoring, and Suspicious Ac...

31/01/2025 12:15

Αγγλικά

eLearning

CySEC 20 CPD Bundle 4...

The course includes: Anti-Bribery and Anti-Corruption Anti-Money Laundering and Terrorism Financing Fundamentals Corporate Governance for Financial In...

31/01/2025 12:15

Αγγλικά

eLearning

Risk Based Approach (RBA) to Anti Money Laundering...

This course aims to describe and explain the Risk-Based Approach (RBA) procedures so that the firms focus their efforts on those areas where the risk of ML a...

31/01/2025 12:15

Αγγλικά

eLearning

CySEC 20 CPD Bundle 3...

The course includes: ICAAP – Internal Capital Adequacy Assessment Process Fundamentals of Environmental, Social & Governance (ESG) Reporting & Complianc...

31/01/2025 12:15

Αγγλικά

eLearning

Cyber Security Essentials...

We’re in an era that relies on technology more than eve. Aside from being a constant presence in our daily lives, it’s become ingrained in many of our business ...

31/01/2025 12:15

Αγγλικά

eLearning

SM&CR — The Conduct Rules...

An online e-learning primer aimed as an introductory overview for those working in FCA-regulated firms to enable them to understand the Conduct Rules within ...

31/01/2025 12:15

Αγγλικά

eLearning

CySEC 15 CPD Bundle 8...

The course includes: Advanced Anti-Money Laundering for Financial Institutions International Economic Sanctions Product Governance, Suitability and Ap...

31/01/2025 12:15

Αγγλικά

eLearning

AIF and AIFM...

Description This course offers a comprehensive introduction to Alternative Investment Funds (AIF) and to Alternative Investment Fund Managers (AIFM) It addre...

31/01/2025 12:15

Αγγλικά

eLearning

Anti-Money Laundering and Terrorism Financing Fundamentals...

Effective Anti-Money Laundering (AML) programs – to ensure AML compliance — are a fundamental requirement for obliged entities. Ensuring effective policies, pro...

31/01/2025 12:15

Αγγλικά

eLearning

CySEC 10 CPD Bundle 7...

The course includes: International Economic Sanctions Know your Client (KYC) and Customer Due Diligence (CDD) Training Duration ...

31/01/2025 12:15

Αγγλικά

eLearning

CySEC 20 CPD Bundle 1...

The course includes: Risk Based Approach (RBA) to Anti Money Laundering AML Suspicious Activity Reports and Suspicious Transaction Reports (SAR/STRs) ...

31/01/2025 12:15

Αγγλικά

eLearning

EKK (CySEC) Ερωτήσεις Προετοιμασίας Βασικής Εξέτασης...

Περιγραφή  Τρεις (3) Εξετάσεις Ποετοιμασίας για τη Βασική Εξέταση της Επιτροπής Κεφαλαιαγοράς Κύπρου (ΕΚΚ) στα Ελληνικά..  ...

31/01/2025 12:15

Ελληνικά

eLearning

CySEC 10 CPD Bundle 6...

The course includes: Financial Regulation: The International Regulatory Environment Governance, Risk Management and Compliance Digital Operational Res...

31/01/2025 12:15

Αγγλικά

eLearning

CySEC 15 CPD Bundle 2...

The course includes: The Fund Industry: Latest Regulatory Framework Sustainable Finance Disclosure Regulation (SFDR) and other ESG Initiatives ...

31/01/2025 12:15

Αγγλικά

eLearning

CySEC 10 CPD Bundle 2...

The course includes: Anti-Money Laundering and Terrorism Financing Fundamentals Fundamentals of Risk Management Market Abuse Regulation Ove...

31/01/2025 12:15

Αγγλικά

eLearning

Market Abuse and Regulation...

Description This course will provide a comprehensive review of Market Abuse and the respective regulatory environment. It will cover inside information and i...

31/01/2025 12:15

Αγγλικά

eLearning

(eLearning) - Certified Blockchain Developer - Hyperledger Fabric (CBD...

Description  This course will cover the syllabus of BTA's Certified Blockchain Developer - Hyperledger Fabric (CBDH) examination.  The Certified Blockchai...

31/01/2025 12:15

Αγγλικά

eLearning

Treating Customers Fairly...

This Treating Customers Fairly (“TCF”) course for all members of a firm helps them show the FCA that fair treatment of customers is at the heart of their...

31/01/2025 12:15

Αγγλικά

eLearning