Non-Financial Misconduct

- Soft Skills / Επικοινωνία - Ανθρώπινο Δυναμικό (HR) - Νομοθεσία, Νομική & Δικηγόροι

31 Ιαν 2026 02:31 31 Ιαν 2026 02:31
Αγγλικά
2 ώρες ( ημέρα )
Non-Financial Misconduct

ΠΕΡΙΓΡΑΦΗ

Welcome to our course covering the FCA proposed rules in respect of Diversity and Inclusion (D&I) and Non-Financial Misconduct (NFM).

By the end of this course you should be able to:

• Understand the FCA’s focus on non-financial misconduct.
• Identify examples of non-financial misconduct.
• Understand the link between non-financial misconduct and fitness and propriety.
• Be aware of the potential consequences of non-financial misconduct.
• Understand the proposed changes and their potential impact.
• Implement best practices to prevent and address non-financial misconduct.
• Understand the broader D&I requirements for larger firms, defined as having more than 250 employees.

 

Course Content:

  • Introduction and Regulatory Expectations
  • Non-Financial Misconducts
  • Wider Requirements – Larger Firms and Those Subject to Certain Regimes
  • Practical Actions ahead of Final Rules
  • Summary
  • Quiz

 

Participants:
This course is ideal for professionals and compliance officers seeking to understand non-financial misconduct, FCA regulations, and the role of D&I in ethical workplace culture.

 

Training Duration

This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.

 

Training Method

The course is offered fully online using a self-paced approach. The learning units consist of reading material and video presentations. Learners may start, stop and resume their training at any time.

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Attendance upon completion of all units.

 

Registration and Access

To register to this course, click on the ”Purchase Now” button to pay online and receive your access. 

Access to the course is valid for 180 days.

Αγορά: Non-Financial Misconduct


€ 63.03
Σεμινάρια στην ίδια κατηγορία από τον ίδιο διοργανωτή
Trusts vs Forced Heirship Provisions...

Being a jurisdiction that historically relies on strong family bonds and protecting the preservation of family assets within the circle of close relatives, Cypr...

08/07/2025 09:00

2.00 ώρες (1 ημέρα)

Αγγλικά

Live Online

The Impact of EU Sanctions on Trust Structures...

How are EU sanctions affecting the professional fiduciary industry? This course is designed to assist professional offering fiduciary services navigate through ...

09/07/2025 10:00

2.00 ώρες (1 ημέρα)

Αγγλικά

Live Online

Overview of Competition Law and its practical application in Cyprus...

The programme is designed to deliver high-level practical knowledge and insights into Competition Law as applicable in Cyprus by providing an overview of some f...

10/07/2025 09:00

2.00 ώρες (1 ημέρα)

Αγγλικά

Live Online

Intellectual Property Copyright: The Law and its Enforcement...

Following the entry of Cyprus into the European Union, there was a need to harmonize and modernize the legislation regarding intellectual property rights. Intel...

15/07/2025 09:00

6.00 ώρες (2 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

Alternative Dispute Resolutions (ADR): An Introduction...

Have you ever wondered if there’s a faster, cheaper, and less stressful way to resolve disputes without going to court?  Alternative Dispute Resolution (ADR) pr...

16/07/2025 09:00

7.00 ώρες (2 μέρες)

Αγγλικά

Live Online

The EU Regulatory Disclosure Framework for Managing ESG Risks by Finan...

The EU Supervisory authorities concur that the Environmental, Social and Governance (ESG) risks to financial institutions can be defined as risks that stem from...

16/07/2025 10:00

6.00 ώρες (2 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

CySEC Certification Examination Preparation Course (Advanced, Basic)...

With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...

04/08/2025 15:30

32.00 ώρες (8 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

Non-Financial Misconduct...

Welcome to our course covering the FCA proposed rules in respect of Diversity and Inclusion (D&I) and Non-Financial Misconduct (NFM). By the...

31/01/2026 02:31

Αγγλικά

eLearning

Mental Health and Wellbeing...

The Mental Health and Wellbeing course comprises 24 bite-size individual courses on important aspect of mental health and wellbeing in everyday life. It co...

31/01/2026 02:31

Αγγλικά

eLearning

Operational Resilience...

The regulatory position Key Concepts Impact on Firms Governance and Strategy Building an effective and compliant operational resilience program Holistic managem...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 20 CPD Bundle 5...

The course includes: The Fund Industry: Latest Regulatory Framework Know your Client (KYC) and Customer Due Diligence (CDD) Risk Based Approach (RBA) ...

31/01/2026 02:31

Αγγλικά

eLearning

Market in Crypto-Assets Regulation (MiCA) Overview...

In recent years, the landscape of finance has undergone a transformative shift with the emergence of cryptocurrency and blockchain technology. As these digital ...

31/01/2026 02:31

Αγγλικά

eLearning

Conflict of Interest (COI)...

Conflict of Interest Course (FCA) This course provides staff with an understanding of Conflict of Interest, the laws and regulations that make it illegal, and t...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 20 CPD Bundle 9...

The course includes: Advanced Anti-Money Laundering for Financial Institutions Know your Client (KYC) and Customer Due Diligence (CDD) ICAAP – Interna...

31/01/2026 02:31

Αγγλικά

eLearning

Diversity, Equity and Inclusion...

Our Equity, Diversity and Inclusion training incorporates real life experiences, provides a background to relevant workplace legislation, and information on the...

31/01/2026 02:31

Αγγλικά

eLearning

EU AI Act...

The European Union’s (“EU”) artificial intelligence (“AI”) Act (the “EU AI Act”) represents a landmark legislative initiative designed to govern the develo...

31/01/2026 02:31

Αγγλικά

eLearning

Fraud Detection and Prevention...

Fraud is usually defined by domestic regulators as taking place within a ‘given industry’ and within the broader legal framework, in a ‘given country’. Unethica...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 20 CPD Bundle 8...

The course includes: Advanced Anti-Money Laundering for Financial Institutions Know your Client (KYC) and Customer Due Diligence (CDD) ICAAP – Interna...

31/01/2026 02:31

Αγγλικά

eLearning

Workplace Communication Skills...

Enhance your workplace communication skills to excel professionally through effective verbal, nonverbal, and written interactions. Effective communicat...

31/01/2026 02:31

Αγγλικά

eLearning

Modern Slavery and Human Trafficking...

In this concise yet impactful course on Modern Slavery and Human Trafficking Participants will gain essential insights into the critical issues surrounding thes...

31/01/2026 02:31

Αγγλικά

eLearning

Digital Operational Resilience Act (DORA)...

Understand DORA key definitions, terms and provisions from a wide range of internal and external challenges, disruptions, and shocks. Organisational resil...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 20 CPD Bundle 4...

The course includes: Anti-Bribery and Anti-Corruption Anti-Money Laundering and Terrorism Financing Fundamentals Corporate Governance for Financial In...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 15 CPD Bundle 9...

The course includes: Advanced Anti-Money Laundering for Financial Institutions International Economic Sanctions Product Governance, Suitability and Ap...

31/01/2026 02:31

Αγγλικά

eLearning

The Regulation of Pre-Paid Funeral Plans...

This course provides a foundational understanding of the evolving regulatory landscape for pre-paid funeral plans. It offers a clear and concise overview of the...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 15 CPD Bundle 8...

The course includes: Advanced Anti-Money Laundering for Financial Institutions International Economic Sanctions Product Governance, Suitability and Ap...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 10 CPD Bundle 6...

The course includes: Financial Regulation: The International Regulatory Environment Governance, Risk Management and Compliance Digital Operational Res...

31/01/2026 02:31

Αγγλικά

eLearning

AGRC Certificate in Compliance...

Faced with increasingly regulated environment, this programme offers insight into good compliance practices and the skills to lead effective compliance programm...

31/01/2026 02:31

Αγγλικά

eLearning

AGRC Certificate in Corporate Governance...

The Certificate in Corporate Governance provides participants with a thorough understanding of a topic that has gained increasing significance and attentio...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 10 CPD Bundle 4...

The course includes: European Market Infrastructure Regulation (EMIR) Overview Practical Aspects of the Compliance Function Ethics and Compliance ...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 15 CPD Bundle 3...

The course includes: Market Abuse and Regulation Treating Customers Fairly and Handling Complaints in the Financial Services Sector ...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 15 CPD Bundle 1...

The course includes: MiFID II Overview European Market Infrastructure Regulation (EMIR) Overview Anti-Money Laundering and Terrorism Financing Fundame...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 15 CPD Bundle 7...

The course includes: Governance, Risk Management and Compliance ICAAP – Internal Capital Adequacy Assessment Process Digital Operational Resilience Ac...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 20 CPD Bundle 2...

The course includes: Advanced Anti-Money Laundering for Financial Institutions International Economic Sanctions Sustainable Finance Disclosure Regulat...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 20 CPD Bundle 3...

The course includes: ICAAP – Internal Capital Adequacy Assessment Process Fundamentals of Environmental, Social & Governance (ESG) Reporting & Complianc...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 15 CPD Bundle 4...

The course includes: Fundamentals of Environmental, Social & Governance (ESG) Reporting & Compliance Financial Crime Risk Management Digital Operation...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 15 CPD Bundle 6...

The course includes: Insider Dealing and Market Manipulation European Market Infrastructure Regulation (EMIR) Overview Treating Customers Fairly and H...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 20 CPD Bundle 10...

The course includes: Advanced Anti-Money Laundering for Financial Institutions Know your Client (KYC) and Customer Due Diligence (CDD) ICAAP – Interna...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 20 CPD Bundle 1...

The course includes: Risk Based Approach (RBA) to Anti Money Laundering AML Suspicious Activity Reports and Suspicious Transaction Reports (SAR/STRs) ...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 10 CPD Bundle 2...

The course includes: Anti-Money Laundering and Terrorism Financing Fundamentals Fundamentals of Risk Management Market Abuse Regulation Ove...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 10 CPD Bundle 8...

The course includes: Market Abuse Regulation Overview Best Execution Overview Ethics, Integrity and Fairness in Financial Services Digital Operation...

31/01/2026 02:31

Αγγλικά

eLearning

Non-Financial Misconduct (Small & Medium-size Firms)...

Welcome to our course covering the FCA proposed rules in respect of Diversity and Inclusion (D&I) and Non-Financial Misconduct (NFM).    NOTICE: THIS CO...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 10 CPD Bundle 7...

The course includes: International Economic Sanctions Know your Client (KYC) and Customer Due Diligence (CDD) Training Duration ...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 10 CPD Bundle 1...

The CPD bundle includes the following modules – Cybersecurity Awareness, Digital Operational Resilience Act (DORA), and Fundamentals of Environmental, Social & ...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 20 CPD Bundle 6...

The course includes: Best Execution Overview AIF – Alternative Investment Funds Understanding Securities Financing Transaction Regulation – SFTR Fin...

31/01/2026 02:31

Αγγλικά

eLearning

Leading With Emotional Intelligence...

Course Overview: Can you identify your emotions and understand why they’re happening? What about the emotions of others? Are you skilled at spotting and respo...

31/01/2026 02:31

Αγγλικά

eLearning

Critical Thinking Skills...

Critical thinking is vital to any kind of success, including your career and beyond. Simply put, critical thinking is a questioning approach to form a judgment ...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 10 CPD Bundle 3...

The course includes: ICAAP – Internal Capital Adequacy Assessment Process Financial Crime Risk Management Ethics and Compliance ...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 15 CPD Bundle 2...

The course includes: The Fund Industry: Latest Regulatory Framework Sustainable Finance Disclosure Regulation (SFDR) and other ESG Initiatives ...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 10 CPD Bundle 5...

The course includes: AML Suspicious Activity Reports and Suspicious Transaction Reports (SAR/STRs) Market Abuse Regulation Overview Best Execution Ove...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 20 CPD Bundle 7...

The course includes: Governance, Risk Management and Compliance Fundamentals of Environmental, Social & Governance (ESG) Reporting & Compliance Ethics...

31/01/2026 02:31

Αγγλικά

eLearning

CySEC 15 CPD Bundle 5...

The course includes: Corporate Governance for Financial Institutions International Economic Sanctions Fundamentals of Environmental, Social & Governan...

31/01/2026 02:31

Αγγλικά

eLearning

GDPR General Data Protection Regulation Staff Awareness...

Description This course examines GDPR from a Staff Awareness perspective. You will appreciate the need, scope and concepts of GDPR as well as learn about the...

31/01/2026 02:31

Ελληνικά

eLearning

Ethics and Compliance...

This course will help you to increase your personal ethics and explore your obligations to act with integrity in all aspects of your work and professional relat...

31/01/2026 02:31

Αγγλικά

eLearning

Conduct Rules for All Staff...

This module provides an overview of the individual Conduct Rules introduced by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PR...

31/01/2026 02:31

Αγγλικά

eLearning

Practical Aspects of the Compliance Function...

Description This course offers a practical review of the compliance function. It addresses the roles, responsibilities and mission of the compliance officer,...

01/02/2026 02:31

Αγγλικά

eLearning