Financial Promotion and Marketing Compliance
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Νομοθεσία, Νομική & Δικηγόροι
Αγγλικά
10 ώρες
(
2 μέρες
)
ΠΕΡΙΓΡΑΦΗ
The programme aims to deliver an overview of how the financial promotion and marketing compliance has changed with the most recent directives, circulars, and legislations. The course will not only elaborate on such issues but will also delve into the anti-money laundering legislation, via the 4th and 5th Directives, as well as the Best Execution overview.
Furthermore, the course also provides an overview of the basic characteristics of the FX markets and the instruments this covers, as well as a deeper understanding of how the markets work, providing participants with a competitive edge.
The programme is split in two days, beginning on the first day with the basic characteristics of the FX markets, along with a specification of the instruments and how this could assist in offering clients a better understanding of the markets. Furthermore, the anti-money laundering legislation is also overviewed.
On the second day, the course will explore the role of the regulatory framework and competent authorities for the protection of consumers and investors, as well as a review of the best execution legislation.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
By the end of this programme, participants will be able to:
- Understand the characteristics of the main FX instruments and their specifications
- Understand how to monitor transactions and report suspicious transactions
- Know the role of the regulatory framework and competent authorities
- Understand the best execution and client information policies
- Understand how best execution fits into the MIFID II framework
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
The professional profile of the person who would most benefit from attending the course is:
- Sales professionals
- Support Professionals
- Compliance Officers and Managers
- Back Office Professionals
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
- Basic characteristics of FX markets
- Instrument Specification in the markets
- The AML 4th and 5th Directives
- Monitoring and Reporting of Suspicious Transactions
- Regulatory Framework and Competent Authorities
- Guidelines for Financial Promotion and Advertising Policies
- Unfair B2C practices
- Best Execution and Client Information
Training Style
The programme is designed to enhance the participants’ knowledge on the financial promotion and marketing legislation, via short lectures, practical examples and some case studies. Most of the training will be focused on providing a clear understanding of the topics, as well as providing real-life case studies and examples of the material covered in the short lectures.
CPD Recognition
This programme may be approved for up to 10 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
Professionals requiring CPD units to meet the education requirements for CySEC licence renewal, and/or for maintaining other professional memberships/certifications which accept CPD in Financial Regulation, are advised to consider training subjects in categories that indicate CPD training in Financial Regulation.
Trainer
Nektarios Michail
Dr Nektarios Michail has more than 7 years of experience in the financial services industry, having worked at the Central Bank of Cyprus, the Bank of Cyprus, as well as a Cyprus CIF and an investment fund. Through his experience, Nektarios has obtained a hands-on experience with real-life economic analysis, with proven success in forecasting. He holds a PhD in Financial Economics from Cyprus University of Technology, and his research, covering variety of topics, has been published in several academic journals, as well as featured in the leading newspapers of Cyprus. He is currently employed by an Investment Fund while he is also an Adjunct Lecturer at the Cyprus University of Technology.
Trainer's Information
Νεκτάριος Μιχαήλ - Director at IDCY
With more than 10 years of experience, Nektarios is an expert in the financial services industry, having worked in key roles at investment funds, CIFs and other service providers. His exposure to the industry allowed him to gain knowledge in a variety of vital investment functions.
Complementing his practical knowledge of the industry, Nektarios also holds a number of professional and academic qualifications, including CySEC’s Advance Certification. He is currently employed by an Investment Fund.
Αναλυτικό Κόστος Σεμιναρίου
Για Δικαιούχους ΑνΑΔ
- € 420.00
- € 170.00
- € 0.00
- € 250.00
Για μη-Δικαιούχους ΑνΑΔ
- € 420.00
- € 0.00
- € 79.80
- € 420.00
Περαιτέρω Κοστολογικές Πληροφορίες
HRDA-approved seminars are exempted from VAT for eligible organisations applying for the HRDA subsidy. A 19% VAT will apply to seminars and participants who do not qualify for the HRDA subsidy
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Τρίτη - 21 Νοε 2023
Ώρα
09:00 - 15:00
ΕΚΠΑΙΔΕΥΤΗΣ:
Νεκτάριος ΜιχαήλΤοποθεσία:
OnLine Virtual Classroom
Τετάρτη - 22 Νοε 2023
Ώρα
09:00 - 15:00
ΕΚΠΑΙΔΕΥΤΗΣ:
Νεκτάριος ΜιχαήλΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : Financial Promotion and Marketing Compliance
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