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English
The Investment Firms Regulation (IFR) & ICARA: Navigating Prudential Requirements, Risk, and Regulatory Change
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά
Αγγλικά
5 ώρες
(
2 μέρες
)
ΠΕΡΙΓΡΑΦΗ
This programme provides a comprehensive and forward-looking exploration of the evolving regulatory environment for investment firms. Grounded in the framework of the Investment Firms Regulation (IFR) and Cyprus Law 165(I)/2021, the seminar offers detailed coverage of prudential requirements, governance standards, and risk management obligations that investment firms must meet to remain compliant and resilient.
A central focus of the seminar is the Internal Capital Adequacy and Risk Assessment (ICARA) process. Participants will gain practical insights into how the ICARA must be embedded into business planning, governance and risk management. Key elements such as capital and liquidity planning, stress testing, and wind-down strategies will be explained in detail, including how to prepare and submit the required regulatory reports.
Importantly, the course will also:
- Explain the upcoming regulatory changes to the IFR and IFD framework, including EBA’s evolving guidance on Pillar II risks, ESG integration, group capital test applications, Recovery and Resolution plans, etc
- Clarify the capital and liquidity requirements for all type of Investment Firms and provide details on the ICARA tools and models
- Highlight CySEC’s supervisory priorities, including DORA implementation, MiCA transition readiness, and governance issues relating to ICT, outsourcing, and diversity, and how these regulatory changes are affecting ICARA process
The seminar is designed not only to support regulatory compliance, but also to help participants build a sustainable risk and governance framework tailored to their firm’s activities, size, and complexity — equipping them to respond effectively to both current and emerging regulatory expectations.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
The aim of this programme is to:
- Provide participants with a deep understanding of the prudential regulatory framework applicable to investment firms under IFR, IFD, and Law 165(I)/2021
- Enable correct classification of investment firms and interpretation of their corresponding capital, liquidity, and reporting obligations
- Equip professionals with the tools to implement and maintain the Internal Capital Adequacy and Risk Assessment (ICARA) process, including stress testing, forward-looking capital planning, and wind-down strategies
- Clarify governance expectations, internal control systems, and remuneration policies in line with CySEC and EBA guidelines
- Explain the regulatory forms and reporting procedures required under CySEC supervision, including common supervisory priorities and findings
- Introduce emerging regulatory topics, including DORA, MiCA, ESG risk management, and ICT governance, to ensure proactive compliance and operational resilience
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
This programme is designed for professionals within the financial services sector and will be particularly beneficial to:
- Risk Managers
- Compliance Officers
- Internal Auditors
- CFOs
- Directors
- Other risk takers of Investment Firms
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
Legal & Regulatory Framework
- Introduction to IFR/IFD and Law 165(I)/2021
- EBA Roadmap and implementation phases (2020–2025)
- Regulatory interaction with CRD, BRRD, MiFID/MiFIR, AIFMD, UCITS, MiCA, DORA etc.
Classification of Investment Firms
- Class 1A, 1B, 2, and 3 firms: thresholds and requirements
- Decision tree scenarios and classification practices
- Implications for regulatory obligations
Prudential Requirements and Capital Framework
- Initial capital requirements
- K-Factors methodology
- Fixed Overheads Requirement (FOR)
- Own Funds composition and deduction items
Governance and Internal Control Requirements
- Role of the Board and Senior Management in ICARA
- Responsibilities of Risk, Compliance, and Finance functions
- Remuneration governance and material risk takers
- Internal policies and control frameworks
Risk Management and Risk Appetite Framework
- Quantitative & qualitative indicators
- Risk capacity vs. tolerance
- Conduct, market, operational, AML, and cyber risks
ICARA – Internal Capital Adequacy & Risk Assessment
- Legal foundations under Chapter 2 of Law 165(I)/2021
- Key principles: harm identification, wind-down, stress testing
- ICARA building blocks: planning, governance, risk assessment, projections
- Capital and Liquidity allocation and Stress Testing Scenarios
- Pillar 2 Probability vs Impact model
- Wind-down planning
- Form 165-03: regulatory submission and expectations
Emerging Regulatory Topics
- Digital Operational Resilience Act (DORA) implementation
- MiCA (Markets in Crypto-Assets Regulation): notifications and classification
- ESG disclosures, diversity benchmarking, gender pay gap reporting
- Outsourcing, ICT risk management, and group capital test under Article 8 IFR
- EBA’s & ESMA’s proposed changes to the IFR
Training Style
The programme is designed to deliver the scope, principles, and methodologies of ICARA, and most of the seminar’s time will be invested in analysing the different methodologies and risk management tools that investment firms should take into consideration during the preparation and implementation of the ICARA report.
CPD Recognition
This programme may be approved for up to 5 CPD units in Financial Regulation and Risk. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
This training course may be approved as an external activity under the new ACAMS recertification category ”non-ACAMS credits” for up to 5 CPD units. Eligibility criteria and CPD Units are verified directly by the Association of Anti-Money Laundering Specialists (ACAMS). To read more about the non-ACAMS credits policies and eligibility criteria please click here.
Πληροφορίες Εκπαιδευτή
Παναγιώτης Αντωνίου - Risk Management - Compliance
Αναλυτικό Κόστος Σεμιναρίου
- € 260.00
- € 0.00
- € 49.40
- € 260.00
- € 309.40
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Τρίτη - 02 Δεκ 2025
Ώρα
09:00 - 11:45
ΕΚΠΑΙΔΕΥΤΗΣ:
Παναγιώτης ΑντωνίουΤοποθεσία:
OnLine Virtual Classroom
Πέμπτη - 04 Δεκ 2025
Ώρα
09:00 - 11:45
ΕΚΠΑΙΔΕΥΤΗΣ:
Παναγιώτης ΑντωνίουΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : The Investment Firms Regulation (IFR) & ICARA: Navigating Prudential Requirements, Risk, and Regulatory Change
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eLearning
CySEC 10 CPD Bundle 2...
The course includes: Anti-Money Laundering and Terrorism Financing Fundamentals Fundamentals of Risk Management Market Abuse Regulation Ove...
31/01/2026 15:22
Αγγλικά
eLearning
CySEC 10 CPD Bundle 4...
The course includes: European Market Infrastructure Regulation (EMIR) Overview Practical Aspects of the Compliance Function Ethics and Compliance ...
31/01/2026 15:22
Αγγλικά
eLearning
CySEC 15 CPD Bundle 9...
The course includes: Advanced Anti-Money Laundering for Financial Institutions International Economic Sanctions Product Governance, Suitability and Ap...
31/01/2026 15:22
Αγγλικά
eLearning
CySEC 20 CPD Bundle 6...
The course includes: Best Execution Overview AIF – Alternative Investment Funds Understanding Securities Financing Transaction Regulation – SFTR Fin...
31/01/2026 15:22
Αγγλικά
eLearning
Financial Promotion and Marketing Compliance...
Description This course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and German...
31/01/2026 15:22
Αγγλικά
eLearning
CySEC 15 CPD Bundle 8...
The course includes: Advanced Anti-Money Laundering for Financial Institutions International Economic Sanctions Product Governance, Suitability and Ap...
31/01/2026 15:22
Αγγλικά
eLearning
Market Abuse and Regulation...
Description This course will provide a comprehensive review of Market Abuse and the respective regulatory environment. It will cover inside information and i...
31/01/2026 15:22
Αγγλικά
eLearning
Corporate Governance for Financial Institutions...
The concept/term Corporate Governance has featured regularly in discussions, both within the professional and academic community, since the 1990s and has become...
31/01/2026 15:22
Αγγλικά
eLearning
CySEC 20 CPD Bundle 2...
The course includes: Advanced Anti-Money Laundering for Financial Institutions International Economic Sanctions Sustainable Finance Disclosure Regulat...
31/01/2026 15:22
Αγγλικά
eLearning
Anti-Money Laundering (AML) for Legal Professionals and DNFBPs...
Designated Non-Financial Businesses and Professionals must have in place and implement procedures in order to identity a person (KYC) and also exercise an inves...
31/01/2026 15:22
Αγγλικά
eLearning
Best Execution...
The FCA rules relating to Best Execution cover all ‘financial instruments’. Firms must establish and implement a Best Execution Policy, setting out details of h...
31/01/2026 15:22
Αγγλικά
eLearning
Sales Compliance and Techniques for Investment Firms (5 CPD Units)...
DESCRIPTION This course aims, is to assist professionals in investment firms, in particularly those whose primary function is within the Sales, customer rete...
31/01/2026 15:22
Αγγλικά
eLearning
CySEC 15 CPD Bundle 2...
The course includes: The Fund Industry: Latest Regulatory Framework Sustainable Finance Disclosure Regulation (SFDR) and other ESG Initiatives ...
31/01/2026 15:22
Αγγλικά
eLearning
Advanced Anti-Money Laundering for Financial Institutions...
This comprehensive course provides an in-depth exploration of Anti-Money Laundering (AML) strategies, criminal activities, and regulatory frameworks. Desig...
31/01/2026 15:22
Αγγλικά
eLearning
Compliance Introduction...
Compliance involves the efforts and programs of an organization to ensure that the business complies with government and industry regulations. If your organizat...
31/01/2026 15:22
Αγγλικά
eLearning