A Deep Dive in to the EU AML Legislative Strategy

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Νομοθεσία, Νομική & Δικηγόροι

14 Δεκ 2023 10:00 14 Δεκ 2023 16:00
Αγγλικά
5 ώρες ( 1 ημέρα )
A Deep Dive in to the EU AML Legislative Strategy

ΠΕΡΙΓΡΑΦΗ

This course will provide an overview of the complex nature of the EU legislative process and the key EU Institutions involved in the development of the revised and much scaled-up EU AML regulatory framework. 

It will take an in-depth look at the key critical legislative package associated with the EU Anti-Money Laundering Strategy, currently being negotiated in Brussels by the EC, EU Parliament and Council, covering banks, fund management and revised oversight and supervisory measures. 

The topics covered will include the 5th Anti-Money laundering directive, establishment of new EU anti-money laundering authority with oversight powers over all financial entities and transposing  AML strategy to the private sector, to embrace crypto-asset service providers and crowd-funding platforms,  measures for high-risk 3rd-countries whose AML/CFT policies pose a risk to EU financial stability, streamlined Beneficial Ownership requirements  and measures to combat misuse of bearer instruments, and the Anti-Tax Avoidance Directive III (misuse of shell companies)

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

  • Chief AML Officers
  • CFOs
  • Regulatory compliance officers
  • National supervisors
  • Financial services trade bodies
  • Chief legal officers
  • Internal ITC specialists
  • Chief data officers
  • COOs

 

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Training Objectives 

  • Understand the EU Institutional decision-making process from the EC proposal stage on both legislative packages to ratification by the EU Parliament and Council
  • Identify the various key provisions under the new EU AML legislative text that will have a direct impact on the firm’s compliance framework
  • Identify the new requirements and challenges under the EU AML framework designed to strengthen cross-border monitoring of financial transaction
  • Build an awareness of the modified roles of national supervisors and the EBA in the light of the creation of a new EU AML agency, with more assertive powers
  • Learn how the scaled-up harmonisation and coordination of AML supervisory practices in the financial and non-financial sectors will affect your business
  • Develop awareness of how the EU intends to monitor transactions with third countries considered to be ‘high-risk’ jurisdictions
  • Be capable of anticipating questions and queries by the new EU AML Authorities

 

Training Outline 

  • Background on EU AML measures up to the 5th Anti-Money laundering directive
  • Role, scope and powers of the new EU anti-money laundering authority
  • Broadening the criteria for assessing high-risk third countries and improving checks on transactions involving such countries
  • 5th anti-money laundering Directive rules extension to trusts and similar legal arrangements the transparency rules and obligations applicable to legal entities, requiring Member States to identify and notify trusts or trust-like arrangements
  • Regulation on AML/CFT, containing directly-applicable rules, including in the areas of Customer Due Diligence and Beneficial Ownership


CPD Recognition 

This programme may be approved for up to 5 CPD units in Financial Regulation and AML. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

Πληροφορίες Εκπαιδευτή
David Doyle - EU policy expert specializing in financial services legislation

David Doyle is EU policy expert specializing in financial services legislation, covering banking, insurance and securities regulation, based on mainland Europe. He is a long-standing board member of the joint MEP-stakeholder advocacy body, The Kangaroo Group, as well as being the secretary to its Financial Services Working Group at the European Parliament. He is a former long-serving diplomat based on mainland Europe, spanning both multilateral and bilateral assignments. His authored works include Cost Control—A Strategic Guide (CIMA/Elsevier: London, 1994 and 2002) which was translated into 15 foreign languages, as well as contributing EU chapters to The Future of Finance after SEPA (Wiley: London, 2008), and A Practical Guide to Corporate Governance (Sweet & Maxwell: London, 2010 and 2014). His academic activities include lecturing in Management Control as an adjunct assistant professor at Paris-based institutions like the American University, HEC, ESSEC and ESCP

Αναλυτικό Κόστος Σεμιναρίου
  • € 220.00
  • € 0.00
  • € 41.80
  • € 220.00

Κοστολογικές Πληροφορίες

HRDA-approved seminars are exempted from VAT for eligible organisations applying for the HRDA subsidy. A 19% VAT will apply to seminars and participants who do not qualify for the HRDA subsidy

ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ

Πέμπτη - 14 Δεκ 2023

Ώρα

10:00 - 16:00

ΕΚΠΑΙΔΕΥΤΗΣ:

David Doyle

Τοποθεσία:

OnLine Virtual Classroom

Εκδήλωση Ενδιαφέροντος : A Deep Dive in to the EU AML Legislative Strategy

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