Ελληνικά 
English
AML/CTF & KYC: The Management of High-Risk Clients
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Digital Marketing/ Sales/ Service - Νομοθεσία, Νομική & Δικηγόροι
Αγγλικά
5 ώρες
(
1 ημέρα
)
ΠΕΡΙΓΡΑΦΗ
There is no business endeavour without taking risks. So, this does not pose a question about not taking risks, but about which risks are worth taking and which risks are manageable. In order to know which risks are worth taking, professionals and their organisations need to have a clear view and approach.
Regulators do not expect organisations to not take risks or to avoid high risks. But they expect them to have a robust risk assessment and apply a risk-based approach. Furthermore, they expect professionals and their organisations to have a well-documented risk appetite and a zero-risk tolerance for financial crime-related risks.
High risk customers are not criminals, however, their overall situation poses a higher risk for organisation.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
By the end of the programme, participants will:
- Understand what risk means and how it is assessed especially in the context of high-risk clients
- Be able to apply a risk-based approach in KYC for high-risk clients
- Understand risk ownership of client-related risks
- Learn about best practices to handle high-risk customers
- Apply their new-found skills in near to real scenarios
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
- Money Laundering Reporting Officers (MLROs)
- AML Officers
- Compliance Officers
- KYC analysts
- Front office staff dealing with high-risk clients (e.g. wealth management, investment advise)
- Management of obliged entities
- Internal/external auditors
- Consultants
- In-house counsel
- Investment specialists
- Wealth management company staff: on-boarding and other professionals up to Executive level
- CFO’s
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
CPD Recognition
This programme may be approved for up to 5 CPD units in Financial Regulation and AML. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
Πληροφορίες Εκπαιδευτή
Holger Pauco-Dirscherl - Senior Financial Crime Prevention Professional
Αναλυτικό Κόστος Σεμιναρίου
- € 220.00
- € 0.00
- € 41.80
- € 220.00
- € 261.80
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Τρίτη - 24 Οκτ 2023
Ώρα
10:00 - 12:45
ΕΚΠΑΙΔΕΥΤΗΣ:
Holger Pauco-DirscherlΤοποθεσία:
OnLine Virtual Classroom
Τετάρτη - 25 Οκτ 2023
Ώρα
10:00 - 12:45
ΕΚΠΑΙΔΕΥΤΗΣ:
Holger Pauco-DirscherlΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : AML/CTF & KYC: The Management of High-Risk Clients
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Αγγλικά
eLearning
CySEC 15 CPD Bundle 4...
The course includes: Fundamentals of Environmental, Social & Governance (ESG) Reporting & Compliance Financial Crime Risk Management Digital Operation...
31/01/2026 20:05
Αγγλικά
eLearning
CySEC 15 CPD Bundle 2...
The course includes: The Fund Industry: Latest Regulatory Framework Sustainable Finance Disclosure Regulation (SFDR) and other ESG Initiatives ...
31/01/2026 20:05
Αγγλικά
eLearning
CySEC 20 CPD Bundle 1...
The course includes: Risk Based Approach (RBA) to Anti Money Laundering AML Suspicious Activity Reports and Suspicious Transaction Reports (SAR/STRs) ...
31/01/2026 20:05
Αγγλικά
eLearning
CySEC 20 CPD Bundle 8...
The course includes: Advanced Anti-Money Laundering for Financial Institutions Know your Client (KYC) and Customer Due Diligence (CDD) ICAAP – Interna...
31/01/2026 20:05
Αγγλικά
eLearning
AIF - Alternative Investment Funds...
Description This course offers a comprehensive introduction to the Alternative Investment Funds (AIF). It addresses national and EU issues, reflecting the le...
31/01/2026 20:05
Αγγλικά
eLearning
CySEC 10 CPD Bundle 5...
The course includes: AML Suspicious Activity Reports and Suspicious Transaction Reports (SAR/STRs) Market Abuse Regulation Overview Best Execution Ove...
31/01/2026 20:05
Αγγλικά
eLearning
Sales Compliance and Techniques for Investment Firms (5 CPD Units)...
DESCRIPTION This course aims, is to assist professionals in investment firms, in particularly those whose primary function is within the Sales, customer rete...
31/01/2026 20:05
Αγγλικά
eLearning
The Fund Industry: Latest Regulatory Framework...
Description This course offers a comprehensive introduction to AIF, AIFM, AIFMD, and UCITS. It addresses the various categories and legal forms of AIFs, the ...
31/01/2026 20:05
Αγγλικά
eLearning
Compliance Monitoring and Testing...
This course explores what to consider when building a compliant Compliance Monitoring programme and how to effectively deliver reports. It considers the FCA’s r...
31/01/2026 20:05
Αγγλικά
eLearning