Sanctions Screening – A Best Practice Guide

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Νομοθεσία, Νομική & Δικηγόροι

22 Μαΐου 2024 10:00 23 Μαΐου 2024 13:15
Αγγλικά
6 ώρες ( 2 μέρες )
Sanctions Screening – A Best Practice Guide

ΠΕΡΙΓΡΑΦΗ

The Sanctions landscape has changed significantly over the past month, with different AML/CTF obligations that each and every business must comply with.  Professionals need to know how to deal with the increasing complexity.

One of the basic controls needed to manage Sanctions risk, is Sanctions Screening.  Sanctions Screening includes the screening (or sometimes called filtering) of transactions against relevant lists but also the screening of customers, third parties and other relevant names.

The set-up of effective Sanctions Screening is important and includes numerous considerations like what the relevant lists to screen against are, who is responsible and how to assess hits against the lists?

This course will provide professionals with an overview of the most important topics and provide real life examples and best practices.

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

By the end of the programme, participants will:

  • Understand the set-up of Sanctions Screening processes
  • Be able to identify relevant lists for Sanctions Screening
  • Better understand the investigation process for hits against Sanctions lists

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

This programme is ideal for:

  • Sanctions Compliance Officers
  • Sanctions Screening Analysts
  • Money Laundering Reporting Officers (MLROs)
  • AML Officers 
  • Compliance Officers 
  • KYC and front office staff involved in managing sanctions risks
  • Senior and Executive Management
  • Internal/external auditors
  • Consultants
  • In-house counsel

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Training Outline

  • Overview of Sanctions and the Sanctions landscape
  • Sanctions Lists
  • Identifying relevant Sanctions Lists
  • Transactions Screening and Name List Screening
  • Setting-up the Sanctions Screening process
  • Handling Transaction Screening alerts
  • Handling Name List Screening alerts
  • Investigations best practices 

Training Style

The course takes a thorough and practical delivery approach.  It uses presentations, skills, interactive group activities, multi-directional discussions and case studies which differ in involvement and complexity.

Best practices will be introduced that will proof to be highly valuable practical use in the organisation.


CPD Recognition

This programme may be approved for up to 5 CPD units in Financial Regulation and AML. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

This training course may be approved as an external activity under the new ACAMS recertification category ”non-ACAMS credits” for up to 5 CPD units. Eligibility criteria and CPD Units are verified directly by the Association of Anti-Money Laundering Specialists (ACAMS). To read more about the non-ACAMS credits policies and eligibility criteria please click here.


In-house Training

For groups within the same organisation, this course may be customized to meet any specific needs and delivered in-house.


Πληροφορίες Εκπαιδευτή
Holger Pauco-Dirscherl - Senior Financial Crime Prevention Professional

Holger Pauco-Dirscherl is an experienced and passionate Senior Financial Crime Prevention Professional with a unique blend of international knowledge, expertise and experience and fluent in English together with a good reputation in the national and international Financial Crime Prevention field. He holds an MBA from The Open University Business School and is certified as CAMS, CGSS, CAMS-Audit, CFE and CFCS. He worked in different operational and managerial roles within Financial Crime Prevention covering all areas such as AML, CTF, Fraud, Sanctions and ABC as well as KYC/CDD, KYE, Cross-Border Compliance, International Information Sharing, FATCA and other Compliance topics and including auditing all such topics.. Within these areas he covered both operational activities such as Procedures, Trainings, Monitoring, Screening and Controls as well as strategic activities as Risk Assessments, Policies, Projects and Framework build-ups within an ever changing local and global regulatory environment. Holger also investigated large, complex and international Money Laundering, Sanctions, Corruption and Fraud cases and identified suspicious activity and weak controls, processes, manuals and policies. Within his activities he offered pragmatic solutions to minimise Financial Crime and Regulatory Risk. He is also a recognized SME for Financial Crime Prevention heading the ACAMS Germany Chapter which he also founded, giving a wide range of trainings and acts as a speaker on conferences and symposiums both national and international.

Αναλυτικό Κόστος Σεμιναρίου

Για Δικαιούχους ΑνΑΔ

  • € 240.00
  • € 120.00
  • € 0.00
  • € 120.00

Για μη-Δικαιούχους ΑνΑΔ

  • € 240.00
  • € 0.00
  • € 45.60
  • € 240.00

Κοστολογικές Πληροφορίες

HRDA-approved seminars are exempted from VAT for eligible organisations applying for the HRDA subsidy. A 19% VAT will apply to seminars and participants who do not qualify for the HRDA subsidy

ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ

Τετάρτη - 22 Μαΐου 2024

Ώρα

10:00 - 13:15

ΕΚΠΑΙΔΕΥΤΗΣ:

Holger Pauco-Dirscherl

Τοποθεσία:

OnLine Virtual Classroom

Πέμπτη - 23 Μαΐου 2024

Ώρα

10:00 - 13:15

ΕΚΠΑΙΔΕΥΤΗΣ:

Holger Pauco-Dirscherl

Τοποθεσία:

OnLine Virtual Classroom

Εκδήλωση Ενδιαφέροντος : Sanctions Screening – A Best Practice Guide

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