Fund Administration, Accounting, Reporting and Depositary Functions

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Νομοθεσία, Νομική & Δικηγόροι

08 Ιουλ 2024 15:45 10 Ιουλ 2024 18:30
Αγγλικά
5 ώρες ( 2 μέρες )
Fund Administration, Accounting, Reporting and Depositary Functions

ΠΕΡΙΓΡΑΦΗ

Course Overview 

Mutual Funds are a very widely used financial tool. Investors, professionals and individuals make use of them in order to benefit from the professional investment management and risk diversification.

Cyprus is rapidly emerging as a fund jurisdiction both for UCITS and AIFs. Assets under management grow at a fast pace and more and more people become familiar with these products.

The legislative environment is full and up to date and investors have a lot of options available.

This seminar aims to familiarize participants with the basic elements of fund administration and depositary which are the fundamentals for the proper fund operation.

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

Training Objectives

During this seminar participants will attain an understanding of:

  • The role of a fund administration
  • The role of a depositary
  • Funds’ compliance monitoring
  • Funds Accounting Basics
  • Investors information
  • Reporting

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

Particularly appropriate for people working in back offices as Fund Managers, Fund Administrators and other Professionals who need to update or refresh their knowledge on Mutual Funds as well as Lawyers, Accounting Firms and Corporate Service Providers, that wish to understand the funds industry.

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Training Outline

  • The Fund Administrator (FA) role at a glance
  • The Custodian role at a glance
  • Basic duties and responsibilities of the FA
  • Fund accounting and fund valuation
  • Processing accounting entries for investments, income earned, fees and expenses
  • NAV calculation and unit price calculation
  • NAV reporting to unitholders / shareholders
  • Maintenance of investment records
  • Monitoring of investment limits compliance and reporting of breaches to the manager
  • Registry, Transfer Agent duties and responsibilities
  • Processing of subscriptions and redemptions
  • Processing of dividend payments
  • Maintenance of the Fund’s registry
  • Maintenance of Bank accounts of the Fund
  • Investors communication, Regulatory reporting and compliance
  • Investors information
  • CySEC reporting
  • Preparation of financial statements
  • Preparation of quarterly statement of assets and expenses
  • Preparation of Central Bank statistical reporting
  • Provisional services
  • Support for the preparation of Fund’s documentation
  • Provisions of the upcoming role for TAs
  • Basic duties and responsibilities of the Custodian
  • “Watchdog” on behalf of unitholders, overseeing the manager
  • Treasurer and keeper of the assets of the Fund (custody of assets and maintenance of cash)
  • Clears, settles executed transactions and takes care of the corporate actions
  • Performs reconciliations and send reports
  • Confirms that the issuance, redemption, cancelation and evaluation of units is done according to the laws and fund’s documents
  • Co-signs the Fund’s Rulebook and Prospectus


Training Style

The training style will include the presentation of all the material using slides and handouts.  The trainer will use practical examples to elaborate various concepts and encourage class discussion.  Participants will engage in an exchange of ideas and sharing of knowledge on the subject matter.  Participants will also be able to ask questions and obtain clarifications from the trainer on all the material covered.


CPD Recognition

This programme may be approved for up to 5 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership

 

In-house Training

For groups within the same organisation, this course may be customized to meet any specific needs and delivered in-house.

Πληροφορίες Εκπαιδευτή
Αλέξιος Καρτάλης - General Manager, GMM Global Money Managers Ltd
Mr. A. Kartalis graduated from the Department of Statistics of Athens University of Economics and Business (ex A.S.O.E.E) in 1991. In 2003 he got an MBA in Finance from ESCEM.He started his career from Citibank Athens, where he worked from 1994 till 1997. From 1997 till 2012 he worked at BNP Paribas Securities Services Athens, initially as Head of Securities Operations and then as General Manager.

From September 2013 till today he works as General Manager in GMM Global Money Managers Ltd, a Cypriot mutual funds management company.He is a holder of Advanced Certification and AML Certification from the Cyprus Securities and Exchange Commission and a seminars’ instructor in European Institute of Management and Financed, approved by Cyprus Human Resources Development Authority.
Αναλυτικό Κόστος Σεμιναρίου
  • € 180.00
  • € 0.00
  • € 34.20
  • € 180.00
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ

Δευτέρα - 08 Ιουλ 2024

Ώρα

15:45 - 18:30

ΕΚΠΑΙΔΕΥΤΗΣ:

Αλέξιος Καρτάλης

Τοποθεσία:

OnLine Virtual Classroom

Τετάρτη - 10 Ιουλ 2024

Ώρα

15:45 - 18:30

ΕΚΠΑΙΔΕΥΤΗΣ:

Αλέξιος Καρτάλης

Τοποθεσία:

OnLine Virtual Classroom

Εκδήλωση Ενδιαφέροντος : Fund Administration, Accounting, Reporting and Depositary Functions

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