Suspicious Activity Reports (SARs) Investigations: Practise like a Professional

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά

10 Απρ 2024 10:00 11 Απρ 2024 13:15
Αγγλικά
6 ώρες ( 2 μέρες )
Suspicious Activity Reports (SARs) Investigations: Practise like a Professional

ΠΕΡΙΓΡΑΦΗ

With different existing and emerging threats, including fraud, sanctions evasion, wildlife trafficking or environmental crimes, it becomes increasingly difficult to understand how to conduct appropriate investigations and how exactly to inform relevant authorities. 

This course aims at giving participants practical ideas and tools to investigate financial crime and file an effective Suspicious Activity Report. Finally, participants will be invited to resolve a case study.

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

By the end of the programme, participants will:

  • Understand how to conduct their investigations
  • Know the Do’s and don’ts
  • Attain an insight into different SAR systems
  • Attain a complete walkthrough for an effective SAR filing
  • Delve into what happens with a SAR after filing

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

  • CCOs
  • AMLCOs / MLROs
  • Head / Deputy Heads of FCC
  • Directors
  • Senior Managers
  • Regulatory compliance officers
  • AML / KYC Officers
  • Chief legal officers
  • Legal advisors
  • Internal auditors

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Training Outline 

Prior to a SAR – Conducting investigations

  • Key steps of an internal investigation
  • KYC and OSINT checks
  • Communication with the client and other stakeholders

 SARs and STRs

  • What the difference is
  • Walkthrough for a SAR (goAML)
  • What other systems exist for SAR filing

 SAR post-filing

  • An insight into what happens to a SAR after filing

 Case study


Training Style 

The programme is designed to deliver a brief insight into how to conduct internal investigations and how to file an effective and impactful SAR. It will strive to enhance participants’ skills and knowledge via lectures supported by power-point presentations and practical examples. The training style is both training-focused, involving a combination of presentation and real-live examples, but also learner-focused, where participants are encouraged to raise questions, seek clarifications and share their opinions from their different perspectives and engage in an exchange of views and personal professional experiences. 

 

CPD Recognition

This programme may be approved for up to 6 CPD units in Financial Regulation and AML. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

This training course may be approved as an external activity under the new ACAMS recertification category ”non-ACAMS credits” for up to 5 CPD units. Eligibility criteria and CPD Units are verified directly by the Association of Anti-Money Laundering Specialists (ACAMS). To read more about the non-ACAMS credits policies and eligibility criteria please click here.

Πληροφορίες Εκπαιδευτή
Anastasia Savvateeva - Expert in Financial Compliance

Anastasia is a Luxembourg-certified MLRO for banks and funds industry, winner of the 2023 US Compliance Week Excellence Awards in the category “Rising Star in Compliance”.  Anastasia has almost 10 years of experience in compliance in the financial field (Corporate & Investment Banking, Private Banking) and audit & consulting sector, in France and in Luxembourg.  She is a member of several compliance associations and as such is a Certified Compliance and AFC Professional. Passionate about the fight against financial crime, she actively participates in various workshops and working groups, and does not miss any chance to take up new challenges, such as, for example, her participation in 2017 in the Transparency International Summer School On Integrity programme (Lithuania), joint projects with Transparency International France, and her engagement as a Subject Matter Expert with Ecofel (The Egmont Group).  She has been featured in several professional compliance magazines, such as Compliance Week, KYC360 and inCompliance. She is also a regular speaker in major compliance and AFC-related webinars and conferences in Europe.  Anastasia has been providing practical training on financial crime compliance topics for professionals from various fields for 8 years now and has given lectures on financial crime to students of various majors in different French universities. Her areas of expertise include:  Anti-Financial Crime and AML, Anti-Corruption and Anti-Bribery, International Sanctions, Internal Audit, Controls and Compliance Testing.

Αναλυτικό Κόστος Σεμιναρίου
  • € 220.00
  • € 0.00
  • € 41.80
  • € 220.00
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ

Τετάρτη - 10 Απρ 2024

Ώρα

10:00 - 13:15

ΕΚΠΑΙΔΕΥΤΗΣ:

Anastasia Savvateeva

Τοποθεσία:

OnLine Virtual Classroom

Πέμπτη - 11 Απρ 2024

Ώρα

10:00 - 13:15

ΕΚΠΑΙΔΕΥΤΗΣ:

Anastasia Savvateeva

Τοποθεσία:

OnLine Virtual Classroom

Εκδήλωση Ενδιαφέροντος : Suspicious Activity Reports (SARs) Investigations: Practise like a Professional

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