Mastering Transaction Monitoring: Best Practices for Financial Compliance and Risk Management

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Λογιστικά/ Έλεγχος/ Φορολογικά

03 Απρ 2024 10:00 04 Απρ 2024 12:45
Αγγλικά
5 ώρες ( 2 μέρες )
Mastering Transaction Monitoring: Best Practices for Financial Compliance and Risk Management

ΠΕΡΙΓΡΑΦΗ

One of the basic, whist at the same time, most important controls needed to manage Money Laundering and Terrorism Finance risk, is Transaction Monitoring. Robust Transaction Monitoring systems and processes are required by regulators all around the globe. 

The set-up of effective Transaction Monitoring and the identification of red flags and suspicious patterns are important and include numerous considerations. 

Not only do alerts need to be handled but also more thorough investigations and even the decision to file suspicious activity reports may be required.

This course will provide professionals with an overview of the most important topics and provide best practices. A number of real-life case studies will be discussed during the course to illustrate how ineffective Transaction Monitoring and identification of suspicious transaction patterns led to regulatory fines and reputational risks.

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

By the end of the programme, participants will:

  • Better understand the Transaction Monitoring system and process
  • Handle Transaction Monitoring alerts and investigations more effectively
  • Expand their knowledge of red flags and suspicious patterns
  • Improve their investigations skills

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

  • Money Laundering Reporting Officers (MLROs)
  • AML Officers / Managers
  • Compliance Officers
  • Transaction Monitoring Analysts
  • Senior and Executive Management
  • Internal/External auditors

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Training Outline 

  • Transaction Monitoring Overview
  • Designing effective Transaction Monitoring systems
  • Setting-up the Transaction Monitoring process
  • Identification of red flags and suspicious patterns
  • Handling Transaction Monitoring alerts
  • Investigations best practices


Training Style  

The course takes a thorough and practical delivery approach. It uses presentations, skills, interactive group activities, multi-directional discussions and case studies which differ in involvement and complexity. Learning tools will be introduced that will prove to be highly valuable practical use in the organisation.

  

CPD Recognition 

This programme may be approved for up to 5 CPD units in Financial Regulation and AML. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

This training course may be approved as an external activity under the new ACAMS recertification category ”non-ACAMS credits” for up to 5 CPD units. Eligibility criteria and CPD Units are verified directly by the Association of Anti-Money Laundering Specialists (ACAMS). To read more about the non-ACAMS credits policies and eligibility criteria please click here.

Πληροφορίες Εκπαιδευτή
Holger Pauco-Dirscherl - Senior Financial Crime Prevention Professional

Holger Pauco-Dirscherl is an experienced and passionate Senior Financial Crime Prevention Professional with a unique blend of international knowledge, expertise and experience and fluent in English together with a good reputation in the national and international Financial Crime Prevention field. He holds an MBA from The Open University Business School and is certified as CAMS, CGSS, CAMS-Audit, CFE and CFCS. He worked in different operational and managerial roles within Financial Crime Prevention covering all areas such as AML, CTF, Fraud, Sanctions and ABC as well as KYC/CDD, KYE, Cross-Border Compliance, International Information Sharing, FATCA and other Compliance topics and including auditing all such topics.. Within these areas he covered both operational activities such as Procedures, Trainings, Monitoring, Screening and Controls as well as strategic activities as Risk Assessments, Policies, Projects and Framework build-ups within an ever changing local and global regulatory environment. Holger also investigated large, complex and international Money Laundering, Sanctions, Corruption and Fraud cases and identified suspicious activity and weak controls, processes, manuals and policies. Within his activities he offered pragmatic solutions to minimise Financial Crime and Regulatory Risk. He is also a recognized SME for Financial Crime Prevention heading the ACAMS Germany Chapter which he also founded, giving a wide range of trainings and acts as a speaker on conferences and symposiums both national and international.

Αναλυτικό Κόστος Σεμιναρίου
  • € 220.00
  • € 0.00
  • € 41.80
  • € 220.00

Κοστολογικές Πληροφορίες

HRDA-approved seminars are exempted from VAT for eligible organisations applying for the HRDA subsidy. A 19% VAT will apply to seminars and participants who do not qualify for the HRDA subsidy

ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ

Τετάρτη - 03 Απρ 2024

Ώρα

10:00 - 12:45

ΕΚΠΑΙΔΕΥΤΗΣ:

Holger Pauco-Dirscherl

Τοποθεσία:

OnLine Virtual Classroom

Πέμπτη - 04 Απρ 2024

Ώρα

10:00 - 12:45

ΕΚΠΑΙΔΕΥΤΗΣ:

Holger Pauco-Dirscherl

Τοποθεσία:

OnLine Virtual Classroom

Εκδήλωση Ενδιαφέροντος : Mastering Transaction Monitoring: Best Practices for Financial Compliance and Risk Management

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