The Fund Industry: Definitions, Structures, Strategies and Regulations
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Νομοθεσία, Νομική & Δικηγόροι
Αγγλικά
5 ώρες
(
2 μέρες
)
ΠΕΡΙΓΡΑΦΗ
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
Training Objectives
- The basic notions around investment funds
- The common things and differences between UCITS and AIFs
- The available structures
- The basic legal requirements
- The ways funds operate
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
This course is applicable to:
People working in Fund Managers, Fund Administrators and other Professionals who need to update or refresh their knowledge on Mutual Funds as well as Lawyers, Accounting Firms and Corporate Service Providers, that wish to understand the funds industry.
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
What is a UCITS fund
When did they start, historical background
Rulebook, prospectus and other documents of the funds
Units
Management companies
European passport and freedom in services provision
Permitted investments
What is the custodian and why it is important to the investors
Existing legal framework
Directive UCITS IV & V
Law 78 (I) 2012
The 5th AML Directive: the core goals and what to expect
First thoughts of the 6th Directive
Basic provisions of the UCITS law
AML rules for UCITS
Other issues
General characteristics of AIFs
Authorization of an AIF
Common rules for the organization and functioning of AIFs
AIF external manager
AIF custodian
Subscription and redemptions of AIF units
Special provisions
Obligations for investors information
Mergers
Distribution of foreign AIF units in Cyprus
Listed AIFs
Regulatory environment
AIF with limited number of persons
Registered AIFs
Authorization of AIFMs
Operating Conditions for AIFMs
General requirements for AIFMs
Organizational requirements for AIFMs
Delegation of AIFM functions for AIFMs
AIF depositary
AIFMs managing special types of AIF
Rights of AIMFs to manage and market EU AIFs in the Union
Specific rules in relation to third countries
Marketing of units of AIFs to retail investors in the Republic
Supervision rules
Upcoming changes
Training Style
The training style will include the presentation of all the material using slides and handouts. The trainer will use practical examples to elaborate various concepts and encourage class discussion. Participants will engage in exchange of ideas and sharing of knowledge on the subject matter. Participants will also be able to ask questions and obtain clarifications from the trainer on all the material covered.
Trainer
Alex Kartalis
Since 2013 Alexios Kartalis has been the General Manager of GMM Global Money Managers Ltd, a mutual funds (UCITS) and alternative investments (AIF) management company. Prior to his appointment to GMM, Alexios was the General Manager of BNP Paribas Securities Services in Athens for 9 years where he previously served as Head of Operations for 6 years. Alexios also worked in the Securities Department for Citibank Athens. Having a 24+ years of industry practice, Alexios frequently delivers business trainings in the subjects of AML, CRS & FATCA, Fund Administration and Custody. Furthermore, he has also been an academic instructor of Finance for the New York College. Alexios received his European MBA in Finance from ESCEM School of Business Management, his Bachelor’s degree in Statistics from Athens University of Economics and Business and is certified as a Hellenic Exchanges Derivatives Clearer, Advanced Licence holder from CySEC and an HRDA trainer.
Πληροφορίες Εκπαιδευτή
Αλέξιος Καρτάλης - General Manager, GMM Global Money Managers Ltd
Αναλυτικό Κόστος Σεμιναρίου
- € 180.00
- € 0.00
- € 34.20
- € 180.00
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Δευτέρα - 20 Ιουν 2022
Ώρα
16:30 - 19:15
ΕΚΠΑΙΔΕΥΤΗΣ:
Αλέξιος ΚαρτάληςΤοποθεσία:
OnLine Virtual Classroom
Τετάρτη - 22 Ιουν 2022
Ώρα
16:30 - 19:15
ΕΚΠΑΙΔΕΥΤΗΣ:
Αλέξιος ΚαρτάληςΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : The Fund Industry: Definitions, Structures, Strategies and Regulations
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