Ελληνικά 
English
The Fund Industry: Definitions, Structures, Strategies and Regulations
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Νομοθεσία, Νομική & Δικηγόροι
Αγγλικά
5 ώρες
(
2 μέρες
)
ΠΕΡΙΓΡΑΦΗ
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
Training Objectives
- The basic notions around investment funds
- The common things and differences between UCITS and AIFs
- The available structures
- The basic legal requirements
- The ways funds operate
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
This course is applicable to:
People working in Fund Managers, Fund Administrators and other Professionals who need to update or refresh their knowledge on Mutual Funds as well as Lawyers, Accounting Firms and Corporate Service Providers, that wish to understand the funds industry.
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
What is a UCITS fund
When did they start, historical background
Rulebook, prospectus and other documents of the funds
Units
Management companies
European passport and freedom in services provision
Permitted investments
What is the custodian and why it is important to the investors
Existing legal framework
Directive UCITS IV & V
Law 78 (I) 2012
The 5th AML Directive: the core goals and what to expect
First thoughts of the 6th Directive
Basic provisions of the UCITS law
AML rules for UCITS
Other issues
General characteristics of AIFs
Authorization of an AIF
Common rules for the organization and functioning of AIFs
AIF external manager
AIF custodian
Subscription and redemptions of AIF units
Special provisions
Obligations for investors information
Mergers
Distribution of foreign AIF units in Cyprus
Listed AIFs
Regulatory environment
AIF with limited number of persons
Registered AIFs
Authorization of AIFMs
Operating Conditions for AIFMs
General requirements for AIFMs
Organizational requirements for AIFMs
Delegation of AIFM functions for AIFMs
AIF depositary
AIFMs managing special types of AIF
Rights of AIMFs to manage and market EU AIFs in the Union
Specific rules in relation to third countries
Marketing of units of AIFs to retail investors in the Republic
Supervision rules
Upcoming changes
Training Style
The training style will include the presentation of all the material using slides and handouts. The trainer will use practical examples to elaborate various concepts and encourage class discussion. Participants will engage in exchange of ideas and sharing of knowledge on the subject matter. Participants will also be able to ask questions and obtain clarifications from the trainer on all the material covered.
Trainer
Alex Kartalis
Since 2013 Alexios Kartalis has been the General Manager of GMM Global Money Managers Ltd, a mutual funds (UCITS) and alternative investments (AIF) management company. Prior to his appointment to GMM, Alexios was the General Manager of BNP Paribas Securities Services in Athens for 9 years where he previously served as Head of Operations for 6 years. Alexios also worked in the Securities Department for Citibank Athens. Having a 24+ years of industry practice, Alexios frequently delivers business trainings in the subjects of AML, CRS & FATCA, Fund Administration and Custody. Furthermore, he has also been an academic instructor of Finance for the New York College. Alexios received his European MBA in Finance from ESCEM School of Business Management, his Bachelor’s degree in Statistics from Athens University of Economics and Business and is certified as a Hellenic Exchanges Derivatives Clearer, Advanced Licence holder from CySEC and an HRDA trainer.
Πληροφορίες Εκπαιδευτή
Αλέξιος Καρτάλης - General Manager, GMM Global Money Managers Ltd
Αναλυτικό Κόστος Σεμιναρίου
- € 180.00
- € 0.00
- € 34.20
- € 180.00
- € 214.20
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Δευτέρα - 20 Ιουν 2022
Ώρα
16:30 - 19:15
ΕΚΠΑΙΔΕΥΤΗΣ:
Αλέξιος ΚαρτάληςΤοποθεσία:
OnLine Virtual Classroom
Τετάρτη - 22 Ιουν 2022
Ώρα
16:30 - 19:15
ΕΚΠΑΙΔΕΥΤΗΣ:
Αλέξιος ΚαρτάληςΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : The Fund Industry: Definitions, Structures, Strategies and Regulations
Σεμινάρια στην ίδια κατηγορία από τον ίδιο διοργανωτή
CRS & FATCA Compliance & Reporting...
The Common Reporting Standard (CRS) is an effort led by the Organization of Economic Cooperation and Development (OECD) and aims to combat tax evasion by imposi...
13/05/2025 09:00
6.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
FinTech Security and Regulation (RegTech)...
With so many regulatory lapses and failures of big companies and banks, people are raising questions about the efficiency of the Regulators and Regulated Entiti...
20/05/2025 09:00
6.00 ώρες (1 ημέρα)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
EXIN Privacy & Data Protection: Professional Certificate in General Da...
With the ever increasing explosion of information flooding the internet, every company needs to plan how to manage and protect privacy of persons and their data...
20/05/2025 14:30
21.00 ώρες (5 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Handling Client Complaints for Investment, Banking and Insurance Busin...
The appropriate handling of complaints marks out financial institutions and firms as being concerned to improve their relationships with their customers and the...
21/05/2025 09:00
5.00 ώρες (1 ημέρα)
Αγγλικά
Live Online
CySEC AML Certification Examination Preparation Course...
The CySEC AML Certification Examination requires very good knowledge of the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 20...
21/05/2025 16:30
16.00 ώρες (4 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
A Comprehensive Overview of the EU AML Legislative Strategy and the Ro...
This programme will explore the key critical and dedicated EU legislative package associated with the EU Anti-Money Laundering Strategy, approved by the EC...
22/05/2025 10:00
5.00 ώρες (1 ημέρα)
Αγγλικά
Live Online
ACAMS Certified Anti-Money Laundering Specialist (CAMS) Exam Preparati...
The Association of Certified Anti-Money Laundering Specialists (ACAMS) is the largest international membership organization dedicated to enhancing the knowledge...
24/05/2025 09:00
14.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
CISI Risk in Financial Services...
In the face of the recent constant change in the Financial Services Sector, both from legal and regulatory amendments and from credit and financial shocks in th...
27/05/2025 09:00
15.00 ώρες (3 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
The Essentials of Company Law: Setting Up a Company in Cyprus...
As a full member of the European Union, Cyprus remains a safe and popular destination for investment due to the significant tax benefits that Cyprus offers. Thi...
27/05/2025 09:30
6.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
A Risk Based Approach to Sanctions...
The programme aims to provide the knowledge and insights to effectively address the important area of sanctions. The programme will equip participants with the ...
28/05/2025 09:00
2.00 ώρες (1 ημέρα)
Αγγλικά
Live Online
CySEC Certification Examination Preparation Course (Advanced, Basic)...
With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...
02/06/2025 16:30
32.00 ώρες (8 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Corporate Mobility and the Re-Domiciliation Process in Cyprus...
The purpose of this programme is to examine the various matters related to corporate mobility as inextricably linked to the freedom of establishment of legal pe...
03/06/2025 09:00
7.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Fund Administration, Accounting, Reporting and Depositary Functions...
Course Overview Mutual Funds are a very widely used financial tool. Investors, professionals and individuals make use of them in order to benefit from the p...
04/06/2025 15:45
5.00 ώρες (2 μέρες)
Αγγλικά
Live Online
The Latest EU Digital Strategy for the Financial Services Sector...
In 2021, the European Commission launched an international benchmark-fixing EU Digital Strategy, designed to provide EU citizens with access to cross-border fin...
05/06/2025 10:00
5.00 ώρες (1 ημέρα)
Αγγλικά
Live Online
Unfair Commercial Practices in Financial Services...
Directive 2005/29/EC of the European Parliament and of the Council on unfair business-to-consumer commercial practices in the internal market (‘the UCPD’) const...
16/06/2025 09:00
6.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
CySEC AML Certification Examination Preparation Course...
The CySEC AML Certification Examination requires very good knowledge of the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 20...
16/06/2025 16:30
16.00 ώρες (4 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Εκούσιες Εκκαθαρίσεις – Θεωρία και Πρακτική...
Στόχος του προγράμματος είναι να δώσει στους συμμετέχοντες μια ολοκληρωμένη εικόνα αναφορικά με τη διαδικασία της εκούσιας εκκαθάρισης τόσο από μέλη όσο και από...
19/06/2025 09:00
7.00 ώρες (1 ημέρα)
Ελληνικά
Επιχορηγημένο-ΑνΑΔ
EIMF (Λευκωσία)
DFSA Regulatory Compliance CPD Programme...
Financial services rules and regulations apply to all firms regulated by the DFSA. These rules and guidelines are intended to safeguard customers when they tran...
24/06/2025 09:00
15.00 ώρες (3 μέρες)
Αγγλικά
Live Online
Ultimate Beneficial Owners (UBO) Register Updates – Guidance through t...
According to the Prevention and Suppression of Money Laundering Activities Laws of 2007-2021, companies and any other legal entities incorporated in the Republi...
24/06/2025 09:30
5.00 ώρες (2 μέρες)
Αγγλικά
Live Online
Employment Law in Cyprus...
It is important for any effective manager, supervisor or team leader to have a solid understanding of all the basic matters surrounding the employment law in Cy...
25/06/2025 09:00
6.00 ώρες (1 ημέρα)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
EIMF (Λευκωσία)
The Fund Industry: Definitions, Structures, Strategies and Regulations...
Mutual Funds are a very widely used financial tool. Investors, professionals and individuals make use of them in order to benefit from the professional investme...
02/07/2025 15:45
5.00 ώρες (1 ημέρα)
Αγγλικά
Live Online
Treating Customers Fairly and Handling Complaints in the Financial Ser...
Description This course will help you to increase your knowledge in theory and practice about how to treat your customers fairly and in a compliant manner. I...
31/01/2026 17:59
Αγγλικά
eLearning
Creating a Compliance Culture in Financial Services...
Course Overview The aim of this self-paced eLearning course is to equip financial professionals, leaders, and compliance professionals with a comprehensive ...
31/01/2026 17:59
Αγγλικά
eLearning
Regulatory Fundamentals for the Financial Services Sector...
Description This course offers a comprehensive review of the major regulations, directives and regimes of financial firms. It includes MiFID II, EMIR, Anti-M...
31/01/2026 17:59
Αγγλικά
eLearning
CISI Global Financial Compliance...
Description Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector....
31/01/2026 17:59
Αγγλικά
eLearning
ICAAP – Internal Capital Adequacy Assessment Process...
The challenge with creating an ICAAP is it is more than just a document. In this course we will explain clearly and concisely why it is and should be dynamic pr...
31/01/2026 17:59
Αγγλικά
eLearning
Financial Instruments and Products...
Description This course offers a condensed review of the financial services sector, with a specific focus on equities, stocks, bonds, derivatives and other f...
31/01/2026 17:59
Αγγλικά
eLearning
Regulatory Updates Cyprus Financial Services...
Description This course provides a structured analysis of these regulatory updates, ensuring that participants understand their obligations and can effective...
31/01/2026 17:59
Αγγλικά
eLearning
MiFID II Investor Protection...
The seminar is designed to provide a thorough examination of recent developments in the MiFID II regulatory framework, specifically focusing on four key el...
31/01/2026 17:59
Αγγλικά
eLearning
AML 4th and 5th Directives Overview...
When the EU issues an anti money laundering directive, it also sets an implementation date by which appropriate AML/CFT legislation must be in place within memb...
31/01/2026 17:59
Αγγλικά
eLearning
Internal Capital Adequacy Review Assessment (ICARA)...
Welcome to our self-paced eLearning course on the Internal Capital Adequacy Review Assessment (ICARA) process for Investment Firms. The ICARA Process requiremen...
31/01/2026 17:59
Αγγλικά
eLearning
CISI Risk in Financial Services...
Description This course offers a comprehensive global introduction to the major risk areas in financial services. It addresses international issues, reflecti...
31/01/2026 17:59
Αγγλικά
eLearning
Ethics and Compliance...
This course will help you to increase your personal ethics and explore your obligations to act with integrity in all aspects of your work and professional relat...
31/01/2026 17:59
Αγγλικά
eLearning
AGRC Certificate in Risk Management...
The AGRC Certificate in Risk Management will explore the core principles of risk and risk management in the context of the financial services sector. This ...
31/01/2026 17:59
Αγγλικά
eLearning
AGRC Certificate in AML...
The AGRC Certificate in AML provides participants with a thorough understanding of what constitutes Money Laundering (ML) and how financial institutions sh...
31/01/2026 17:59
Αγγλικά
eLearning
Suspicious Transactions/Activity Reporting...
This course provides a brief overview of Suspicious Transactions / Activity Reporting process in a regulated financial services firm. This course is addressed t...
31/01/2026 17:59
Αγγλικά
eLearning
CIMA – Fundamentals of Financial Accounting (BA3)...
The main objective of this subject is to obtain a practical understanding of financial accounting and the process behind the preparation of financial statements...
31/01/2026 17:59
Αγγλικά
eLearning
AML Suspicious Activity Reports and Suspicious Transaction Reports (SA...
This self-paced, online course provides an overview of AML, the measures needed for efficient AML controls, Suspicious Transaction Monitoring, and Suspicious Ac...
31/01/2026 17:59
Αγγλικά
eLearning
CIMA – Financial Strategy (F3)...
This unit explain the different strategic financial objectives and policy options that are open to organisations. Discuss about the types of funds available to ...
31/01/2026 17:59
Αγγλικά
eLearning
CIMA – Fundamentals of Business Economics (BA1)...
This subject primarily covers the economic and operating context of business and how the factors of competition, the behaviour of financial markets and governme...
31/01/2026 17:59
Αγγλικά
eLearning
MiFID II Overview...
Description This course offers a brief overview of MiFID II. It addresses the changes to the market structure under MiFID and MiFID II, and provides a sound ...
31/01/2026 17:59
Αγγλικά
eLearning
CIMA - Managing Finance in a Digital World (E1)...
This subject provides a comprehensive overview of managing financial activities in the digital world. With all the entities of the world becoming digitized, you...
31/01/2026 17:59
Αγγλικά
eLearning
Practical Aspects of the Compliance Function...
Description This course offers a practical review of the compliance function. It addresses the roles, responsibilities and mission of the compliance officer,...
01/02/2026 17:59
Αγγλικά
eLearning