Understanding Securities Financing Transaction Regulation (SFTR)

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά

14 Νοε 2023 09:00 14 Νοε 2023 12:15
Αγγλικά
3 ώρες ( 1 ημέρα )
Understanding Securities Financing Transaction Regulation (SFTR)

ΠΕΡΙΓΡΑΦΗ

SFTR is a major regulatory reporting requirement for anyone transacting repo and other securities financing transactions in the EU, no matter how limited their activity. In order to meet the regulator’s demand for complete, accurate and timely data, firms are devoting considerable resources to the speedy remediation of rejected or unreconciled reports. 

This online course will offer delegates a grasp of what is required by SFTR in the EU and UK but will also provide a practical insight by looking at specific reporting rules and key data fields

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

By the end of the course, delegates should be able to:

  • Identify what trading activities are covered by SFTR, who has to report and by when;
  • Outline the role of trade repositories and recognise the reports sent to and sent out by these entities;
  • Distinguish the types of record to be sent to trade repositories and know in what order they should be sent;
  • Select and describe the data fields required for generic SFT structures, whether collateralized at transaction or portfolio level;
  • Complete a basic calculation of the estimated re-use of collateral.

 

They should also:

  • Be aware of some of the practical issues that have arisen in reporting;
  • Know where to look for further guidance.

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

This course is suitable for any professional involved with SFTR. Delegates would benefit from a familiarity with repos, securities lending and margin lending but this is not essential.

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Training Outline 

  • Purpose of SFTR and key requirements for reporting parties
  • SFTR documentation: what to refer to
  • What SFTR covers: repos, securities/commodities lending, margin lending
  • Who is subject to SFTR (EU and UK), including mandatory delegation and branches
  • The role of trade repositories: who they are; what they do (validation and reconciliation); what you send them and what they send back and to others
  • Types of report (Action Types) and sequencing
  • Reporting deadlines.
  • Data sets, matching fields, cardinality rules (mandatory, conditional or optional) and conditionality links between fields
  • Counterparty data
  • Loan data: type, UTI, level of reporting, legal data, term, rate
  • Collateral data: type; level of reporting; classifications
  • CCP-cleared SFTs and margins
  • Collateral re-use reports: actual and estimated
Πληροφορίες Εκπαιδευτή
Νικόλ Φινοπούλου - Lawyer

Nicole is a lawyer with over 18 years practical experience and a solid track record demonstrating her cutting-edge expertise in her focused practice i.e on Banking & Finance (Loan & Security Documentation/PPF/BOT/PPP/Sustainable Finance); Capital Markets & Financial Services; Corporate & Commercial (Mergers & Acquisitions/Debt-collection and Insolvency/ BRRD). Nicole has lead financing transactions both domestically and internationally and advises on Cyprus and EU banking and financial services regulatory matters (MiFID II/EMIR/ MREL/Payment Services/Fintech, SRDII) including, listing of Capital Notes/Securities (Tier 1 & Tier 2) and advising on continuous Corporate Governance Compliance obligations of Regulated entities in Banking and Financial Services. Furthermore, she regularly advises banking institutions, issuers, underwriters, private equity sponsors, and financial product developers on bonds and securities including engaging in projects aiming to, provide insight on sustainability-linked and other financings and compliance regulatory sustainable development issues. 

During the last 8 years, Nicole has also worked on leading consultation projects, advising on the implementation of the UN Sustainable Developments Goals (SDGs) and on re-designed sustainability business strategies of environmental, social, and governance (ESG) factors.  In particular, she is engaged on projects for mapping, shaping, and implementing the investment policies, strategies and tools related to the EU Regulatory Framework and Action Plans Frameworks to support the flow of private finance towards sustainable economic activities under SDGs (e.g., Taxonomy Regulation, Sustainable Finance Disclosure Regulation (SFDR), Corporate Sustainability Reporting Directive (CSRD), MiFID, AIFMD, CRR). Between 2016-2018, she served as Independent Non-Executive Director at board of the Cyprus Securities and Exchange Commission (CySEC). For the period 2019-2021, also she served as a Non-Executive Member on the Council of the University of Cyprus (UCY). In November 2020, Nicole successfully completed the Sustainable Finance professional programme of Cambridge University Institute for Sustainability Leadership (CISL). Nicole is the founding pro-bono legal advisor to CSR Cyprus organisation (www.csrcyprus.org.cy).

Αναλυτικό Κόστος Σεμιναρίου
  • € 150.00
  • € 0.00
  • € 28.50
  • € 150.00

Κοστολογικές Πληροφορίες

HRDA-approved seminars are exempted from VAT for eligible organisations applying for the HRDA subsidy. A 19% VAT will apply to seminars and participants who do not qualify for the HRDA subsidy

ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ

Τρίτη - 14 Νοε 2023

Ώρα

09:00 - 12:15

ΕΚΠΑΙΔΕΥΤΗΣ:

Νικόλ Φινοπούλου

Τοποθεσία:

OnLine Virtual Classroom

Εκδήλωση Ενδιαφέροντος : Understanding Securities Financing Transaction Regulation (SFTR)

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