How to Coordinate a Whistleblowing Internal Investigation Report
- Λογιστικά/ Έλεγχος/ Φορολογικά - Νομοθεσία, Νομική & Δικηγόροι
Αγγλικά
3 ώρες
(
1 ημέρα
)
ΠΕΡΙΓΡΑΦΗ
All organisations with 50 employees or more and all organisations that are subject to anti-money laundering or terrorist financing legislation are now obliged to launch a whistle-blower or speak-up procedure.
But when a whistle-blower report comes in, do you know what to do? Moreover, what should you have done before the first report came in? The impartial persons who are appointed to follow up on the whistle-blower reports will experience pressure from both the reporter and from the management.
How should this be dealt with?
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
Participants of the programme, will be able to:
- Draft an investigation protocol
- Coordinate an investigation
- Advise the management on preventive and disciplinary measures
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
This course can be followed by professionals both inside and outside of the financial service industry, and will particularly benefit:
- Compliance and Ethics Managers and Officer
- Integrity Coordinators
- The impartial people who are appointed to follow up on whistleblowing reports
- Members of an (ethics) committee that reviews whistle-blower reports, e.g. Compliance, HR, Legal, Audit
- Internal Auditors who also conduct internal investigations
- External investigations
- Service providers to the compliance community
Note that this course is aimed at people who coordinate an investigation. It is not focused on how to do an investigation.
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
Theory
- Investigation protocol
- The various roles of the various people involved
- Protecting the reporter
- Confidentiality and anonymity
- Triage / initial assessment
- Fact-finding
- Investigation methods
- Selecting the right investigators
- Key principles for fair investigations
- Managing the investigation
- Communicating with all the parties involved
- Preventive and disciplinary measures
- Incentives / promoting a good speak-up
Practice
- Practice with one or more case studies
Training Style
The programme is designed to deliver knowledge and enhance participants’ skills, through an interactive approach that includes presentations, questions and answers, discussions, best practices and case studies.
CPD Recognition
This programme may be approved for up to 3 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
This training course may be approved as an external activity under the new ACAMS recertification category ”non-ACAMS credits” for up to 3 CPD units. Eligibility criteria and CPD Units are verified directly by the Association of Anti-Money Laundering Specialists (ACAMS). To read more about the non-ACAMS credits policies and eligibility criteria please click here.
Πληροφορίες Εκπαιδευτή
Geert Vermeulen - Ethics & Compliance Management, Consulting & Training
The mission of Geert Vermeulen is to help organizations conduct business in an ethical and compliant way. Geert is specialized in establishing and improving ethics and compliance programs in general and anti-corruption programs in specific. In 2016 he founded ECMC: Ethics & Compliance Management & Consulting. ECMC provides compliance training, consulting services and interim and external ethics & compliance management. Geert also regularly speaks and writes on ethics and compliance. He obtained most of his experience in-house as the Chief Compliance Officer of Aon EMEA and the Global Head of Compliance of Damco, the freight forwarding arm of Maersk. He served as one of the Directors of the Netherlands Compliance Institute and has been the President of the Dutch Compliance Officers Association, where he founded the expert group on Financial Economic Crime.
He is also a member of the expert groups on Culture and Behavior and ESG of the association. Besides that, he is a member of the Professional Advisory Committee of the Law Compliance Minor at The Hague University. When he won the National Compliance Award in 2020, he was labelled ‘the compliance guru’. In 2020 Geert launched his new company called ‘The Integrity Coordinator’. This company is an independent, external coordinator of whistleblowing or speak up procedures. The Integrity Coordinator receives the reports of whistleblowers and also coordinates the follow-up, communicating with the management and the whistleblowers and coordinating the investigation, if necessary. In the last 15 years Geert handled a couple hundred reports.
Αναλυτικό Κόστος Σεμιναρίου
- € 150.00
- € 0.00
- € 28.50
- € 150.00
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Τρίτη - 06 Ιουν 2023
Ώρα
10:30 - 13:45
ΕΚΠΑΙΔΕΥΤΗΣ:
Geert VermeulenΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : How to Coordinate a Whistleblowing Internal Investigation Report
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