MiFIR iLecture
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά
31 Ιαν 2024 14:34
31 Ιαν 2024 14:34
Αγγλικά
2 ώρες
(
ημέρα
)
ΠΕΡΙΓΡΑΦΗ
MiFIR Transaction Reporting iLecture by Vivienne Bannigan
An interactive 90-minute on-demand MiFIR workshop.
Background
Accurate and complete MiFIR Transaction Reporting is essential to enable National Competent Authorities (NCA’s) to meet their statutory objectives of maintaining market confidence and reducing financial crime.
The primary purpose of transaction reports is to detect and investigate suspected market abuse, insider trading and market manipulation. MiFIR Transaction Reporting widened the scope on financial instruments and extended reporting responsibilities to firms previously excluded from the regime.
Learning Objectives
This webinar will review the different reporting requirements and identify challenges for implementation, including:
- Clarifying the differences between the various MiFID II Regulatory Reporting Regimes and EMIR Trade Reporting;
- Develop a greater understanding of the importance of Transaction Reporting;
- Explore what is changing with MiFIR Transaction Reporting including approach, field analysis and scenarios;
- Identify scenarios of market abuse and the importance of Transaction Reporting to the prevention of financial crime; and
- Understanding regulatory outcomes and practical implications for Transaction Reporting Oversight including, an illustration of good and bad practice.
Who is Vivienne Bannigan
Vivienne is a financial services professional with over 20 years’ experience in regulatory and operational risk in the United Kingdom, Europe and internationally. Vivienne has held various roles across several organisations including the Financial Conduct Authority (FCA), Royal Bank of Scotland and UK Finance.
Vivienne has worked in wholesale policy covering the Market Abuse Regime, Markets in Financial Instruments Directive (I & II), Securities lending, Client Money, Transaction Reporting and mentoring her colleagues along the way. Vivienne designed and implemented training and communications to support programme delivery, including the Markets in Financial Instruments Directive and Client Money and Assets.
Vivienne holds various qualifications including an M. Econ. Sc. in European Economics and Public Affairs. Vivienne is an accredited Dispute Resolution Mediator and is completing an MA in Community Psychology at the University of Brighton. Vivienne is passionate about sailing and supporting individuals to achieve their potential while at the same time, creating an environment that is professional, practical and participative.
Training Method
The course is offered fully online using a self-paced approach. The learning units consist of reading material and iLecture videos. Learners may start, stop and resume their training at any time.
At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.
Accreditation and CPD Recognition
This programme has been developed by the London Governance and Compliance Academy (LGCA), a UK-recognised training institution.
The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 2 CPD Unit that approve education in financial regulation, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.
Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
Registration and Access
To register to this course, click on the Buy Now button to pay online and receive your credentials.
If you wish to receive an invoice instead of paying online, please contact us at info@myseminars.com.cy
Αγορά: MiFIR iLecture
€ 330.00
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Περιγραφή Τρεις (3) Εξετάσεις Ποετοιμασίας για τη Βασική Εξέταση της Επιτροπής Κεφαλαιαγοράς Κύπρου (ΕΚΚ) στα Ελληνικά.. ...
31/01/2024 14:34
Ελληνικά
eLearning
Cyber Security Essentials...
We’re in an era that relies on technology more than eve. Aside from being a constant presence in our daily lives, it’s become ingrained in many of our business ...
31/01/2024 14:34
Αγγλικά
eLearning
Corporate Governance for Financial Institutions...
The concept/term Corporate Governance has featured regularly in discussions, both within the professional and academic community, since the 1990s and has become...
31/01/2024 14:34
Αγγλικά
eLearning
CySEC Regulations 15 CPD Bundle 6...
Description This CPD bundle includes the following modules: • Insider Dealing and Market Manipulation • European Market Infrastructure Regulation (EMIR) Overvie...
31/01/2024 14:34
Αγγλικά
eLearning
Financial Promotion and Marketing Compliance...
DescriptionThis course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and Germany, f...
31/01/2024 14:34
Αγγλικά
eLearning
Fundamentals of Investment and Finance...
DescriptionThis course offers a general review of the financial services sector, with a specific focus on investments from a global perspective. The focus of th...
31/01/2024 14:34
Αγγλικά
eLearning
CySEC Regulations 15 CPD Bundle 7...
Description This CPD bundle includes the following modules: • Practical Aspects of the Compliance Function • Anti-Money Laundering and Terrorism Financing Funda...
31/01/2024 14:34
Αγγλικά
eLearning
Certificate in KYC and CDD...
KYC/CDD is a critical element for effectively managing the risks posed by potential clients (thus protecting the organization against criminals, terrorists, and...
31/01/2024 14:34
Αγγλικά
eLearning
CySEC Regulations 10 CPD Bundle 2...
Description This CPD bundle includes the following modules: • ICAAP - Internal Capital Adequacy Assessment Process • Fundamentals of Risk Management • Anti-Mone...
31/01/2024 14:34
Αγγλικά
eLearning
CySEC Regulations 15 CPD Bundle 3...
Description This CPD bundle includes the following modules: • Market Abuse and Regulation • Treating Customers Fairly and Handling Complaints in the Financial S...
31/01/2024 14:34
Αγγλικά
eLearning
CySEC Regulations 10 CPD Bundle 6...
Description This CPD bundle includes the following modules: • Insider Dealing and Market Manipulation • Anti-Bribery and Anti-Corruption Training Duration This ...
31/01/2024 14:34
Αγγλικά
eLearning
Best Execution...
The FCA rules relating to Best Execution cover all ‘financial instruments’. Firms must establish and implement a Best Execution Policy, setting out details of h...
31/01/2024 14:34
Αγγλικά
eLearning
CySEC Regulations 15 CPD Bundle 5...
Description This CPD bundle includes the following modules: • Practical Aspects of the Compliance Function • Financial Promotion and Marketing Compliance • Trea...
31/01/2024 14:34
Αγγλικά
eLearning
Market Abuse and Regulation...
DescriptionThis course will provide a comprehensive review of Market Abuse and the respective regulatory environment. It will cover inside information and insid...
31/01/2024 14:34
Αγγλικά
eLearning
CASS iLecture...
CASS iLecture by Vivienne BanniganThis is a 90 minutes interactive iLecture on the In’s and Out’s of the CASS Resolution Pack.BackgroundSince 2010 the Financial...
31/01/2024 14:34
Αγγλικά
eLearning
CySEC Regulations 15 CPD Bundle 2...
Description This CPD bundle includes the following modules: • AIF, AIFM and UCITS • Anti-Bribery and Anti-Corruption Training Duration This course may take up t...
31/01/2024 14:34
Αγγλικά
eLearning
Certified Blockchain Developer - Ethereum (CBDE) with Exam Voucher...
Description This course will cover the syllabus of BTA's Certified Blockchain Developer - Ethereum (CBDE) examination. The Certified Blockchain Developer - Ethe...
31/01/2024 14:34
Αγγλικά
eLearning
CySEC Regulations 10 CPD Bundle 7...
Description This CPD bundle includes the following modules: • AIF and AIFM • Anti-Money Laundering and Terrorism Financing Fundamentals • Market Abuse Regulatio...
31/01/2024 14:34
Αγγλικά
eLearning
Governance, Risk Management and Compliance (4 CPD Units)...
The self-based online training programme provides the participants with a broad range of areas addressed in a Governance, Risk and Compliance (GRC) model. Parti...
31/01/2024 14:34
Αγγλικά
eLearning
CySEC Regulations 10 CPD Bundle 3...
Description This CPD bundle includes the following modules: • European Market Infrastructure Regulation (EMIR) Overview • Practical Aspects of the Compliance Fu...
31/01/2024 14:34
Αγγλικά
eLearning
AIFM - Alternative Investment Fund Managers...
DescriptionThis course offers a comprehensive introduction to the Alternative Investment Fund Managers (AIFM). It addresses the application of the AIFM Law, the...
31/01/2024 14:34
Αγγλικά
eLearning
Certified Blockchain Business Foundations (CBBF) with Exam Voucher...
Description This course will cover the syllabus of BTA's Certified Blockchain Business Foundations (CBBF) examination. The Certified Blockchain Business Foundat...
31/01/2024 14:34
Αγγλικά
eLearning
Market Abuse Regulation Overview...
This course offers a condensed review of Market Abuse Regulation (MAR). It addresses the characteristics of market abuse and the impact on firms and individuals...
31/01/2024 14:34
Αγγλικά
eLearning
Product Governance, Suitability and Appropriateness (5 CPD Units)...
DESCRIPTIONThe product governance regime aims to ensure that firm’s act in a client’s best interests, including funds and related management services, to end cl...
31/01/2024 14:34
Αγγλικά
eLearning
AIF and AIFM...
DescriptionThis course offers a comprehensive introduction to Alternative Investment Funds (AIF) and to Alternative Investment Fund Managers (AIFM) It addresses...
31/01/2024 14:34
Αγγλικά
eLearning
Approved Persons Regime...
Approved Persons Regime awareness course for all members of firms NOT subject to the Senior Managers & Certification Regime (SM&CR) which came into effect on 7 ...
31/01/2024 14:34
Αγγλικά
eLearning
AIF - Alternative Investment Funds...
DescriptionThis course offers a comprehensive introduction to the Alternative Investment Funds (AIF). It addresses national and EU issues, reflecting the legal ...
31/01/2024 14:34
Αγγλικά
eLearning
CySEC Regulations 10 CPD Bundle 5...
DescriptionThis CPD bundle includes the following modules: • Treating Customers Fairly and Handling Complaints in the Financial Services Sector • Market Abuse R...
31/01/2024 14:34
Αγγλικά
eLearning
MiFIR iLecture...
MiFIR Transaction Reporting iLecture by Vivienne BanniganAn interactive 90-minute on-demand MiFIR workshop.BackgroundAccurate and complete MiFIR Transaction Rep...
31/01/2024 14:34
Αγγλικά
eLearning