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Best Execution Overview
Best execution is the achievement to provide clients with the best possible outcome for their transactions. Investment Firms need to take all necessary and suff...
Αγγλικά
(2.00 ώρες )
eLearning
Τιμή: €65.00
Non-Financial Misconduct (Small & Medium-size Firms)
Welcome to our course covering the FCA proposed rules in respect of Diversity and Inclusion (D&I) and Non-Financial Misconduct (NFM). NOTICE: THIS CO...
Αγγλικά
(2.00 ώρες )
eLearning
Τιμή: €63.03
EU AI Act
The European Union’s (“EU”) artificial intelligence (“AI”) Act (the “EU AI Act”) represents a landmark legislative initiative designed to govern the develo...
Αγγλικά
(2.00 ώρες )
eLearning
Τιμή: €54.62
Non-Financial Misconduct
Welcome to our course covering the FCA proposed rules in respect of Diversity and Inclusion (D&I) and Non-Financial Misconduct (NFM). By the...
Αγγλικά
(2.00 ώρες )
eLearning
Τιμή: €63.03
Conflict of Interest (COI)
Conflict of Interest Course (FCA) This course provides staff with an understanding of Conflict of Interest, the laws and regulations that make it illegal, and t...
Αγγλικά
(2.00 ώρες )
eLearning
Τιμή: €63.03
AML Risk Assessment
Description Risk assessment enables financial institutions to focus on their AML/CFT efforts and adopt appropriate measures to allocate the necessary resources ...
Αγγλικά
(2.00 ώρες )
eLearning
Τιμή: €63.03
Understanding Securities Financing Transaction Regulation – SFTR
SFTR is a major regulatory reporting requirement for anyone transacting repo and other securities financing transactions in the EU, no matter how limited their ...
Αγγλικά
(3.00 ώρες )
eLearning
Τιμή: €75.63
FCA – The Role and Approach
This course seeks to explain the role the FCA plays in the financial services sector and its position within the overall UK economy. We look at the structure of...
Αγγλικά
(2.00 ώρες )
eLearning
Τιμή: €63.03