Fund Administration, Accounting, Reporting and Depositary Functions
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Νομοθεσία, Νομική & Δικηγόροι
ΠΕΡΙΓΡΑΦΗ
Course Overview
Mutual Funds are a very widely used financial tool. Investors, professionals and individuals make use of them in order to benefit from the professional investment management and risk diversification.
Cyprus is rapidly emerging as a fund jurisdiction both for UCITS and AIFs. Assets under management grow at a fast pace and more and more people become familiar with these products.
The legislative environment is full and up to date and investors have a lot of options available.
This seminar aims to familiarize participants with the basic elements of fund administration and depositary which are the fundamentals for the proper fund operation.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
Training Objectives
During this seminar participants will attain an understanding of:
- The role of a fund administration
- The role of a depositary
- Funds’ compliance monitoring
- Funds Accounting Basics
- Investors information
- Reporting
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
Particularly appropriate for people working in back offices as Fund Managers, Fund Administrators and other Professionals who need to update or refresh their knowledge on Mutual Funds as well as Lawyers, Accounting Firms and Corporate Service Providers, that wish to understand the funds industry.
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
- The Fund Administrator (FA) role at a glance
- The Custodian role at a glance
- Basic duties and responsibilities of the FA
- Fund accounting and fund valuation
- Processing accounting entries for investments, income earned, fees and expenses
- NAV calculation and unit price calculation
- NAV reporting to unitholders / shareholders
- Maintenance of investment records
- Monitoring of investment limits compliance and reporting of breaches to the manager
- Registry, Transfer Agent duties and responsibilities
- Processing of subscriptions and redemptions
- Processing of dividend payments
- Maintenance of the Fund’s registry
- Maintenance of Bank accounts of the Fund
- Investors communication, Regulatory reporting and compliance
- Investors information
- CySEC reporting
- Preparation of financial statements
- Preparation of quarterly statement of assets and expenses
- Preparation of Central Bank statistical reporting
- Provisional services
- Support for the preparation of Fund’s documentation
- Provisions of the upcoming role for TAs
- Basic duties and responsibilities of the Custodian
- “Watchdog” on behalf of unitholders, overseeing the manager
- Treasurer and keeper of the assets of the Fund (custody of assets and maintenance of cash)
- Clears, settles executed transactions and takes care of the corporate actions
- Performs reconciliations and send reports
- Confirms that the issuance, redemption, cancelation and evaluation of units is done according to the laws and fund’s documents
- Co-signs the Fund’s Rulebook and Prospectus
Training Style
The training style will include the presentation of all the material using slides and handouts. The trainer will use practical examples to elaborate various concepts and encourage class discussion. Participants will engage in an exchange of ideas and sharing of knowledge on the subject matter. Participants will also be able to ask questions and obtain clarifications from the trainer on all the material covered.
CPD Recognition
This programme may be approved for up to 5 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership
In-house Training
For groups within the same organisation, this course may be customized to meet any specific needs and delivered in-house.
Πληροφορίες Εκπαιδευτή
Αλέξιος Καρτάλης - General Manager, GMM Global Money Managers Ltd
Αναλυτικό Κόστος Σεμιναρίου
- € 200.00
- € 0.00
- € 38.00
- € 200.00
- € 238.00
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Δευτέρα - 16 Σεπ 2024
Ώρα
15:45 - 18:30
ΕΚΠΑΙΔΕΥΤΗΣ:
Αλέξιος ΚαρτάληςΤοποθεσία:
OnLine Virtual Classroom
Τετάρτη - 18 Σεπ 2024
Ώρα
15:45 - 18:30
ΕΚΠΑΙΔΕΥΤΗΣ:
Αλέξιος ΚαρτάληςΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : Fund Administration, Accounting, Reporting and Depositary Functions
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AML 4th and 5th Directives Overview...
When the EU issues an anti money laundering directive, it also sets an implementation date by which appropriate AML/CFT legislation must be in place within memb...
31/01/2025 18:59
Αγγλικά
eLearning
CISI Global Financial Compliance...
Description Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector....
31/01/2025 18:59
Αγγλικά
eLearning
European Market Infrastructure Regulation (EMIR) Overview...
Description This course offers a comprehensive overview of the EMIR. It addresses the EMIR requirements, the types of counterparties and the clearing obligat...
31/01/2025 18:59
Αγγλικά
eLearning
Market Abuse and Regulation...
Description This course will provide a comprehensive review of Market Abuse and the respective regulatory environment. It will cover inside information and i...
31/01/2025 18:59
Αγγλικά
eLearning
Corporate and Social Responsibility for Law Firms...
The legal profession is increasingly recognizing its role in addressing social and environmental challenges. This course explores the concept of corporate socia...
31/01/2025 18:59
Αγγλικά
eLearning
Creating a Compliance Culture in Financial Services (2 CPDs)...
Course Overview The aim of this self-paced eLearning course is to equip financial professionals, leaders, and compliance professionals with a comprehensive ...
31/01/2025 18:59
Αγγλικά
eLearning
Fundamentals of Risk Management...
Description This course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers r...
31/01/2025 18:59
Αγγλικά
eLearning
AAT - Drafting and Interpreting Financial Statements...
This course equips students with the expertise to prepare financial statements for single limited companies and consolidated statements for corporate groups. It...
31/01/2025 18:59
Αγγλικά
eLearning
Practical Aspects of the Compliance Function...
Description This course offers a practical review of the compliance function. It addresses the roles, responsibilities and mission of the compliance officer,...
31/01/2025 18:59
Αγγλικά
eLearning
AAT - Internal Accounting Systems and Controls...
This course equips students with the skills to protect organizations from employee fraud by evaluating and improving internal control systems. Students will lea...
31/01/2025 18:59
Αγγλικά
eLearning
AAT – Cash and Financial Management...
This course emphasizes the crucial role of cash management within organizations and equips students with the necessary skills to make informed financing and inv...
31/01/2025 18:59
Αγγλικά
eLearning
AAT - Management Accounting Techniques...
This course equips students with the skills to understand and apply management accounting within organizations, enhancing decision-making processes. Students wi...
31/01/2025 18:59
Αγγλικά
eLearning
AAT - Principles of Costing...
This course introduces students to basic costing principles, laying the groundwork for more advanced topics in costing and management accounting. It highlights ...
31/01/2025 18:59
Αγγλικά
eLearning
Anti-Bribery and Anti-Corruption...
Description This course offers a comprehensive review to bribery and corruption, and the effects of both. It addresses the forms of bribery, provides statist...
31/01/2025 18:59
Αγγλικά
eLearning
AAT - Principles of Bookkeeping Controls...
This course expands on prior bookkeeping knowledge, focusing on control accounts, journals, and reconciliations. It teaches students about the processes that ve...
31/01/2025 18:59
Αγγλικά
eLearning
AAT - Introduction to Bookkeeping...
This course introduces students to both manual and digital bookkeeping systems, focusing on their documents, processes, and basic principles such as double-entr...
31/01/2025 18:59
Αγγλικά
eLearning
Establishing and Maintaining a Strong CDD Programme...
A key concern and significant risk for financial institutions is the possibility of unknowingly becoming complicit in money laundering, whereby illegitimate mon...
31/01/2025 18:59
Αγγλικά
eLearning
Consumer Duty...
In July 2022, the Financial Conduct Authority, or FCA, published a policy statement, with final rules, on its Consumer Duty initiative. This comprises a new pri...
31/01/2025 18:59
Αγγλικά
eLearning
CISI Risk in Financial Services...
Description This course offers a comprehensive global introduction to the major risk areas in financial services. It addresses international issues, reflecti...
31/01/2025 18:59
Αγγλικά
eLearning
The Fund Industry: Latest Regulatory Framework...
Description This course offers a comprehensive introduction to AIF, AIFM, AIFMD, and UCITS. It addresses the various categories and legal forms of AIFs, the ...
31/01/2025 18:59
Αγγλικά
eLearning
Assessing and Managing AML Risks...
This course outlines the need for combating ML risks and other financial crimes. Financial institutions must be able to respond to threats on a contextual basis...
31/01/2025 18:59
Αγγλικά
eLearning