Ελληνικά 
English
Investor Protection Updates
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά
Αγγλικά
6 ώρες
(
2 μέρες
)
ΠΕΡΙΓΡΑΦΗ
MiFID II includes numerous provisions on investor protection especially as far as retail investors are concerned. Emphasis is given mainly to the information to be provided to the client, the efficient determination of the target market and the distribution of the investment products accordingly, the suitability and appropriateness assessment of clients and best practices when executing client orders.
While the objectives of the compliance function as well as the key principles underpinning the regulatory requirements have remained unchanged, the obligations have been further strengthened, broadened and detailed under MiFID II.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
- To present the investor protection rules according to MiFID II focusing on the most important updates, such as the recent amendments of MiFID II, the recent ESMA Guidelines on certain aspects of the MiFID II compliance function requirements, the ESMA Guidelines on the suitability and the appropriateness assessment, the ESMA updates on investor protection under MiFID II;
- To analyse the practical implications of these requirements;
- To provide guidance concerning compliance with the new requirements.
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
The programme will benefit those who need to know and understand the Investor Protection Regulatory framework and will be of particular benefit to:
- Legal Advisers
- Compliance Officers
- Any person who provides investment services
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
- Product Governance Requirements
- MiFID II remuneration requirements
- Suitability and appropriateness assessment
- MiFID II suitability requirements
- MiFID II appropriateness and execution-only requirements
- Recommendations on supervision of cross-border activities of investment firms
- Risks of crypto-assets
Training Style
The course shall include the presentation and analysis of the regulatory framework providing practical examples. The programme is designed to deliver knowledge and enhance participants’ skills via case-studies and practical examples.
Participants will benefit from customised feedback at the end of the programme and take away the knowledge gained to be transferred at their workplace.
CPD Recognition
This programme may be approved for up to 6 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
Πληροφορίες Εκπαιδευτή
David Doyle - EU policy expert specializing in financial services legislation
Αναλυτικό Κόστος Σεμιναρίου
Για Δικαιούχους ΑνΑΔ
- € 240.00
- € 120.00
- € 0.00
- € 120.00
- € 120.00
Για μη-Δικαιούχους ΑνΑΔ
- € 240.00
- € 0.00
- € 45.60
- € 240.00
- € 285.60
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Εκδήλωση Ενδιαφέροντος : Investor Protection Updates
Σεμινάρια στην ίδια κατηγορία από τον ίδιο διοργανωτή
CySEC Certification Examination Preparation Course (Advanced, Basic)...
With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...
13/01/2026 15:15
32.00 ώρες (8 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
CySEC AML Certification Examination Preparation Course...
The CySEC AML Certification Examination requires very good knowledge of the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 20...
15/01/2026 16:00
18.00 ώρες (6 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
CySEC Certification Examination Preparation Course (Advanced, Basic)...
With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...
09/02/2026 15:00
32.00 ώρες (7 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
DORA Register of Information, Third-Party Risk Management & Incident H...
The Digital Operational Resilience Act (DORA) became applicable on 17 January 2025, which stands as a transformative framework. Its implications are far-reachin...
11/02/2026 10:00
3.00 ώρες (1 ημέρα)
Αγγλικά
Live Online
CySEC AML Certification Examination Preparation Course...
The CySEC AML Certification Examination requires very good knowledge of the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 20...
17/02/2026 15:30
18.00 ώρες (5 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
What Compliance Officers Need To Know: Regulatory Developments and the...
The programme aims at providing participants with an update on all the major regulatory and legislative developments at an EU level as well as within the Cyprus...
24/02/2026 15:30
10.00 ώρες (3 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
CySEC Certification Examination Preparation Course (Advanced, Basic)...
With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...
02/03/2026 15:30
32.00 ώρες (8 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
MiFID II, Sustainability Related Disclosures (SFDR) and ESG Integratio...
The EU has recently adopted a series of regulations relating to Environmental, Social and Governance (ESG) requirements. Sustainable Finance is among the core ...
03/03/2026 10:00
7.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
CySEC AML Certification Examination Preparation Course...
The CySEC AML Certification Examination requires very good knowledge of the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 20...
05/03/2026 16:00
18.00 ώρες (6 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
AML & Cybersecurity...
The conduct of illegal activities such as money laundering, fraud, and identity theft by electronic systems is called cybercrime. It is an act that violates the...
11/03/2026 09:00
7.00 ώρες (1 ημέρα)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Financial Statements Analysis – The AML Perspective...
An ability to understand the financial statements of a company to identify abnormalities and indications of suspicious events is one of the most vital skills fo...
12/03/2026 09:00
8.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Beyond PSD2: Understanding the Impact and Navigating the Practical Asp...
The enhanced Payment Services Package introduces significant changes to the payment services framework, with a focus on enhancing security, innovation, and cons...
17/03/2026 09:00
6.00 ώρες (1 ημέρα)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
MiFIR Transaction-Level Reporting: Refresher & Key Reforms You Need to...
MiFID II/MiFIR came into effect on 3 January 2018 and aimed to strengthen investors’ protection and improve the functioning of financial markets making them mor...
17/03/2026 09:00
3.00 ώρες (1 ημέρα)
Αγγλικά
Live Online
European Court of Justice Jurisprudence on Consumer Protection in Fina...
The overview and analysis of the case law of the ECJ is particularly useful in the interpretation of provisions of Union law. This is particularly true in the ...
18/03/2026 15:00
5.00 ώρες (2 μέρες)
Αγγλικά
Live Online
CySEC Certification Examination Preparation Course (Advanced, Basic)...
With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...
16/04/2026 15:30
32.00 ώρες (8 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
AML, KYC, CDD: The Effective Application of a Risk-Based Approach...
The risk-based approach is an important element in designing an effective anti-money laundering program. Employees are required to understand how the risk-based...
21/04/2026 09:00
6.00 ώρες (1 ημέρα)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
EIMF (Λευκωσία)
DAC6 Compliance & Reporting: From Theory to Practice...
The DAC6 EU Directive aims at transparency and fairness in taxation. DAC6 applies to cross-border arrangements, which meet one or more specified characteristics...
23/04/2026 09:30
3.00 ώρες (1 ημέρα)
Αγγλικά
Live Online
CySEC AML Certification Examination Preparation Course...
The CySEC AML Certification Examination requires very good knowledge of the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 20...
27/04/2026 09:00
18.00 ώρες (4 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
AML Compliance and Responsible Gaming Principles in the Betting and Ga...
Betting and gaming companies, such as casinos or sports companies , were historically known as being vehicles for money laundering of all kinds and funding of i...
28/04/2026 09:00
12.00 ώρες (3 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Financial Crime in the Digital Era: Tools, Risks & Regulatory Challeng...
Technology is one of the key pillars in any operational risk framework. In the current environment of advanced analytics solutions, increasing regulatory requir...
05/05/2026 10:00
4.00 ώρες (2 μέρες)
Αγγλικά
Live Online
CySEC Certification Examination Preparation Course (Advanced, Basic)...
With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...
11/05/2026 15:30
32.00 ώρες (8 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Institutional Portfolio Management for Financial Professionals...
Understanding institutional portfolio management is crucial for financial professionals. It equips them with the knowledge and skills to manage large-scale inve...
21/05/2026 09:00
6.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
AML/CFT – Typology Based Approach...
In today’s financial landscape, combating Money Laundering is paramount. Two primary strategies can be employed to address this: the Risk-Based Approach an...
27/05/2026 10:00
6.00 ώρες (2 μέρες)
Αγγλικά
Live Online
CySEC Certification Examination Preparation Course (Advanced, Basic)...
With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...
08/06/2026 09:00
32.00 ώρες (7 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
MiFID II/MiFIR Refresher & Decoding of MiFID III/MiFIR 2 Evolution...
MiFID framework reform has been continuously evolving since 2007, introducing a significant number of notable developments – starting from Market in Financial I...
09/06/2026 09:00
6.00 ώρες (2 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Best Execution in Financial Markets: Regulatory Updates & Best Practic...
Best Execution requirements under the Markets in Financial Instruments Directive (MiFID) II are designed to ensure investor protection during the execution of c...
11/06/2026 09:00
4.00 ώρες (1 ημέρα)
Αγγλικά
Live Online
CySEC AML Certification Examination Preparation Course...
The CySEC AML Certification Examination requires very good knowledge of the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 20...
22/06/2026 15:30
18.00 ώρες (5 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
Introduction to Know Your Client (KYC) and Customer Due Diligence (CDD...
KYC/CDD is a critical element for effectively managing the risks posed by potential clients, thus protecting the organization against criminals, terrorists, and...
31/01/2027 04:08
Αγγλικά
eLearning
Best Execution Overview...
Best execution is the achievement to provide clients with the best possible outcome for their transactions. Investment Firms need to take all necessary and suff...
31/01/2027 04:08
Αγγλικά
eLearning
Sustainable Finance Disclosure Regulation (SFDR) and other ESG Initiat...
Sustainable Finance refers to any form of financial service integrating Environmental, Social and Governance (ESG) criteria into the business or investment...
31/01/2027 04:08
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
eLearning
Compliance Monitoring and Testing...
This course explores what to consider when building a compliant Compliance Monitoring programme and how to effectively deliver reports. It considers the FCA’s r...
31/01/2027 04:08
Αγγλικά
eLearning
Anti-Money Laundering (AML) for Legal Professionals and DNFBPs...
Designated Non-Financial Businesses and Professionals must have in place and implement procedures in order to identity a person (KYC) and also exercise an inves...
31/01/2027 04:08
Αγγλικά
eLearning
European Investment Funds: a Comprehensive Guide to UCITS, AIFs, Struc...
This course provides a comprehensive overview of European investment funds, focusing on their structure, regulation, and emerging trends. Participants will gain...
31/01/2027 04:08
Αγγλικά
eLearning
Financial Promotions Regulations...
This course looks at the key rules and requirements to issue complaint financial promotions and maintain appropriate oversight and control of your financial pro...
31/01/2027 04:08
Αγγλικά
eLearning
Advanced Anti-Money Laundering for Financial Institutions...
This comprehensive course provides an in-depth exploration of Anti-Money Laundering (AML) strategies, criminal activities, and regulatory frameworks. Desig...
31/01/2027 04:08
Αγγλικά
eLearning