ΠΕΡΙΓΡΑΦΗ

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

In terms of knowledge:

• To gain a comprehensive understanding of CySEC’s regulatory framework and identify its specific requirements.
• To outline the primary provisions governing the control and supervision of the financial system, along with the roles, powers, and responsibilities of the relevant competent authorities.
• To demonstrate familiarity with the laws, directives, and regulations applicable to the financial services sector in Cyprus.
• To comprehend and articulate the procedures and conditions under which an organization may obtain licensing authorization from CySEC.

In terms of skills:

• To explain the operational obligations of supervised entities in relation to their operating licenses.
• To describe the responsibilities and duties of individuals holding key positions within supervised organizations, in alignment with the applicable regulatory framework.
• To identify and execute the reporting procedures required for submission of appropriate information to CySEC.
• To acquire the skills and knowledge necessary for thorough preparation and successful completion of the CySEC certification exams at both the Advanced and Basic levels.
• To develop and implement internal procedures and practices that ensure compliance with the te
• To perform control and reporting functions of the organization in accordance with the requirements of the Greek Cypriot Council.
• To fulfill the duties associated with key organizational roles based on regulatory expectations, maintaining relevant records and retrieving data when needed.
• To prepare and submit internal reports to the board of directors, and external reports to CySEC, as required.
• To create procedural manuals for use by the organization's personnel.
• To recognize the importance of training and adherence to the regulatory framework set by
• supervisory authorities.
• To safeguard both personal and organizational interests in matters of regulatory compliance by monitoring and responding appropriately to any changes affecting the organization’s operating license.
• To foster a culture of regulatory compliance within corporate governance, along with promoting a culture of continuous training throughout the organization.
• To implement evaluation mechanisms for existing procedures, ensuring ongoing alignment with regulatory requirements, and to promote staffengagement in upholding the organization’s compliance with its operating license.

In terms of attitudes:

• To demonstrate willingness and adopt ideas, opinions, and methods from various experiences.
• To accept diversity and adapt to changes.
• To persuade using sound arguments and effective body language.
• To encourage and motivate all participants to actively engage in the seminar.

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

The Course is addressed to:

• Current and aspiring executives and supervisors within Banks, Cypriot Investment Firms (CIFs), as well as managers of UCITS and AIFs
• Current and aspiring employees of Banks, CIFs, and managers of UCITS and AIFs who are responsible for delivering investment services
• Compliance Officers, Internal Auditors, Anti-Money Laundering Compliance Officers, and Risk Managers working in Banks, CIFs, and UCITS and AIF management companies
• Consultants operating in the Financial and Professional Services sector
• Individuals entering the finance and professional services industry

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Topics

Chapter 1: Investment Services Law 2017:
Chapter 2: Cypriot Investment Firms (CIFs) (Basic/Advanced)
Chapter 3: Cypriot Investment Firms CIFs) and Banks (Basic/Advanced)
Chapter 4: Open-Ended Undertakings for Collective Investment (UCI) Laws (2012–2019) (Basic/Advanced)
Chapter 5: Alternative Investments(Basic/A dvanced)
Chapter 6: The Business of Credit Institutions Laws of 1997–2016 (Advanced)
Chapter 7: The Prevention and Suppression ofMoney Laundering and Terrorist Financing Laws (Basic/Advanced)
Chapter 8: Markets in Financial Instruments Regulation (MiFIR) (Basic/Advanced)
Chapter 9: Capital Adequacy Requirements (Advanced)
Chapter 10: European Market Infrastructure Regulation (EMIR) (Advanced)
Chapter 11: Recovery and Resolution Laws (Advanced)
Chapter 12: Prospectus Law (Advanced)
Chapter 13: Transparency Laws (Advanced)
Chapter 14: Insider Dealing and Market Manipulation Regulation (2016) (Basic/Advanced)
PRACTICAL EXERCISING ON THE 14 CHAPTERS

Training method

Our instructor conducts the seminar live on Zoom, offering an interactive virtual training experience that includes real-time collaboration, hands-on activities, dynamic presentations, and practical demonstrations.