CIFs Regulatory Compliance Crash Course
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά
23 Μαΐου 2024 09:00 23 Μαΐου 2024 14:30
Αγγλικά
5.00 ώρες ( 1 ημέρα )
Νικόλας Δημητριάδης
ΠΕΡΙΓΡΑΦΗ
Day-to-day life within the compliance function of a CIF, or a CIF in general, can get easier when both the compliance officer and senior management have a clear understanding on what needs to be done, when and how.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
- Not to miss a regulatory deadline
- Follow a sophisticated process to establish a risk-based compliance monitoring plan in order to effectively perform the ongoing compliance monitoring
- Efficiently handle client complaints
- Be able to prepare the annual compliance report to be submitted to CySEC
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
- Compliance Officers & Assistants
- Executive & Non-Executive Directors
- Lawyers and consultants
- Any professionals wishing to enhance their understanding in regulatory compliance for CIFs
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Seminar Outline
Compliance Function & Compliance Calendar
- Brief description of the compliance function
- Compliance calendar
Compliance Monitoring Plan
- Holistic process for the design of an efficient risk-based monitoring plan
- Risk assessment & appetite
- Priority setting
- Execution of the plan
Handling of Client Complaints
- Provision of information to clients
- Complaint handling process
- Reporting to CySEC
- Ongoing monitoring -root cause analysis
Compliance Annual Report
- Indicative table of contents
- Brief description of the required content
Certification
All participants will be awarded a certificate. Each hour of attendance will account for one unit of Continuing Professional Development (CPD) as required for members of most professional bodies.
Πληροφορίες Εκπαιδευτή
Αναλυτικό Κόστος Σεμιναρίου
- € 180.00
- € 0.00
- € 34.20
- € 180.00
- € 214.20
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Πέμπτη - 23 Μαΐου 2024
Ώρα
09:00 - 14:30
ΕΚΠΑΙΔΕΥΤΗΣ:
Νικόλας ΔημητριάδηςΤοποθεσία:
Invictus Globaltraining Centre (Λεμεσός)