CIFs Regulatory Compliance Crash Course

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά

23 Μαΐου 2024 09:00 23 Μαΐου 2024 14:30
Αγγλικά
5.00 ώρες ( 1 ημέρα )
presentation img Νικόλας Δημητριάδης
CIFs Regulatory Compliance Crash Course

ΠΕΡΙΓΡΑΦΗ

Day-to-day life within the compliance function of a CIF, or a CIF in general, can get easier when both the compliance officer and senior management have a clear understanding on what needs to be done, when and how.

The aim of the seminar is to provide an easy to follow ‘instructions manual’ on how to efficiently perform some of the most important requirements of the compliance function.

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

  • Not to miss a regulatory deadline
  • Follow a sophisticated process to establish a risk-based compliance monitoring plan in order to effectively perform the ongoing compliance monitoring
  • Efficiently handle client complaints
  • Be able to prepare the annual compliance report to be submitted to CySEC

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

  • Compliance Officers & Assistants
  • Executive & Non-Executive Directors
  • Lawyers and consultants
  • Any professionals wishing to enhance their understanding in regulatory compliance for CIFs

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Seminar Outline

Compliance Function & Compliance Calendar

  • Brief description of the compliance function
  • Compliance calendar

Compliance Monitoring Plan

  • Holistic process for the design of an efficient risk-based monitoring plan
  • Risk assessment & appetite
  • Priority setting
  • Execution of the plan

Handling of Client Complaints

  • Provision of information to clients
  • Complaint handling process
  • Reporting to CySEC
  • Ongoing monitoring -root cause analysis

Compliance Annual Report

  • Indicative table of contents
  • Brief description of the required content


Certification

All participants will be awarded a certificate. Each hour of attendance will account for one unit of Continuing Professional Development (CPD) as required for members of most professional bodies.

Πληροφορίες Εκπαιδευτή
Νικόλας Δημητριάδης - Executive Director at Hesper Capital Ltd
Nikolas is the Risk & Compliance Director of B2B Lateral Thinking Solutions, a boutique consulting firm specializing in regulatory compliance, risk management, legal and corporate services. B2B Lateral Thinking Solutions is mainly offering services to CIFs, AIFs and AIFMs. Prior to this, for almost three years, Nikolas was heading up the compliance department of one of the biggest Cyprus Investment Firms, having a team of more than 10 members and being responsible for the training and mon...
Αναλυτικό Κόστος Σεμιναρίου
  • € 180.00
  • € 0.00
  • € 34.20
  • € 180.00
  • € 214.20
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ

Πέμπτη - 23 Μαΐου 2024

Ώρα

09:00 - 14:30

ΕΚΠΑΙΔΕΥΤΗΣ:

Νικόλας Δημητριάδης

Τοποθεσία:

Invictus Globaltraining Centre (Λεμεσός)

Εκδήλωση Ενδιαφέροντος : CIFs Regulatory Compliance Crash Course

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