ΠΕΡΙΓΡΑΦΗ

The main objective of this seminar to outline the MIFID II requirements on Banks and Investment Firms and to refresh and update participants’ knowledge of MiFID.

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

The Objective of the seminar is to describe the legal framework referred to as MIFID II; to explain the scope of regulations, with specific emphasis on its applicability to CIFs; to explain the main concepts of the legislation and how they shape organizational requirements and conduct rules of investment firms.

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

The seminar applies to anyone who wishes to obtain an outline of MIFID II requires or for anyone that wishes to refresh their knowledge on the obligation of Banks and Investment firms under this Directive.

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Seminar Outline

Introduction

Client Protection:

• Categorization
• Suitability/ Appropriateness
• Best Execution
• Client Handling Rules
• Product Governance
• Information/ Reporting

Venues

Organizational Requirements:

• Governance, The Board and the Committees
• Remuneration
• Compliance, Risk and Internal Audit Functions
• Conflicts of Interests and Personal Transactions
• Inducements
• Investment Advice

Data Consolidation

Impact