MiFID II - The Legal Framework and Main Requirements

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Λογιστικά/ Έλεγχος/ Φορολογικά

11 Απρ 2024 15:00 11 Απρ 2024 20:30
Αγγλικά
5 ώρες ( 1 ημέρα )
MiFID II - The Legal Framework and Main Requirements

ΠΕΡΙΓΡΑΦΗ

The main objective of this seminar to outline the MIFID II requirements on Banks and Investment Firms and to refresh and update participants’ knowledge of MiFID.

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

The Objective of the seminar is to describe the legal framework referred to as MIFID II; to explain the scope of regulations, with specific emphasis on its applicability to CIFs; to explain the main concepts of the legislation and how they shape organizational requirements and conduct rules of investment firms.

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

The seminar applies to anyone who wishes to obtain an outline of MIFID II requires or for anyone that wishes to refresh their knowledge on the obligation of Banks and Investment firms under this Directive.

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Seminar Outline

Introduction

Client Protection:

  • Categorization
  • Suitability/ Appropriateness
  • Best Execution
  • Client Handling Rules
  • Product Governance
  • Information/ Reporting

Venues

Organizational Requirements:

  • Governance, The Board and the Committees
  • Remuneration
  • Compliance, Risk and Internal Audit Functions
  • Conflicts of Interests and Personal Transactions
  • Inducements
  • Investment Advice

Data Consolidation

Impact


Πληροφορίες Εκπαιδευτή
Ολίβια Πάρπα - Senior Customer Relationship Officer at Hellenic Bank

Olivia Parpa has studied Law at Bristol University and then trained to qualify as a Chartered Accountant with the Institute of Chartered Accountants in England and Wales (ACA). Olivia is a long-standing associate of Globaltraining, having delivered lectures for many professional structured courses and seminars. Seminar topics that she has delivered in the past include topics on: MIFID II, MIFIR, EMIR legislation, Capital Adequacy Rules, AML Directive, Market Abuse Directive, Transparency Rules, the role of the Compliance Unit, the Money Laundering Unit and the Risk Unit as well as the application of the Corporate Governance rules of the Cyprus Stock Exchange. Since the MiFID application in Cyprus 2007, she has been the leading Globaltraining lecturer for the Cyprus Investment Firm Employees’ certification issued by CySEC.

Olivia is an associate trainer at Globaltraining and has delivered about 950 hours of teaching for the CIF course since 2007, both open and in-house courses, in Cyprus and abroad, through classroom and Live Online tuition.

Αναλυτικό Κόστος Σεμιναρίου
  • € 180.00
  • € 0.00
  • € 34.20
  • € 180.00
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ

Πέμπτη - 11 Απρ 2024

Ώρα

15:00 - 20:30

ΕΚΠΑΙΔΕΥΤΗΣ:

Ολίβια Πάρπα

Τοποθεσία:

OnLine Virtual Classroom

Εκδήλωση Ενδιαφέροντος : MiFID II - The Legal Framework and Main Requirements

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