ΠΕΡΙΓΡΑΦΗ

Be super ready for one of the most important and challenging moments coming up, the next CySEC inspection.

Like an exam, solving past papers better prepares you for what the examiner might be looking for.

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

• Get a clear understanding on what might trigger a CySEC inspection and the procedure usually followed by the CySEC Officers when performing an inspection.
• Understand the areas where CySEC focuses during an inspection on the basis of previous experiences.
• Understand market best practices and gain knowledge from experiences drawn from previous CySEC inspections, so as to ensure that your organization is in line with the regulator’s expectations.

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Seminar Content

Market Abuse Ad-hoc Internal Audit Report

• What triggered the report
• Content of the report – Areas reviewed
• Case studies

CySEC Thematic Reviews: Suitability & Product Governance

• What triggered the reviews
• Procedure followed by CySEC
• Areas reviewed
• Weaknesses and best practices identified

CySEC Thematic Review: Best Execution

• Procedure followed by CySEC
• Areas reviewed
• Weaknesses and best practices identified

CySEC Thematic Reviews: Compliance Function & AIFMs Valuation of Illiquid Assets

• Procedure followed by CySEC
• Areas reviewed
• Weaknesses and best practices identified

Certification

All participants will be awarded a certificate. Each hour of attendance will account for one unit of Continuing Professional Development (CPD) as required for members of most professional bodies.