ΠΕΡΙΓΡΑΦΗ

Course Overview 

The compliance risk assessment is often the start of an effective ethics & compliance program. The outcome of the risk assessment is the input for the compliance action plan, so it usually determines what you will do in the next couple of months. Therefore, it is important to get it right.

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

During this training we will discuss:

• Who should prepare the risk assessment? And who should participate?
• Inventory of the risks / risk scenarios
• Likelihood, impact, net and gross risk
• Exercise: let’s put this in practice
• Risk appetite
• Common pitfalls

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

Who should consider taking this course?

• Ethics & Compliance Officers with a couple years of experience
• Ethics & Compliance Officers who are new to the role
• In-house counsel with responsibility for compliance
• Company secretaries
• Internal Auditors who audit compliance programs
• External Accountants who have to form an opinion on compliance risks and controls
• Service providers to the compliance community

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Training Style

The programme is designed to deliver knowledge and enhance participants’ skills. It will be an interactive session; the teacher will ask questions to the participants and you will have lots of possibilities to ask questions. We will apply what we have learned in case studies in break-out rooms.

CPD Recognition

This programme may be approved for up to 5 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

For the CySEC requirements, CPD units attained from this course should not exceed the 50% of the total CPD Units of each individual.