Description

Seminar Scope

• Understand CySEC's regulatory framework and requirements. 
• Learn about financial system control, competent authorities and their responsibilities. 
• Gain knowledge of laws, regulations and directives in Cyprus's financial services industry. 
• Grasp the conditions and procedure for obtaining a license from CySEC. 
• Comprehend operational requirements for organisations with operating licenses. 
• Describe key positions' duties and obligations within the regulatory framework. 
• Follow reporting procedures and provide necessary information to CySEC. 
• Prepare for and pass CySEC certification exams. 
• Establish procedures for compliance with operating license requirements. 
• Conduct control and reporting procedures for the Greek Cypriot Council. 
• Perform tasks according to regulatory requirements. 
• Maintain records and submit reports to the board of directors and CySEC. 
• Design procedure manuals for employees. 
• Emphasise training and compliance with regulatory frameworks. 
• Protect individuals and organisations through regulatory compliance. 
• Monitor and respond to changes in the regulatory framework. 
• Foster a culture of compliance and training within the organisation. 
• Evaluate compliance procedures. 
• Encourage staff participation in regulatory compliance.

Best Suitable for

• Existing and prospective executives and supervisors of Banks, Cypriot Investment Firms (CIFs) as well as UCITS and AIF managers. 
• Existing and prospective employees of Banks, CIFs as well as UCITS and AIF managers responsible for the provision of investment services. 
• Compliance Officers, Internal Auditors, Anti-Money Laundering Compliance Officers and Risk Managers of Banks, Cypriot Investment Firms (CIFs) as well as UCITS and AIF managers. 
• Financial and Professional Services Consultants. - Professionals joining the finance and professional services sector.

More Information

• Xenia Neophytou
• Petros Hadjipetrou