Financial Services Regulatory Framework: CySEC Advanced Level
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Νομοθεσία, Νομική & Δικηγόροι - Πιστοποιήσεις/ Προσόντα/ Άδειες
ΠΕΡΙΓΡΑΦΗ
As per EU Directives, professionals wishing to provide Investment Services and employed by Cypriot Investment Firms, Credit Institutions, Management Companies, and Investment Companies of Variable Capital, is compulsory to acquire a Professional Competence Certificate that reflects the ability to carry out such activities. These certifications are offered by the Cyprus Securities and Exchange Commission (CySEC) and can be obtained through the exams: a) Basic Financial Services Legal Framework Examination and b) Advanced Financial Services Legal Framework Examination.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
This course is preparing participants to attend the Advanced Level CySEC exam. Aim of the exam is to ensure that candidates can apply an appropriate level of knowledge and understanding of the financial services regulatory framework that will assist them in the performance of their duties. Successful candidates will be certified and eligible to perform all the investment services/activities of paragraph 4 of the Directive.
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
- The CySEC Advanced Examination is addressed to individuals who wish to be certified for all the investment services/activities of paragraph 4 of the Directive.
- This course is designed for Cypriot Investment Firms (CIFs) Managers, UCITS/AIF Managers, & Professional services Consultants, Risk Managers, AML Compliance Officers, Internal Auditors, Compliance officers in Banks & any other regulated entity.
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Topics to be Covered
- Investment Services Law 2017
- Cypriot Investment Firms (CIFs)
- Cypriot Investment Firms (CIFs) & Banks
- Open-Ended Undertakings for Collective Investment (UCI)
- Laws (2012–2019)
- Alternative Investments
- The Business of Credit Institutions Laws of 1997–2016
- The Prevention & Suppression of Money Laundering &
- Terrorist Financing Laws
- Markets in Financial Instruments Regulation (MiFIR)
- Capital Adequacy Requirements
- European Market Infrastructure Regulation (EMIR)
- Recovery and Resolution Laws
- Prospectus Law
- Transparency Laws
- Insider Dealing & Market
- Manipulation Regulation (2016)
Πληροφορίες Εκπαιδευτή
Κωνσταντίνος Μιχαηλίδης - Compliance | CFO | CySEC | Alternative Finance & Restructuring
My trainings are to the point and result oriented and my students are the best advocates. I value your time and I understand that as a professional you have a limited time and attention span to digest a lot. As such, I developed a game-centric technique to assist you learn the syllabus material and attend the exam with confidence.
Key facts about me
- Chartered Accountant with 17 years of experience
- Member of CISI
- Head of Compliance of Investment Fund
- Non-Executive Director in Investment Funds
- Trained over 1,000 professionals
- Trained in Cyprus, Greece, Bulgaria, Serbia, Israel
- Visiting lecturer at Frederick University
- Active Investment Funds Industry Professional
- Focus Areas: Compliance, Fund Raising, Startups
Αναλυτικό Κόστος Σεμιναρίου
Για Δικαιούχους ΑνΑΔ
- € 845.00
- € 544.00
- € 0.00
- € 301.00
Για μη-Δικαιούχους ΑνΑΔ
- € 549.25
- € 0.00
- € 104.36
- € 549.25
Κοστολογικές Πληροφορίες
Self Financing Individuals are eligible to a 30% Tuition Fee Reduction
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Τετάρτη - 03 Μαΐου 2023
Ώρα
18:15 - 21:30
ΕΚΠΑΙΔΕΥΤΗΣ:
Κωνσταντίνος ΜιχαηλίδηςΤοποθεσία:
OnLine Virtual Classroom
Σάββατο - 03 Ιουν 2023
Ώρα
09:00 - 14:30
ΕΚΠΑΙΔΕΥΤΗΣ:
Μιχάλης ΧρυσοστόμουΤοποθεσία:
OnLine Virtual Classroom