AML- Συμμόρφωση με τη Νομοθεσία για Ξέπλυμα Παράνομου Χρήματος

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Νομοθεσία, Νομική & Δικηγόροι

29 Ιουν 2022 17:30 06 Ιουλ 2022 21:15
Αγγλικά
14 ώρες ( 4 μέρες )
AML- Συμμόρφωση με τη Νομοθεσία για Ξέπλυμα Παράνομου Χρήματος

ΠΕΡΙΓΡΑΦΗ

  

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Syllabus for the CySEC AML Certification Examination:

INTRODUCTORY PROVISIONS

  • The Cyprus Securities & Exchange Commission
  • Becoming an AML certified compliance officer
  • The objectives of the CySEC AML Certification
  • Workbook for the AML Certification Examination

UNDERSTANDING MONEY LAUNDERING, TERRORIST FINANCING AND SANCTIONS

  • What is Money Laundering (ML)?
  • The 3 (three) stages of ML
  • ML threats and vulnerabilities in accordance with the NRA and methods of ML
  • Terrorist Financing (TF) and TF Criminalization
  • Sanctions

LEGAL AND REGULATORY REQUIREMENTS

  • Unit for Combating Money Laundering
  • The Supervisory Authority
  • Main provisions of the AML/CFT Law with regard to criminal liability, offences and penalties
  • European Directives
  • FATF
  • High Risk Third Countries
  • MONEYVAL
  • The Combating of Terrorism Law of 2019 (N. 75(I)/2019) on
  • the Fight against Terrorism
  • The United Nations Security Council Resolutions and Decisions
  • (Sanctions) and the Council of the European Union (Restrictive Measures) Law of 2016 (58(I)/2016)      

THE AML COMPLIANCE CULTURE

  • Basic elements of a strong compliance culture
  • Internal Policies, Controls and Procedures
  • The Role of the BoD
  • The role and duties of the Compliance Officer, the Alternate
  • Compliance Officer and Assistants
  • The establishment and role of an Internal Audit function
  • Employees obligations, education and training

ASSESSING AND MANAGING RISKS

  • Risk-Based Approach (RBA)
  • Identifying ML and TF risks
  • Factors to determine risks
  • Assessing ML/TF Risks
  • On-going monitoring of the risk assessment and record keeping 

Know Your Customer (KYC) and Customer Due Diligence (CDD)

  • Procedures for the prevention of ML and TF
  • Customer Identification and Due Diligence procedures
  • Simplified Customer Due Diligence (SDD)
  • Enhanced Customer Due Diligence (EDD)
  • Sectoral guidelines for application of Customer Due Diligence measures
  • Ongoing Monitoring
  • Beneficial Ownership information
  • Reliance on third parties
  • CDD in case of networking of Obliged Entities or groups
  • Prohibition of cooperation with shell banks
  • Processing of personal data

Transaction Monitoring & Suspicious Reporting

  • Internal reporting procedures and external reporting to the Unit
  • Examples of suspicious transactions and activities related to ML and TF
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ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ

Τετάρτη - 29 Ιουν 2022

Ώρα

17:30 - 21:15

Τοποθεσία:

OnLine Virtual Classroom

Παρασκευή - 01 Ιουλ 2022

Ώρα

17:30 - 21:15

Τοποθεσία:

OnLine Virtual Classroom

Δευτέρα - 04 Ιουλ 2022

Ώρα

17:30 - 21:15

Τοποθεσία:

OnLine Virtual Classroom

Τετάρτη - 06 Ιουλ 2022

Ώρα

17:30 - 21:15

Τοποθεσία:

OnLine Virtual Classroom

Εκδήλωση Ενδιαφέροντος : AML- Συμμόρφωση με τη Νομοθεσία για Ξέπλυμα Παράνομου Χρήματος