
AML- Συμμόρφωση με τη Νομοθεσία για Ξέπλυμα Παράνομου Χρήματος
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά - Νομοθεσία, Νομική & Δικηγόροι
29 Ιουν 2022 17:30
06 Ιουλ 2022 21:15
Αγγλικά
14 ώρες
(
4 μέρες
)

ΠΕΡΙΓΡΑΦΗ
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Syllabus for the CySEC AML Certification Examination:
INTRODUCTORY PROVISIONS
- The Cyprus Securities & Exchange Commission
- Becoming an AML certified compliance officer
- The objectives of the CySEC AML Certification
- Workbook for the AML Certification Examination
UNDERSTANDING MONEY LAUNDERING, TERRORIST FINANCING AND SANCTIONS
- What is Money Laundering (ML)?
- The 3 (three) stages of ML
- ML threats and vulnerabilities in accordance with the NRA and methods of ML
- Terrorist Financing (TF) and TF Criminalization
- Sanctions
LEGAL AND REGULATORY REQUIREMENTS
- Unit for Combating Money Laundering
- The Supervisory Authority
- Main provisions of the AML/CFT Law with regard to criminal liability, offences and penalties
- European Directives
- FATF
- High Risk Third Countries
- MONEYVAL
- The Combating of Terrorism Law of 2019 (N. 75(I)/2019) on
- the Fight against Terrorism
- The United Nations Security Council Resolutions and Decisions
- (Sanctions) and the Council of the European Union (Restrictive Measures) Law of 2016 (58(I)/2016)
THE AML COMPLIANCE CULTURE
- Basic elements of a strong compliance culture
- Internal Policies, Controls and Procedures
- The Role of the BoD
- The role and duties of the Compliance Officer, the Alternate
- Compliance Officer and Assistants
- The establishment and role of an Internal Audit function
- Employees obligations, education and training
ASSESSING AND MANAGING RISKS
- Risk-Based Approach (RBA)
- Identifying ML and TF risks
- Factors to determine risks
- Assessing ML/TF Risks
- On-going monitoring of the risk assessment and record keeping
Know Your Customer (KYC) and Customer Due Diligence (CDD)
- Procedures for the prevention of ML and TF
- Customer Identification and Due Diligence procedures
- Simplified Customer Due Diligence (SDD)
- Enhanced Customer Due Diligence (EDD)
- Sectoral guidelines for application of Customer Due Diligence measures
- Ongoing Monitoring
- Beneficial Ownership information
- Reliance on third parties
- CDD in case of networking of Obliged Entities or groups
- Prohibition of cooperation with shell banks
- Processing of personal data
Transaction Monitoring & Suspicious Reporting
- Internal reporting procedures and external reporting to the Unit
- Examples of suspicious transactions and activities related to ML and TF
Αναλυτικό Κόστος Σεμιναρίου
Για Δικαιούχους ΑνΑΔ
- € 338.00
- € 238.00
- € 64.22
- € 100.00
Για μη-Δικαιούχους ΑνΑΔ
- € 338.00
- € 0.00
- € 64.22
- € 338.00
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Τετάρτη - 29 Ιουν 2022
Ώρα
17:30 - 21:15
Τοποθεσία:
OnLine Virtual Classroom
Παρασκευή - 01 Ιουλ 2022
Ώρα
17:30 - 21:15
Τοποθεσία:
OnLine Virtual Classroom
Δευτέρα - 04 Ιουλ 2022
Ώρα
17:30 - 21:15
Τοποθεσία:
OnLine Virtual Classroom
Τετάρτη - 06 Ιουλ 2022
Ώρα
17:30 - 21:15
Τοποθεσία:
OnLine Virtual Classroom