LIVE ONLINE WEBINAR - MiFiD II: Investment Research, Investment Advice and Portfolio Management

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά

23 Σεπ 2021 14:30 23 Σεπ 2021 20:00 OnLine Virtual Classroom
Αγγλικά
5 ώρες ( 1 ημέρα )
LIVE ONLINE WEBINAR - MiFiD II: Investment Research, Investment Advice and Portfolio Management

ΠΕΡΙΓΡΑΦΗ

 The legal framework of MiFID II/MiFIR has applied since 3 January 2018. This new legislative framework strengthens investor protection and improves the functioning of financial markets making them more efficient, resilient and transparent. Professionals need to fully understand this legislative framework, its implications and how it is applied within firms.

In this 5-hour workshop we will examine and discuss the practical implementation as well as the application challenges of MiFID II relating to Investment Research, Investment Advice and Portfolio Management.

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

Learn how MiFID II and Delegated Regulations affect:
Investment Research
Investment Advise
Independent Investment Advise
Portfolio Management
 
Learn how PRIIPS and Delegated Regulations affect:
Information for Financial Instruments
Costs and Charges
 
Understand Regulatory requirements for:
Appropriateness Test
Suitability Assessment
Reporting to clients

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

The programme is suitable for all staff working or wishing to work in financial services including customer support, administration, finance and accounting, IT, customer services and sales. The course will greatly benefit several professions and functions including:

  • Graduates aiming for a career in Portfolio Management
  • New starters in Portfolio Management
  • Financial Journalists
  • FinTech professionals selling Products & Services to Portfolio Managers
  • Professional Investment Advisers
  • Marketing
  • Compliance,
  • Risk Management, Management

Technical personnel involved in the task of promoting and providing financial products who need to understand the different roles and responsibilities, as well as their regulatory constraints.

The programme will also be of interest to those who work with the industry such as corporate lawyers, accountants, and consultants.


 


ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Training Outline

  • MiFiR – Regulation (EU) 600/2014
  • MiFID II – Directive (EU) 2014/65
  • Delegated Regulations
  • Latest ESMA Q&A

Training Style

 This workshop is designed to be participative throughout. The agenda will combine key formal presentations, case studies and syndicate discussion sessions. There will be ample opportunity for participants to benchmark experiences with industry peers and raise issues of most concern to their organisation, either confidentially or in open session.


Trainer
Demetris Nicolaou

Demetris is the Executive Director and Portfolio Manager at Hanseatic Capital Management, a fund management company. Before his appointment at Hanseatic, Demetris was the Chief Financial Officer of D. Nicolaou & Sons Ltd. He also worked at Alpha Bank as Head of Asset Management and in the USA at Emerging Markets Management as Co-Portfolio Manager.

Demetris is a Non-Executive Director of Axia Ventures, an investment banking firm. He previously served as President of the CFA Society of Cyprus.
He is a CFA Charterholder and holds the advanced Certificate of Professional Competence from CySEC. He also acquired the Certificate in Company Direction from
the Institute of Directors, UK. Moreover, he is a Certified Trainer by the Human Resource Development Authority (HRDA).  Demetris Nicolaou holds a Bachelor’s Degree in Finance & Economics and an MBA from
the American University in Washington, DC.
Πληροφορίες Εκπαιδευτή
Δημήτρης Νικολάου -
Mr. Demetris Nicolaou is a CFA holder since 1999. He has an extensive career record which includes Investment Analyst and Co-Porfolio Manager at Emerging Markets Management in Arlington, Virginia, Head of Asset Management and Private Banking at Alpha Bank Cyprus and his current position is, as the CFO and also member of the Board of Directors for D. Nicolaou & Sons Ltd. He has served on the Board of the Chartered Financial Analysts (CFA) Society of Cyprus for four years as Secret...
Αναλυτικό Κόστος Σεμιναρίου
  • € 180.00
  • € 0.00
  • € 34.20
  • € 180.00
  • € 214.20
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ

Πέμπτη - 23 Σεπ 2021

Ώρα

14:30 - 20:00

ΕΚΠΑΙΔΕΥΤΗΣ:

Δημήτρης Νικολάου

Τοποθεσία:

OnLine Virtual Classroom

Εκδήλωση Ενδιαφέροντος : LIVE ONLINE WEBINAR - MiFiD II: Investment Research, Investment Advice and Portfolio Management

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