LIVE ONLINE WEBINAR - MiFID II Product Governance and Preparation of Key Information Documents (KID) of PRIIPS

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά

26 Μαΐου 2021 14:30 26 Μαΐου 2021 20:00
Αγγλικά
5.00 ώρες ( 1 ημέρα )
LIVE ONLINE WEBINAR - MiFID II Product Governance and Preparation of Key Information Documents (KID) of PRIIPS

ΠΕΡΙΓΡΑΦΗ

This program is intended for Investment Professionals engaged in designing and selling financial products, and for Compliance Professionals who need to monitor the promotion of such financial products to investors.

The programme offers a detailed overview of the Products Governance Requirements and the required components of the Key Investor Document (KID) for PRIPS (Packaged Retail Investment Products).

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

Upon completion of the programme participants will be able to:

  • Understand the regulatory requirements for manufacturing and distributing financial products
  • Distinguish between the responsibilities of manufacturers and distributors of financial products
  • Identify which products are affected
  • Comprehend the compliance requirements for the various professionals involved
  • Manage and avert potential conflicts of interest
  • Examine the various stages of product governance
  • Identify PRIPS products and the need for having a KID
  • Examine the main components of a KID and the required content

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

This programme is ideal for professionals working in the Financial Sector, such as:

  • Investment Advisors and Customer Support Personnel
  • Portfolio Managers and Designers of Investment Products or Strategies
  • FinTech professionals selling Products & Services
  • Professionals working in Compliance and Risk Management
  • Other Management, Administration, Marketing and Technical staff
  • Corporate lawyers, Accountants, and Consultants

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Training Outline

Product Governance

  • Responsibilities of manufacturers and distributors
  • Product stages and product features
  • Risk assessment, fees, conflicts of interest
  • Positive and negative target markets
  • Distribution and marketing

 

PRIPS / KID

  • Types of PRIPS (Packaged Retail Investment Products).
  • Key Information Document (KID)
  • Risk-Reward Profile
  • Organizational requirements
  • Recommended actions / Compliance
  • Components of the KID
  • Preparation of a KID


Training Style

This workshop is designed to enhance the participants’ knowledge of the topic through a combination of key formal presentations, practical examples and discussions.

There will be ample opportunity for participants to compare experiences with industry peers and raise issues of most concern to their organisation, either confidentially or in open session.

Participants will also receive the presentation handouts and transfer the knowledge gained to their workplace.  Overall they will gain considerable insights to better compliance with the MiFID II Product Governance Directive and Regulations including detailed information about PRIPS and the KID preparation.


CPD Recognition

This programme may be approved for up to 5 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

Professionals requiring CPD units to meet the education requirements for CySEC licence renewal, and/or for maintaining other professional memberships/certifications which accept CPD in Financial Regulation, are advised to consider training subjects in categories that indicate CPD training in Financial Regulation.


Trainer

Demetris Nicolaou

Demetris is the Executive Director and Portfolio Manager at Hanseatic Capital Management, a fund management company. Before his appointment at Hanseatic, Demetris was the Chief Financial Officer of D. Nicolaou & Sons Ltd. He also worked at Alpha Bank as Head of Asset Management and in the USA at Emerging Markets Management as Co-Portfolio Manager. Demetris is a Non-Executive Director of Axia Ventures, an investment banking firm. He previously served as President of the CFA Society of Cyprus.

He is a CFA Charterholder and holds the advanced Certificate of Professional Competence from CySEC. He also acquired the Certificate in Company Direction from the Institute of Directors, UK. Moreover, he is a Certified Trainer by the Human Resource Development Authority (HRDA). Demetris Nicolaou holds a Bachelor’s Degree in Finance & Economics and an MBA from the American University in Washington, DC.

Πληροφορίες Εκπαιδευτή
Δημήτρης Νικολάου -
Mr. Demetris Nicolaou is a CFA holder since 1999. He has an extensive career record which includes Investment Analyst and Co-Porfolio Manager at Emerging Markets Management in Arlington, Virginia, Head of Asset Management and Private Banking at Alpha Bank Cyprus and his current position is, as the CFO and also member of the Board of Directors for D. Nicolaou & Sons Ltd. He has served on the Board of the Chartered Financial Analysts (CFA) Society of Cyprus for four years as Secret...
Αναλυτικό Κόστος Σεμιναρίου
  • € 180.00
  • € 0.00
  • € 34.20
  • € 180.00
  • € 214.20
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ

Τετάρτη - 26 Μαΐου 2021

Ώρα

14:30 - 20:00

ΕΚΠΑΙΔΕΥΤΗΣ:

Δημήτρης Νικολάου

Τοποθεσία:

OnLine Virtual Classroom

Εκδήλωση Ενδιαφέροντος : LIVE ONLINE WEBINAR - MiFID II Product Governance and Preparation of Key Information Documents (KID) of PRIIPS

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EKK (CySEC) Ερωτήσεις Προετοιμασίας Βασικής Εξέτασης...

Περιγραφή  Τρεις (3) Εξετάσεις Ποετοιμασίας για τη Βασική Εξέταση της Επιτροπής Κεφαλαιαγοράς Κύπρου (ΕΚΚ) στα Ελληνικά..  ...

31/01/2025 17:15

Ελληνικά

eLearning

Market Abuse Regime (MAR) iLecture...

Market Abuse Regime (MAR) iLecture by Vivienne Bannigan An interactive 90-minute on-demand market abuse workshop. Background The purpose of the mar...

31/01/2025 17:15

Αγγλικά

eLearning

Sales Compliance and Techniques for Investment Firms (5 CPD Units)...

DESCRIPTION This course aims, is to assist professionals in investment firms, in particularly those whose primary function is within the Sales, customer rete...

31/01/2025 17:15

Αγγλικά

eLearning

CySEC Basic Examination Practice and Mock Exams...

A set of 3 full Mock Exams in English for the latest CySEC Basic Examination Syllabus. Registration and Access To register to this course, click on the Bu...

31/01/2025 17:15

Αγγλικά

eLearning

CySEC 20 CPD Bundle 4...

The course includes: Anti-Bribery and Anti-Corruption Anti-Money Laundering and Terrorism Financing Fundamentals Corporate Governance for Financial In...

31/01/2025 17:15

Αγγλικά

eLearning

Governance, Risk Management and Compliance (4 CPD Units)...

The self-based online training programme provides the participants with a broad range of areas addressed in a Governance, Risk and Compliance (GRC) model. Parti...

31/01/2025 17:15

Αγγλικά

eLearning

AIFM - Alternative Investment Fund Managers...

Description This course offers a comprehensive introduction to the Alternative Investment Fund Managers (AIFM). It addresses the application of the AIFM Law,...

31/01/2025 17:15

Αγγλικά

eLearning

IGCA Certificate in AML...

The IGCA’s AML Certificate’s Curriculum IGCA’s AML Certificate covers the following specific topics: – Money laundering methods, techniques, red flags and...

31/01/2025 17:15

Αγγλικά

eLearning

Certified Blockchain Developer - Ethereum (CBDE) with Exam Voucher...

Description  This course will cover the syllabus of BTA's Certified Blockchain Developer - Ethereum (CBDE) examination.  The Certified Blockchain Develope...

31/01/2025 17:15

Αγγλικά

eLearning

Anti-Money Laundering (AML) for Legal Professionals and DNFBPs...

Designated Non-Financial Businesses and Professionals must have in place and implement procedures in order to identity a person (KYC) and also exercise an inves...

31/01/2025 17:15

Αγγλικά

eLearning

Market Abuse Regulation Overview...

This course offers a condensed review of Market Abuse Regulation (MAR). It addresses the characteristics of market abuse and the impact on firms and individuals...

31/01/2025 17:15

Αγγλικά

eLearning

AIF and AIFM...

Description This course offers a comprehensive introduction to Alternative Investment Funds (AIF) and to Alternative Investment Fund Managers (AIFM) It addre...

31/01/2025 17:15

Αγγλικά

eLearning

Sales, Marketing & Customer Services...

In today’s competitive business landscape, effective communication, empathy, and problem-solving skills are crucial for success in sales, marketing, and custome...

31/01/2025 17:15

Αγγλικά

eLearning

Certificate in KYC and CDD...

KYC/CDD is a critical element for effectively managing the risks posed by potential clients (thus protecting the organization against criminals, terrorists, and...

31/01/2025 17:15

Αγγλικά

eLearning

Ethereum Developer...

Description  This course on Ethereum developers is designed for programmers and developers who want to take a comprehensive deep dive in writing smart contra...

31/01/2025 17:15

Αγγλικά

eLearning

MiFIR iLecture...

MiFIR Transaction Reporting iLecture by Vivienne Bannigan An interactive 90-minute on-demand MiFIR workshop. Background Accurate and complete MiFIR...

31/01/2025 17:15

Αγγλικά

eLearning

CySEC 10 CPD Bundle 7...

The course includes: International Economic Sanctions Know your Client (KYC) and Customer Due Diligence (CDD) Training Duration ...

31/01/2025 17:15

Αγγλικά

eLearning

Certified Ethical Hacker...

A Certified Ethical Hacker (CEH) is a skilled professional who understands and knows how to look for weaknesses and vulnerabilities in target systems and uses t...

31/01/2025 17:15

Αγγλικά

eLearning

CySEC Advanced Examination Practice and Mock Exams...

Description  A set of 6 full Mock & Revision Exams in English for the latest CySEC Advanced Examination Syllabus.  ...

31/01/2025 17:15

Αγγλικά

eLearning

CySEC 15 CPD Bundle 6...

The course includes: Insider Dealing and Market Manipulation European Market Infrastructure Regulation (EMIR) Overview Treating Customers Fairly and H...

31/01/2025 17:15

Αγγλικά

eLearning

CySEC 10 CPD Bundle 5...

The course includes: AML Suspicious Activity Reports and Suspicious Transaction Reports (SAR/STRs) Market Abuse Regulation Overview Best Execution Ove...

31/01/2025 17:15

Αγγλικά

eLearning

Compliance Introduction...

A firm needs to establish, implement and maintain adequate policies and procedures sufficient to ensure compliance of the firm (covering its managers, employees...

31/01/2025 17:15

Αγγλικά

eLearning

Compliance Monitoring and Testing...

This course explores what to consider when building a compliant Compliance Monitoring programme and how to effectively deliver reports. It considers the FCA’s r...

31/01/2025 17:15

Αγγλικά

eLearning

Compliance Introduction...

Compliance involves the efforts and programs of an organization to ensure that the business complies with government and industry regulations. If your organizat...

31/01/2025 17:15

Αγγλικά

eLearning

CASS iLecture...

CASS iLecture by Vivienne Bannigan This is a 90 minutes interactive iLecture on the In’s and Out’s of the CASS Resolution Pack. Background Since 2010 t...

31/01/2025 17:15

Αγγλικά

eLearning

Certificate in Compliance...

Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the di...

31/01/2025 17:15

Αγγλικά

eLearning

Corporate Governance for Financial Institutions...

The concept/term Corporate Governance has featured regularly in discussions, both within the professional and academic community, since the 1990s and has become...

31/01/2025 17:15

Αγγλικά

eLearning

Sustainable Finance Disclosure Regulation (SFDR) and other ESG Initiat...

Sustainable Finance refers to any form of financial service integrating Environmental, Social and Governance (ESG) criteria into the business or investment...

31/01/2025 17:15

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

eLearning

MiFIR Transaction Reporting (5 CPD Units)...

DESCRIPTION MiFID II/MiFIR which came into effect on 3 January 2018, is a new legislative framework which aims to strengthen investor protection and improve th...

31/01/2025 17:15

5.00 ώρες (1 ημέρα)

Αγγλικά

eLearning

European Market Infrastructure Regulation (EMIR) Overview...

Description This course offers a comprehensive overview of the EMIR. It addresses the EMIR requirements, the types of counterparties and the clearing obligat...

31/01/2025 17:15

Αγγλικά

eLearning

Market Abuse and Regulation...

Description This course will provide a comprehensive review of Market Abuse and the respective regulatory environment. It will cover inside information and i...

31/01/2025 17:15

Αγγλικά

eLearning

Compliance Essentials...

ACompliance Essentials provides comprehensive coverage of the key compliance / conduct issues that financial services sector companies face today. It provides 8...

31/01/2025 17:15

Αγγλικά

eLearning

Anti-Money Laundering for Law Firms...

Reduce risk and safeguard your business. Created in partnership with industry experts, our training is designed to develop the right behaviours and deliver bett...

31/01/2025 17:15

Αγγλικά

eLearning

CySEC 10 CPD Bundle 1...

The CPD bundle includes the following modules – Cybersecurity Awareness, Digital Operational Resilience Act (DORA), and Fundamentals of Environmental, Social & ...

31/01/2025 17:15

Αγγλικά

eLearning

CySEC 10 CPD Bundle 3...

The course includes: ICAAP – Internal Capital Adequacy Assessment Process Financial Crime Risk Management Ethics and Compliance ...

31/01/2025 17:15

Αγγλικά

eLearning

CySEC 20 CPD Bundle 6...

The course includes: Best Execution Overview AIF – Alternative Investment Funds Understanding Securities Financing Transaction Regulation – SFTR Fin...

31/01/2025 17:15

Αγγλικά

eLearning

Approved Persons Regime...

Approved Persons Regime awareness course for all members of firms NOT subject to the Senior Managers & Certification Regime (SM&CR) which came into effect on 7 ...

31/01/2025 17:15

Αγγλικά

eLearning

CASS Introduction...

A short online e-learning primer aimed as an introductory overview for those encountering Client Money and Client Assets for the first time, and for those worki...

31/01/2025 17:15

Αγγλικά

eLearning

Product Governance, Suitability and Appropriateness (5 CPD Units)...

DESCRIPTION The product governance regime aims to ensure that firm’s act in a client’s best interests, including funds and related management services, to en...

31/01/2025 17:15

Αγγλικά

eLearning

The Fund Industry: Latest Regulatory Framework...

Description This course offers a comprehensive introduction to AIF, AIFM, AIFMD, and UCITS. It addresses the various categories and legal forms of AIFs, the ...

31/01/2025 17:15

Αγγλικά

eLearning

CySEC AML Certification Examination Practice and Mock Exams...

Description A set of 4 full Mock & Revision Exams in English for the latest CySEC AML Certification Examination Syllabus. ...

31/01/2025 17:15

Αγγλικά

eLearning