Ελληνικά 
English
LIVE ONLINE WEBINAR - Regulatory Basics for CIFs
- Χρηματοοικ. Ασφαλιστικά Τραπεζικά
21 Δεκ 2020 15:30
22 Δεκ 2020 21:00
OnLine Virtual Classroom
Αγγλικά
10 ώρες
(
2 μέρες
)
Παναγιώτης Νικολάου
ΠΕΡΙΓΡΑΦΗ
In a modern and dynamic corporate environment, the professionals are striving to optimise their organisational performance via complying with regulatory requirements coming from both European Union as well as Cyprus. The regulatory framework surrounding the financial operations is becoming stricter year by year. MiFID 2 regulatory framework got established, 6th AML Directive has been issued, existing AML law has been updated, MAR came into force along with many other regulations and directives that affect directly and indirectly the financial organisations. This new regulatory framework aims to strengthen, at least, the investor protection and improve the functioning of financial markets, making them more efficient, resilient and transparent.
This 10-hour programme targets to provide a comprehensive understanding of significant regulations surrounding the financial sector, in order to support the professionals in their day to day operations.
ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ
Training Objectives
- Recognise the Regulators and the Supervisory Authorities
- Recognise how MiFID II and Delegated Regulations affect the following areas:
- Safeguarding of client assets
- Pre and Post-trade information to clients
- Investment Research
- Investment Advise
- Portfolio Management
- Best Execution
- Understand the significant implications of Market Abuse
- Market Abuse Framework
- Inside information – insider dealing and market manipulation definitions and examples
- Learn how PRIIPS and Delegated Regulations affect:
- Information for Financial Instruments
- Costs and Charges
- Understand Regulatory requirements for:
- Appropriateness Test
- Suitability Assessment
- Reporting to clients
- Learn the Basics for AML such as:
- The major predicate offences recognised by the 6th AML directive
- The required documents and steps during the KYC process
ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ
- Natural persons (including tied agents) providing relevant services to clients on behalf of a firm under the scope of MiFID 2
- Graduate or postgraduate students
- Existing professionals who wish to obtain a better understanding of the Investment firms’ industry and the operations of CIF
- Persons who wish to have a career in Compliance, Account Opening, Back Office, Sales Agent, Customer Support Representative, Retention Officer, other front-facing staff who are involved in the provision of information and/or marketing communication to clients or potential clients as per CySEC Circular C181
ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ
Training Outline
- MiFiR – Regulation (EU) 600/2014
- MiFID II – Directive (EU) 2014/65
- MAR – No 596/2014
- Delegated Regulations
- Latest ESMA Q&A
Training Style
The training style will include the presentation of all the material using slides and handouts. The trainer will use practical examples to elaborate on various concepts as well as show various videos that highlight course concepts and encourage class discussion. Participants will engage in an exchange of ideas and sharing of knowledge on the subject matter. The course aims to provide practical guidance and enhanced knowledge to participants, who will learn the basic terminology and then proceed to understand an advanced level of Investment firms’ industry and the operations of CIF. Participants will also benefit from feedback at the end of the programme and take away the knowledge gained to be transferred to their workplace.
CPD Recognition
This programme may be approved for up to 10 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
Πληροφορίες Εκπαιδευτή
Παναγιώτης Νικολάου - CEO AFXAnts
Αναλυτικό Κόστος Σεμιναρίου
Για Δικαιούχους ΑνΑΔ
- € 420.00
- € 170.00
- € 79.80
- € 250.00
- € 297.50
Για μη-Δικαιούχους ΑνΑΔ
- € 420.00
- € 0.00
- € 79.80
- € 420.00
- € 499.80
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ
Δευτέρα - 21 Δεκ 2020
Ώρα
15:30 - 21:00
ΕΚΠΑΙΔΕΥΤΗΣ:
Παναγιώτης ΝικολάουΤοποθεσία:
OnLine Virtual Classroom
Τρίτη - 22 Δεκ 2020
Ώρα
15:30 - 21:00
ΕΚΠΑΙΔΕΥΤΗΣ:
Παναγιώτης ΝικολάουΤοποθεσία:
OnLine Virtual Classroom
Εκδήλωση Ενδιαφέροντος : LIVE ONLINE WEBINAR - Regulatory Basics for CIFs
Σεμινάρια στην ίδια κατηγορία από τον ίδιο διοργανωτή
DORA Register of Information, Third-Party Risk Management & Incident H...
The Digital Operational Resilience Act (DORA) became applicable on 17 January 2025, which stands as a transformative framework. Its implications are far-reachin...
08/07/2025 10:00
3.00 ώρες (1 ημέρα)
Αγγλικά
Live Online
CySEC AML Certification Examination Preparation Course...
The CySEC AML Certification Examination requires very good knowledge of the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 20...
14/07/2025 15:00
16.00 ώρες (4 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
CySEC Certification Examination Preparation Course (Advanced, Basic)...
With a proven track record, the highly successful EIMF CySEC examination preparation course offers an in-depth coverage of all the required material, preparing ...
04/08/2025 15:30
32.00 ώρες (8 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
CySEC AML Certification Examination Preparation Course...
The CySEC AML Certification Examination requires very good knowledge of the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 20...
25/08/2025 15:00
16.00 ώρες (4 μέρες)
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
Live Online
UCITS - Undertakings for Collective Investments in Transferable Securi...
Description This course offers a comprehensive introduction to the Undertakings for Collective Investments in Transferable Securities (UCITS). It addresses t...
31/01/2026 08:01
Αγγλικά
eLearning
Sales Compliance and Techniques for Investment Firms (5 CPD Units)...
DESCRIPTION This course aims, is to assist professionals in investment firms, in particularly those whose primary function is within the Sales, customer rete...
31/01/2026 08:01
Αγγλικά
eLearning
Anti-Money Laundering and Terrorism Financing Fundamentals...
Effective Anti-Money Laundering (AML) programs – to ensure AML compliance — are a fundamental requirement for obliged entities. Ensuring effective policies, pro...
31/01/2026 08:01
Αγγλικά
eLearning
Corporate Governance for Financial Institutions...
The concept/term Corporate Governance has featured regularly in discussions, both within the professional and academic community, since the 1990s and has become...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 20 CPD Bundle 6...
The course includes: Best Execution Overview AIF – Alternative Investment Funds Understanding Securities Financing Transaction Regulation – SFTR Fin...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 15 CPD Bundle 8...
The course includes: Advanced Anti-Money Laundering for Financial Institutions International Economic Sanctions Product Governance, Suitability and Ap...
31/01/2026 08:01
Αγγλικά
eLearning
CASS Introduction...
A short online e-learning primer aimed as an introductory overview for those encountering Client Money and Client Assets for the first time, and for those worki...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 15 CPD Bundle 1...
The course includes: MiFID II Overview European Market Infrastructure Regulation (EMIR) Overview Anti-Money Laundering and Terrorism Financing Fundame...
31/01/2026 08:01
Αγγλικά
eLearning
AIFM - Alternative Investment Fund Managers...
Description This course offers a comprehensive introduction to the Alternative Investment Fund Managers (AIFM). It addresses the application of the AIFM Law,...
31/01/2026 08:01
Αγγλικά
eLearning
Sustainable Finance Disclosure Regulation (SFDR) and other ESG Initiat...
Sustainable Finance refers to any form of financial service integrating Environmental, Social and Governance (ESG) criteria into the business or investment...
31/01/2026 08:01
Αγγλικά
Επιχορηγημένο-ΑνΑΔ
eLearning
CySEC 10 CPD Bundle 5...
The course includes: AML Suspicious Activity Reports and Suspicious Transaction Reports (SAR/STRs) Market Abuse Regulation Overview Best Execution Ove...
31/01/2026 08:01
Αγγλικά
eLearning
Product Governance, Suitability and Appropriateness...
DESCRIPTION The product governance regime aims to ensure that firm’s act in a client’s best interests, including funds and related management services, to en...
31/01/2026 08:01
Αγγλικά
eLearning
Introduction to Know Your Client (KYC) and Customer Due Diligence (CDD...
KYC/CDD is a critical element for effectively managing the risks posed by potential clients, thus protecting the organization against criminals, terrorists, and...
31/01/2026 08:01
Αγγλικά
eLearning
Advanced Anti-Money Laundering for Financial Institutions...
This comprehensive course provides an in-depth exploration of Anti-Money Laundering (AML) strategies, criminal activities, and regulatory frameworks. Desig...
31/01/2026 08:01
Αγγλικά
eLearning
CISI International Introduction to Investment...
Description The International Introduction to Investment offers a broad introduction to the financial services professional sector, with a specific focus on ...
31/01/2026 08:01
Αγγλικά
eLearning
Financial Promotion and Marketing Compliance...
Description This course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and German...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 15 CPD Bundle 4...
The course includes: Fundamentals of Environmental, Social & Governance (ESG) Reporting & Compliance Financial Crime Risk Management Digital Operation...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 20 CPD Bundle 3...
The course includes: ICAAP – Internal Capital Adequacy Assessment Process Fundamentals of Environmental, Social & Governance (ESG) Reporting & Complianc...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 15 CPD Bundle 5...
The course includes: Corporate Governance for Financial Institutions International Economic Sanctions Fundamentals of Environmental, Social & Governan...
31/01/2026 08:01
Αγγλικά
eLearning
AIF - Alternative Investment Funds...
Description This course offers a comprehensive introduction to the Alternative Investment Funds (AIF). It addresses national and EU issues, reflecting the le...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 20 CPD Bundle 2...
The course includes: Advanced Anti-Money Laundering for Financial Institutions International Economic Sanctions Sustainable Finance Disclosure Regulat...
31/01/2026 08:01
Αγγλικά
eLearning
Compliance Introduction...
Compliance involves the efforts and programs of an organization to ensure that the business complies with government and industry regulations. If your organizat...
31/01/2026 08:01
Αγγλικά
eLearning
MiFIR Transaction Reporting...
DESCRIPTION MiFID II/MiFIR which came into effect on 3 January 2018, is a new legislative framework which aims to strengthen investor protection and improve th...
31/01/2026 08:01
5.00 ώρες (1 ημέρα)
Αγγλικά
eLearning
Anti-Money Laundering and Counter Terrorist Finance...
This course provides staff with an understanding of the process of money laundering, the laws and regulations that make it illegal, and the responsibilities of ...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC AML Certification Examination Practice and Mock Exams...
A set of 5 full Mock & Revision Exams in English for the latest CySEC AML Certification Examination Syllabus. Registration and Access To register to this ...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 20 CPD Bundle 5...
The course includes: The Fund Industry: Latest Regulatory Framework Know your Client (KYC) and Customer Due Diligence (CDD) Risk Based Approach (RBA) ...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 20 CPD Bundle 9...
The course includes: Advanced Anti-Money Laundering for Financial Institutions Know your Client (KYC) and Customer Due Diligence (CDD) ICAAP – Interna...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 20 CPD Bundle 8...
The course includes: Advanced Anti-Money Laundering for Financial Institutions Know your Client (KYC) and Customer Due Diligence (CDD) ICAAP – Interna...
31/01/2026 08:01
Αγγλικά
eLearning
Governance, Risk Management and Compliance (4 CPD Units)...
The self-based online training programme provides the participants with a broad range of areas addressed in a Governance, Risk and Compliance (GRC) model. Parti...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 20 CPD Bundle 4...
The course includes: Anti-Bribery and Anti-Corruption Anti-Money Laundering and Terrorism Financing Fundamentals Corporate Governance for Financial In...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 15 CPD Bundle 9...
The course includes: Advanced Anti-Money Laundering for Financial Institutions International Economic Sanctions Product Governance, Suitability and Ap...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 10 CPD Bundle 6...
The course includes: Financial Regulation: The International Regulatory Environment Governance, Risk Management and Compliance Digital Operational Res...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 10 CPD Bundle 4...
The course includes: European Market Infrastructure Regulation (EMIR) Overview Practical Aspects of the Compliance Function Ethics and Compliance ...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 15 CPD Bundle 3...
The course includes: Market Abuse and Regulation Treating Customers Fairly and Handling Complaints in the Financial Services Sector ...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 15 CPD Bundle 7...
The course includes: Governance, Risk Management and Compliance ICAAP – Internal Capital Adequacy Assessment Process Digital Operational Resilience Ac...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 15 CPD Bundle 6...
The course includes: Insider Dealing and Market Manipulation European Market Infrastructure Regulation (EMIR) Overview Treating Customers Fairly and H...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 20 CPD Bundle 10...
The course includes: Advanced Anti-Money Laundering for Financial Institutions Know your Client (KYC) and Customer Due Diligence (CDD) ICAAP – Interna...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 20 CPD Bundle 1...
The course includes: Risk Based Approach (RBA) to Anti Money Laundering AML Suspicious Activity Reports and Suspicious Transaction Reports (SAR/STRs) ...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 10 CPD Bundle 2...
The course includes: Anti-Money Laundering and Terrorism Financing Fundamentals Fundamentals of Risk Management Market Abuse Regulation Ove...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 10 CPD Bundle 8...
The course includes: Market Abuse Regulation Overview Best Execution Overview Ethics, Integrity and Fairness in Financial Services Digital Operation...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 10 CPD Bundle 7...
The course includes: International Economic Sanctions Know your Client (KYC) and Customer Due Diligence (CDD) Training Duration ...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 10 CPD Bundle 1...
The CPD bundle includes the following modules – Cybersecurity Awareness, Digital Operational Resilience Act (DORA), and Fundamentals of Environmental, Social & ...
31/01/2026 08:01
Αγγλικά
eLearning
European Investment Funds: a Comprehensive Guide to UCITS, AIFs, Struc...
This course provides a comprehensive overview of European investment funds, focusing on their structure, regulation, and emerging trends. Participants will gain...
31/01/2026 08:01
Αγγλικά
eLearning
Fundamentals of Risk Management...
Description This course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers r...
31/01/2026 08:01
Αγγλικά
eLearning
Market Abuse and Regulation...
Description This course will provide a comprehensive review of Market Abuse and the respective regulatory environment. It will cover inside information and i...
31/01/2026 08:01
Αγγλικά
eLearning
Fundamentals of Investment and Finance...
Description This course offers a general review of the financial services sector, with a specific focus on investments from a global perspective. The focus o...
31/01/2026 08:01
Αγγλικά
eLearning
EKK (CySEC) Ερωτήσεις Προετοιμασίας Βασικής Εξέτασης...
Περιγραφή Τρεις (3) Εξετάσεις Ποετοιμασίας για τη Βασική Εξέταση της Επιτροπής Κεφαλαιαγοράς Κύπρου (ΕΚΚ) στα Ελληνικά.. ...
31/01/2026 08:01
Ελληνικά
eLearning
Insider Dealing and Market Manipulation...
Description This course will provide a comprehensive introduction to the Market Abuse Regulation's definitions on insider information and inside dealing. It ...
31/01/2026 08:01
Αγγλικά
eLearning
Best Execution Overview...
Best execution is the achievement to provide clients with the best possible outcome for their transactions. Investment Firms need to take all necessary and suff...
31/01/2026 08:01
Αγγλικά
eLearning
Anti-Money Laundering (AML) for Legal Professionals and DNFBPs...
Designated Non-Financial Businesses and Professionals must have in place and implement procedures in order to identity a person (KYC) and also exercise an inves...
31/01/2026 08:01
Αγγλικά
eLearning
Financial Promotions Regulations...
This course looks at the key rules and requirements to issue complaint financial promotions and maintain appropriate oversight and control of your financial pro...
31/01/2026 08:01
Αγγλικά
eLearning
Best Execution...
The FCA rules relating to Best Execution cover all ‘financial instruments’. Firms must establish and implement a Best Execution Policy, setting out details of h...
31/01/2026 08:01
Αγγλικά
eLearning
Foreign Account and Tax Compliance Act (FATCA) & Common Reporting Stan...
This course gives an in-depth overview of the two major documents that shape today’s international tax environment: the U.S. Foreign Account and Tax Compliance ...
31/01/2026 08:01
Αγγλικά
eLearning
Compliance Monitoring and Testing...
This course explores what to consider when building a compliant Compliance Monitoring programme and how to effectively deliver reports. It considers the FCA’s r...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC Advanced Examination Practice and Mock Exams...
Description A set of 6 full Mock & Revision Exams in English for the latest CySEC Advanced Examination Syllabus. ...
31/01/2026 08:01
Αγγλικά
eLearning
Compliance Essentials...
ACompliance Essentials provides comprehensive coverage of the key compliance / conduct issues that financial services sector companies face today. It provides 8...
31/01/2026 08:01
Αγγλικά
eLearning
Market Abuse Regulation Overview...
This course offers a condensed review of Market Abuse Regulation (MAR). It addresses the characteristics of market abuse and the impact on firms and individuals...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 10 CPD Bundle 3...
The course includes: ICAAP – Internal Capital Adequacy Assessment Process Financial Crime Risk Management Ethics and Compliance ...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 15 CPD Bundle 2...
The course includes: The Fund Industry: Latest Regulatory Framework Sustainable Finance Disclosure Regulation (SFDR) and other ESG Initiatives ...
31/01/2026 08:01
Αγγλικά
eLearning
Ethics, Integrity and Fairness in Financial Services...
Firms and individuals operating in the sector must be conscious and mindful of these standards and expectations and consider both whether they are satisfying th...
31/01/2026 08:01
Αγγλικά
eLearning
The Fund Industry: Latest Regulatory Framework...
Description This course offers a comprehensive introduction to AIF, AIFM, AIFMD, and UCITS. It addresses the various categories and legal forms of AIFs, the ...
31/01/2026 08:01
Αγγλικά
eLearning
CySEC 20 CPD Bundle 7...
The course includes: Governance, Risk Management and Compliance Fundamentals of Environmental, Social & Governance (ESG) Reporting & Compliance Ethics...
31/01/2026 08:01
Αγγλικά
eLearning
European Market Infrastructure Regulation (EMIR) Overview...
Description This course offers a comprehensive overview of the EMIR. It addresses the EMIR requirements, the types of counterparties and the clearing obligat...
31/01/2026 08:01
Αγγλικά
eLearning