Certified FinTech Risk And Regulatory Compliance Associate (CFRRCA)

- Χρηματοοικ. Ασφαλιστικά Τραπεζικά

04 Οκτ 2022 09:00 20 Οκτ 2022 13:30
Αγγλικά
28 ώρες ( 7 μέρες )
Certified FinTech Risk And Regulatory Compliance Associate (CFRRCA)

ΠΕΡΙΓΡΑΦΗ

Course Overview 

Many organizations are embracing new technologies to better serve their customers, innovate products and services and use technology to make their operations more efficient. Technology-driven innovation represents an opportunity, yet it also creates a new area of Risk which needs to be monitored.   Managers or executives need to become better acquainted with the risk management implications of the technologies. 

The course aims to equip participants with such knowledge and skills for managing risks using new financial technologies. 

Fintech companies are on the rise and rapidly replacing traditional banking functions with smart technology. Banks and credit unions are collaborating with fintech companies to offer customers quick and convenient access to an array of banking services, including automated online payments, fund transfers, personal loans, investments, and more.  Although fintech’s create a more convenient experience for customers, there are some major risks which both banks and fintechs need to consider. 

In response to this trend, this course has been developed to provide participants with the knowledge needed to anticipate potential risks of the emerging technologies, with a focus on the financial industry. 

ΣΚΟΠΟΣ ΣΕΜΙΝΑΡΙΟΥ

Participants of the programme will: 

  • Understand what Fintech is and the sub-sectors that comprise it 
  • Learn how the Fintech ecosystem works, who the players are and the current trends that exist in the industry 
  • Have a clear understanding of key technologies and frameworks behind Fintech 
  • Be able to adopt an innovative Fintech strategy within their own organization to lead a digital transformation project 
  • Gain a thorough understanding of blockchain technology applications in banking and finance 

ΣΕ ΠΟΙΟΥΣ ΑΠΕΥΘΥΝΕΤΑΙ

The programme is ideal for 

  • Compliance Officers 
  • Risk & Compliance Managers 
  • Heads of Compliance & Risk 
  • Compliance Risk Reporting Managers 
  • Small start-ups, with staff in hybrid roles that include anti-money laundering (AML) tasks 
  • Mid-sized FinTechs transitioning to a more structured AML program 
  • Large FinTechs with dedicated compliance teams 
  • Compliance Analysts and Officers 
  • Risk Analysts 
  • AML Officers 
  • AML Analysts and Associates 
  • KYC Analysts and Associates 
  • Compliance Monitoring Analysts 
  • Money Launder Reporting Officers (MLRO) 
  • FinTech Associates 
  • Compliance Associates and Managers 
  • Compliance Operations Analysts 
  • Heads of Compliance 
  • Fraud Analysts and Associates 

ΠΕΡΙΣΣΟΤΕΡΕΣ ΠΛΗΡΟΦΟΡΙΕΣ

Training Outline

Module 1: FinTech and Ecosystems (Fintech Industry: Stats, Trends, And Companies in The Ecosystem) 

  • FinTech ecosystem  
  • The elements of a FinTech ecosystem 
  • Major participants in the FinTech ecosystem 
  • FinTech ecosystem development framework 
  • Government roles and responsibilities in the FinTech ecosystem 

 

Module 2: Regulation and supervision of fintech 

  • Fintech regulation 
  • Implications for firms 
  • Regulatory and supervisory pressures on firms adopting FinTech 
  • FinTech Risks 
  • Regulation and supervision 


Module 3: Fintech and Payments Regulation: Analytical Framework 

  • Motivation for Analytical Framework 
  • Organized Steps around the analytical framework  


Module 4: How Fintech Companies Should Handle Compliance 

  • Fintech, Regtech and The Role of Compliance  
  • Fintech regulation: how to achieve a level playing field  
  • How Fintech is Changing the Compliance Landscape 
  • AML: The Biometric Solution for Crypto 

 

Module 5: Regulation Allows Cryptocurrencies and Assets to Thrive And Develop: 

  • E-Money and Virtual Assets 
  • E-Money Issuers (EMI’s) and Virtual Asset Service Providers (VASPS) 
  • The Anti-Money Laundering Act 
  • Data Privacy Act 
  • Analysis of the main current policy issues in the crypto-assets market 
  • Identification of gaps in the existing EU regulatory and legal framework 
  • Policy options to address the existing gaps 


Module 6: Fintech Ecosystem: The Impact on Consumers Protection 

  • Digital Financial Consumer Protection Concerns 
  • Preconditions For Digital Financial Consumer Protection 
  • General Considerations and Recommendations    
  • Guidelines And Recommendations Concerning the Duties and Rights Of   
  • Digital Financial Consumers         
  • Specific Considerations for Major Fintech Products in The Americas  
  • Alternatives For a Consumer Protection and Misconduct Supervision Model in The New Technological Environment      
  • Guidelines For the Implementation of Supervision Strategies 

 

Module 7: Digital Technology Risks for Finance: Dangers Embedded in Fintech and Regtech 

  • FinTech’s and Regulatory Compliance: Understanding Risks and Rewards  
  • Understanding the Risks of Fintech 
  • How FinTech’s Can Deal with Regulatory Compliance 
  • All you need to know about Risk management in Fintech  
  • Risks Facing Fintech Operations – and What You Can Do About Them 
  • Fintech Product Development 
  • Core Components of the Development Life Cycle of Fintech Software Used in Retail 

 

Module 8: How to Improve and Maintain Compliance Culture in The Fintech Ecosystem 

  • The FinTech Ecosystem Between Legal Compliance and Social Dimension 
  • Why a ‘Culture of Compliance’ in Banking Should Be Second Nature 
  • Risk Culture vs. Compliance Culture: What’s the Difference? 


Module 9: FinTech and Future Tech (Blockchain, AI, Cryptocurrency) The Perfect Blend 

  • Banks and the Digital Transformation 
  • Blockchain Technology Overview 
  • How Blockchain Is Revolutionizing FinTech 
  • Cryptocurrency Overview 
  • Decentralized finance (DeFi) Overview 
  • How blockchain and cryptocurrencies can deliver financial inclusion  
  • Fintech Tech Trends in the world of Crypto & Blockchain 
  • What Is AI and Future of AI in Finance 


Course closure  

  • Closing remarks, Conclusion, wrap-up, Q&A, and discussion 
  • Course evaluation and feedback 


Trainer

Nadine Ghosn Eid

Nadine Ghosn Eid is the Founder of BeyondComply, a compliance consultancy and training firm established to help financial services companies understand and overcome the challenges arising from compliance, regulation, and market developments. Nadine is a Certified Anti-Money Laundering Specialist (CAMS) based in Beirut who’s been a Speaker in various Global Compliance and Financial Crime Prevention Conferences, and has more than 26 years of Banking Experience with a focus on Compliance, Treasury, Capital Markets and Private Banking, in addition to 17 years of concentration in the Cards and Payments Industry. Nadine serves as a Professional Consultant in Anti-Money Laundering, Governance Risk & Compliance, Regulatory Compliance, Data Protection, and Cards Industry Rules and Regulations. She is also certified as a Trainer by the European Institute of Management and Finance (EIMF), an EU GDPR Foundation and Practitioner by The Knowledge Academy UK, and in Financial Derivatives, Securities, and FSA Regulations by the UK’s Chartered Institute for Securities & Investments (CISI). Nadine currently holds also the position of Director of Compliance & Regulatory Affairs at areeba, a Leading Regional Financial Technology company specialized in the payment cards and electronic services and in offering issuing and acquiring services to banks, other financial institutions, merchants and retailers. Prior to areeba, Nadine worked for 14 years with CSCBank sal, a regional leader in the card and electronic payment processing industry, of which the last three years have been also as Head of Compliance. Nadine holds a Master’s Degree in Money and Banking from The American University of Beirut. She has an extended financial experience in the Middle Eastern, African, American, and European markets. She is fluent in English, French and Arabic, and is no stranger to EU and US legislations, having worked for multiple banks that do business in European and American markets.

Training Style 

The programme is designed to offer knowledge through a practical delivery style and enhance participants’ skills via short lectures, case-studies, and practical examples. Participants will also benefit from feedback at the end of the programme and take away the knowledge gained to be transferred at their workplace. 


Knowledge Test

At the completion of the knowledge areas, participants will be assessed via the form of Multiple-Choice Questions which will consist of questions related to the material taught. The aim of the assessment is to examine participants’ overall attention and knowledge of material taught as well as their competencies towards the implementation of practical cases.


CPD Recognition

This programme may be approved for up to 28 CPD units in Financial Regulation. Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

Αναλυτικό Κόστος Σεμιναρίου

Για Δικαιούχους ΑνΑΔ

  • € 875.00
  • € 476.00
  • € 166.25
  • € 399.00

Για μη-Δικαιούχους ΑνΑΔ

  • € 875.00
  • € 0.00
  • € 166.25
  • € 875.00
ΠΡΟΓΡΑΜΜΑ ΣΕΜΙΝΑΡΙΟΥ

Τρίτη - 04 Οκτ 2022

Ώρα

09:00 - 13:30

Τοποθεσία:

OnLine Virtual Classroom

Τετάρτη - 05 Οκτ 2022

Ώρα

09:00 - 13:30

Τοποθεσία:

OnLine Virtual Classroom

Πέμπτη - 06 Οκτ 2022

Ώρα

09:00 - 13:30

Τοποθεσία:

OnLine Virtual Classroom

Τετάρτη - 12 Οκτ 2022

Ώρα

09:00 - 13:30

Τοποθεσία:

OnLine Virtual Classroom

Πέμπτη - 13 Οκτ 2022

Ώρα

09:00 - 13:30

Τοποθεσία:

OnLine Virtual Classroom

Τετάρτη - 19 Οκτ 2022

Ώρα

09:00 - 13:30

Τοποθεσία:

OnLine Virtual Classroom

Πέμπτη - 20 Οκτ 2022

Ώρα

09:00 - 13:30

Τοποθεσία:

OnLine Virtual Classroom

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Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

MiFID II / MiFIR Overview...

The legal framework of MiFID II/MiFIR has applied since 3 January 2018. This new legislative framework strengthens investor protection and improves the function...

07/12/2022 17:00

5 ώρες (2 μέρες)

Αγγλικά

Live Online

MLRO/MLCO Masterclass in Betting and Gaming...

Course Overview  The course is designed to provide Compliance and AMLCOs practitioners guidance and support on how to translate betting, gaming, and gambling se...

09/12/2022 09:00

12 ώρες (3 μέρες)

Αγγλικά

Επιχορηγημένο-ΑνΑΔ

Live Online

Effective Whistleblowers’ Protection: A ‘Must’ For Ensuring Your Organ...

Wrongdoing, and in particular that which takes place in the corporate environment, is often committed in secret for a long time, during which time, non-involved...

13/12/2022 10:00

5 ώρες (1 ημέρα)

Αγγλικά

Live Online

Anti-Money Laundering (AML) Regulation and Updates...

Flows of illicit money can damage the igtntegrity, stability and reputation of the financial sector, and threaten the internal market of the Union as well as in...

13/12/2022 16:30

5 ώρες (2 μέρες)

Αγγλικά

Live Online

Anti-Money Laundering Framework: Assessing and Managing AML Risk...

The Anti-money laundering framework applicable in the EU has been in the form of several EU Directives, constantly being updated and in this way an extensive an...

14/12/2022 09:00

5 ώρες (1 ημέρα)

Αγγλικά

EIMF (Λευκωσία)

Artificial Intelligence Fundamentals and the Disruption in the Financi...

The concept of Artificial Intelligence is no longer considered as a fictional, futuristic idea. It has been given a very important role within the current socie...

19/12/2022 09:00

7 ώρες (2 μέρες)

Αγγλικά

Live Online

Governance, Risk Management and Compliance (4 CPD Units)...

The self-based online training programme provides the participants with a broad range of areas addressed in a Governance, Risk and Compliance (GRC) model. Parti...

31/01/2023 09:10

Αγγλικά

eLearning

AIF and AIFM...

DescriptionThis course offers a comprehensive introduction to Alternative Investment Funds (AIF) and to Alternative Investment Fund Managers (AIFM) It addresses...

31/01/2023 09:10

Αγγλικά

eLearning

Ethics, Integrity and Fairness in Financial Services...

Firms and individuals operating in the sector must be conscious and mindful of these standards and expectations and consider both whether they are satisfying th...

31/01/2023 09:10

Αγγλικά

eLearning

Certified Blockchain Business Foundations (CBBF) with Exam Voucher...

Description This course will cover the syllabus of BTA's Certified Blockchain Business Foundations (CBBF) examination. The Certified Blockchain Business Foundat...

31/01/2023 09:10

Αγγλικά

eLearning

Anti-Money Laundering and Terrorism Financing Fundamentals...

DescriptionThis course offers a basic overview of the Money Laundering and Terrorism Financing. It addresses the macroeconomic consequences of unchecked money l...

31/01/2023 09:10

Αγγλικά

eLearning

AAT – Credit Management...

The AAT is the UK’s leading Accountancy body offering entry level qualifications. The AAT is open to all, regardless of age or experience there is a place that ...

31/01/2023 09:10

Αγγλικά

eLearning

Market Abuse Regulation Overview...

This course offers a condensed review of Market Abuse Regulation (MAR). It addresses the characteristics of market abuse and the impact on firms and individuals...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 1...

Description This CPD bundle includes the following modules: • Anti-Money Laundering and Terrorism Financing Fundamentals • Fundamentals of Risk Management • MiF...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 3...

Description This CPD bundle includes the following modules: • European Market Infrastructure Regulation (EMIR) Overview • Practical Aspects of the Compliance Fu...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 4...

Description This CPD bundle includes the following modules: • Financial Promotion and Marketing Compliance • Treating Customers Fairly and Handling Complaints i...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 5...

DescriptionThis CPD bundle includes the following modules: • Treating Customers Fairly and Handling Complaints in the Financial Services Sector • Market Abuse R...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 6...

Description This CPD bundle includes the following modules: • Insider Dealing and Market Manipulation • Anti-Bribery and Anti-Corruption Training Duration This ...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 7...

Description This CPD bundle includes the following modules: • AIF and AIFM • Anti-Money Laundering and Terrorism Financing Fundamentals • Market Abuse Regulatio...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 1...

Description This CPD bundle includes the following modules: • Markets in Financial Instruments Directive (MiFID II) • European Market Infrastructure Regulation ...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 4...

Description This CPD bundle includes the following modules: • Market Abuse and Regulation • Anti-Bribery and Anti-Corruption Training Duration This course may t...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 5...

Description This CPD bundle includes the following modules: • Practical Aspects of the Compliance Function • Financial Promotion and Marketing Compliance • Trea...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 6...

Description This CPD bundle includes the following modules: • Insider Dealing and Market Manipulation • European Market Infrastructure Regulation (EMIR) Overvie...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 7...

Description This CPD bundle includes the following modules: • Practical Aspects of the Compliance Function • Anti-Money Laundering and Terrorism Financing Funda...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 8...

Description This CPD bundle includes the following modules: • ICAAP - Internal Capital Adequacy Assessment Process • The Fund Industry: Latest Regulatory Framew...

31/01/2023 09:10

Αγγλικά

eLearning

Ethereum Developer...

Description This course on Ethereum developers is designed for programmers and developers who want to take a comprehensive deep dive in writing smart contracts ...

31/01/2023 09:10

Αγγλικά

eLearning

EKK (CySEC) Ερωτήσεις Προετοιμασίας Βασικής Εξέτασης...

Περιγραφή Τρεις (3) Εξετάσεις Ποετοιμασίας για τη Βασική Εξέταση της Επιτροπής Κεφαλαιαγοράς Κύπρου (ΕΚΚ) στα Ελληνικά.. ...

31/01/2023 09:10

Ελληνικά

eLearning

Market Abuse and Regulation...

DescriptionThis course will provide a comprehensive review of Market Abuse and the respective regulatory environment. It will cover inside information and insid...

31/01/2023 09:10

Αγγλικά

eLearning

UCITS - Undertakings for Collective Investments in Transferable Securi...

DescriptionThis course offers a comprehensive introduction to the Undertakings for Collective Investments in Transferable Securities (UCITS). It addresses the n...

31/01/2023 09:10

Αγγλικά

eLearning

Fundamentals of Risk Management...

DescriptionThis course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers risk ...

31/01/2023 09:10

Αγγλικά

eLearning

Fundamentals of Investment and Finance...

DescriptionThis course offers a general review of the financial services sector, with a specific focus on investments from a global perspective. The focus of th...

31/01/2023 09:10

Αγγλικά

eLearning

AIFM - Alternative Investment Fund Managers...

DescriptionThis course offers a comprehensive introduction to the Alternative Investment Fund Managers (AIFM). It addresses the application of the AIFM Law, the...

31/01/2023 09:10

Αγγλικά

eLearning

Sales Compliance and Techniques for Investment Firms (5 CPD Units)...

DESCRIPTIONThis course aims, is to assist professionals in investment firms, in particularly those whose primary function is within the Sales, customer retentio...

31/01/2023 09:10

Αγγλικά

eLearning

CASS iLecture...

CASS iLecture by Vivienne BanniganThis is a 90 minutes interactive iLecture on the In’s and Out’s of the CASS Resolution Pack.BackgroundSince 2010 the Financial...

31/01/2023 09:10

Αγγλικά

eLearning

Anti-Money Laundering and Counter Terrorist Finance...

Τhis course provides staff with an understanding of the process of money laundering, the laws and regulations that make it illegal, and the responsibilities of ...

31/01/2023 09:10

Αγγλικά

eLearning

MiFIR iLecture...

MiFIR Transaction Reporting iLecture by Vivienne BanniganAn interactive 90-minute on-demand MiFIR workshop.BackgroundAccurate and complete MiFIR Transaction Rep...

31/01/2023 09:10

Αγγλικά

eLearning

Approved Persons Regime...

Approved Persons Regime awareness course for all members of firms NOT subject to the Senior Managers & Certification Regime (SM&CR) which came into effect on 7 ...

31/01/2023 09:10

Αγγλικά

eLearning

Best Execution...

The FCA rules relating to Best Execution cover all ‘financial instruments’. Firms must establish and implement a Best Execution Policy, setting out details of h...

31/01/2023 09:10

Αγγλικά

eLearning

CASS Introduction...

CA short online e-learning primer aimed as an introductory overview for those encountering Client Money and Client Assets for the first time, and for those work...

31/01/2023 09:10

Αγγλικά

eLearning

Certificate in KYC and CDD...

KYC/CDD is a critical element for effectively managing the risks posed by potential clients (thus protecting the organization against criminals, terrorists, and...

31/01/2023 09:10

Αγγλικά

eLearning

Certified Ethical Hacker...

A Certified Ethical Hacker (CEH) is a skilled professional who understands and knows how to look for weaknesses and vulnerabilities in target systems and uses t...

31/01/2023 09:10

Αγγλικά

eLearning

Corporate Governance for Financial Institutions...

The concept/term Corporate Governance has featured regularly in discussions, both within the professional and academic community, since the 1990s and has become...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 2...

Description This CPD bundle includes the following modules: • ICAAP - Internal Capital Adequacy Assessment Process • Fundamentals of Risk Management • Anti-Mone...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC AML Certification Examination Practice and Mock Exams...

DescriptionA set of 4 full Mock & Revision Exams in English for the latest CySEC AML Certification Examination Syllabus....

31/01/2023 09:10

Αγγλικά

eLearning

CySEC AML Certification Examination Practice and Mock Exams...

A set of 5 full Mock & Revision Exams in English for the latest CySEC AML Certification Examination Syllabus.Registration and AccessTo register to this course, ...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 2...

Description This CPD bundle includes the following modules: • AIF, AIFM and UCITS • Anti-Bribery and Anti-Corruption Training Duration This course may take up t...

31/01/2023 09:10

Αγγλικά

eLearning

MiFIR Transaction Reporting (5 CPD Units)...

DESCRIPTIONMiFID II/MiFIR which came into effect on 3 January 2018, is a new legislative framework which aims to strengthen investor protection and improve the ...

31/01/2023 09:10

5 ώρες (1 ημέρα)

Αγγλικά

eLearning

Cyber Security Essentials...

We’re in an era that relies on technology more than eve. Aside from being a constant presence in our daily lives, it’s become ingrained in many of our business ...

31/01/2023 09:10

Αγγλικά

eLearning

Market Abuse Regime (MAR) iLecture...

Market Abuse Regime (MAR) iLecture by Vivienne BanniganAn interactive 90-minute on-demand market abuse workshop.BackgroundThe purpose of the market abuse regime...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Basic Examination Practice and Mock Exams...

Description A set of 2 full Mock Exams in English for the latest CySEC Basic Examination Syllabus. ...

31/01/2023 09:10

Αγγλικά

eLearning

Compliance Essentials...

ACompliance Essentials provides comprehensive coverage of the key compliance / conduct issues that financial services sector companies face today. It provides 8...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 10 CPD Bundle 8...

Description This CPD bundle includes the following modules: • Anti-Bribery and Anti-Corruption • Treating Customers Fairly and Handling Complaints in the Financ...

31/01/2023 09:10

Αγγλικά

eLearning

Compliance Introduction...

Compliance involves the efforts and programs of an organization to ensure that the business complies with government and industry regulations. If your organizat...

31/01/2023 09:10

Αγγλικά

eLearning

Certificate in Compliance...

Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the di...

31/01/2023 09:10

Αγγλικά

eLearning

Insider Dealing and Market Manipulation...

DescriptionThis course will provide a comprehensive introduction to the Market Abuse Regulation's definitions on insider information and inside dealing. It will...

31/01/2023 09:10

Αγγλικά

eLearning

The Fund Industry: Latest Regulatory Framework...

DescriptionThis course offers a comprehensive introduction to AIF, AIFM, AIFMD, and UCITS. It addresses the various categories and legal forms of AIFs, the rele...

31/01/2023 09:10

Αγγλικά

eLearning

IGCA Certificate in AML...

The IGCA’s AML Certificate’s CurriculumIGCA’s AML Certificate covers the following specific topics:– Money laundering methods, techniques, red flags and key ris...

31/01/2023 09:10

Αγγλικά

eLearning

Compliance Introduction...

A firm needs to establish, implement and maintain adequate policies and procedures sufficient to ensure compliance of the firm (covering its managers, employees...

31/01/2023 09:10

Αγγλικά

eLearning

AIF - Alternative Investment Funds...

DescriptionThis course offers a comprehensive introduction to the Alternative Investment Funds (AIF). It addresses national and EU issues, reflecting the legal ...

31/01/2023 09:10

Αγγλικά

eLearning

Certified Blockchain Developer - Ethereum (CBDE) with Exam Voucher...

Description This course will cover the syllabus of BTA's Certified Blockchain Developer - Ethereum (CBDE) examination. The Certified Blockchain Developer - Ethe...

31/01/2023 09:10

Αγγλικά

eLearning

Financial Promotion and Marketing Compliance...

DescriptionThis course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and Germany, f...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Advanced Examination Practice and Mock Exams...

Description A set of 6 full Mock & Revision Exams in English for the latest CySEC Advanced Examination Syllabus. ...

31/01/2023 09:10

Αγγλικά

eLearning

Product Governance, Suitability and Appropriateness (5 CPD Units)...

DESCRIPTIONThe product governance regime aims to ensure that firm’s act in a client’s best interests, including funds and related management services, to end cl...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Basic Examination Practice and Mock Exams...

A set of 3 full Mock Exams in English for the latest CySEC Basic Examination Syllabus.Registration and AccessTo register to this course, click on the Buy Now bu...

31/01/2023 09:10

Αγγλικά

eLearning

CISI International Introduction to Investment...

DescriptionThe International Introduction to Investment offers a broad introduction to the financial services professional sector, with a specific focus on inve...

31/01/2023 09:10

Αγγλικά

eLearning

European Market Infrastructure Regulation (EMIR) Overview...

DescriptionThis course offers a comprehensive overview of the EMIR. It addresses the EMIR requirements, the types of counterparties and the clearing obligations...

31/01/2023 09:10

Αγγλικά

eLearning

CySEC Regulations 15 CPD Bundle 3...

Description This CPD bundle includes the following modules: • Market Abuse and Regulation • Treating Customers Fairly and Handling Complaints in the Financial S...

31/01/2023 09:10

Αγγλικά

eLearning